1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(2)
|
02/19/2017 |
Common
|
625
|
$
94.47
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
02/19/2018 |
Common
|
213
|
$
88.49
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
02/14/2021 |
Common
|
1,917
|
$
85.45
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
02/20/2022 |
Common
|
2,679
|
$
71.03
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
02/18/2023 |
Common
|
2,316
|
$
111.33
|
D
|
Â
|
Restricted Stock Units
|
Â
(7)
|
Â
(7)
|
Common
|
310
|
$
(7)
|
D
|
Â
|
Restricted Stock Units
|
Â
(8)
|
Â
(8)
|
Common
|
10,000
|
$
(8)
|
D
|
Â
|
Restricted Stock Units
|
Â
(9)
|
Â
(9)
|
Common
|
10,000
|
$
(9)
|
D
|
Â
|
Restricted Stock Units
|
Â
(10)
|
Â
(10)
|
Common
|
484
|
$
(10)
|
D
|
Â
|
Restricted Stock Units
|
Â
(11)
|
Â
(11)
|
Common
|
713
|
$
(11)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
As of 03/15/2013, the latest date for which information is reasonably available, there are 31.147 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan. |
(2) |
The option became exercisable in three substantially equal annual installments beginning on February 19, 2008. |
(3) |
The option became exercisable in three substantially equal annual installments beginning on February 19, 2009. |
(4) |
The option became exercisable in three substantially equal annual installments beginning on February 14, 2012. |
(5) |
The option becomes exercisable in three substantially equal annual installments, beginning on February 20, 2013. |
(6) |
The option becomes exercisable in three substantially equal annual installments, beginning on February 18, 2014. |
(7) |
Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 14, 2014. |
(8) |
Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: 50% on March 15, 2014 and 50% on March 15, 2016. |
(9) |
Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: 50% on February 20, 2015 and 50% on February 20, 2017. |
(10) |
Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on February 20, 2014 and one-third on February 20, 2015. |
(11) |
Restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on February 18, 2014; one-third on February 18, 2015; and one-third on February 18, 2016. |