AS FILED WITH THE SEC ON AUGUST 13, 2002
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): AUGUST 13, 2002
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LUCENT TECHNOLOGIES INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
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DELAWARE 1-11639 22-3408857
(STATE OR OTHER JURISDICTION (COMMISSION FILE NUMBER) (IRS EMPLOYER IDENTIFICATION NO.)
OF INCORPORATION)
600 MOUNTAIN AVENUE, MURRAY HILL, NEW JERSEY 07974
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
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(908) 582-8500
(REGISTRANT'S TELEPHONE NUMBER)
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Item 9. Regulation FD Disclosure
On August 13, 2002, the principal executive officer, Patricia F.
Russo, and the principal financial officer, Frank A. D'Amelio, of Lucent
Technologies Inc. each submitted to the Securities and Exchange Commission sworn
statements pursuant to Securities and Exchange Commission Order No. 4-460.
Lucent Technologies Inc. is furnishing under Item 9 of this Current
Report on Form 8-K copies of such statements attached hereto as Exhibit 99.1
and 99.2.
On August 13, 2002, Ms. Russo and Mr. D'Amelio each filed their
certifications pursuant to Section 960 of the Sarbanes-Oxley Act of 2002
as exhibits to Lucent Technologies Inc.'s Third Quarter Report for the
quarterly period ended June 30, 2002.
Exhibits:
Exhibit 99.1 Statement, dated August 13, 2002, of the principal executive
officer of Lucent Technologies Inc. pursuant to Securities and
Exchange Commission Order No. 4-460.
Exhibit 99.2 Statement, dated August 13, 2002, of the principal financial
officer of Lucent Technologies Inc. pursuant to Securities and
Exchange Commission Order No. 4-460.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
LUCENT TECHNOLOGIES INC.
Dated: August 13, 2002 By: /s/ John A. Kritzmacher
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Name: John A. Kritzmacher
Title: Senior Vice President
and Corporate Controller
EXHIBIT INDEX
Exhibit Number
99.1 Statement, dated August 13, 2002, of the principal
executive officer of Lucent Technologies Inc. pursuant
to Securities and Exchange Commission Order No. 4-460.
99.2 Statement, dated August 13, 2002, of the principal
financial officer of Lucent Technologies Inc. pursuant
to Securities and Exchange Commission Order No. 4-460.