Skip to main content

SEC fines JPMorgan $125 million for failing to keep records

The Securities and Exchange Commission announced Friday that J.P. Morgan Securities, a subsidiary broker-dealer of JPMorgan Chase & Co., agreed to pay $125 million to resolve charges that it failed preserve written communications of its employees.
Data & News supplied by www.cloudquote.io
Stock quotes supplied by Barchart
Quotes delayed at least 20 minutes.
By accessing this page, you agree to the following
Privacy Policy and Terms and Conditions.