UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest reported): June 27, 2001
PROFILE TECHNOLOGIES, INC.
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(Exact name of registrant as specified in its chapter)
Delaware 0-21152 91-1418002
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(State or other jurisdiction (Commission File Number) (IRS Employer
of incorporation) Identification No.)
1077 Northern Blvd., Roslyn, NY 11576
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (516) 365-1909
Item 5. Other Events and Regulation FD Disclosure.
On June 27, 2001, Profile Technologies, Inc. (the "Company") issued a press
release, which announced that the Company had requested a hearing to appeal a
ruling that the Company received from the Nasdaq Stock Market indicating that
the Company had not complied with certain requirements for continued listing on
the Nasdaq SmallCap Market and could be delisted.
As a result of this appeal, the Company's stock will continue to trade on Nasdaq
until a future hearing before its Listing Qualifications Panel. The Company's
common stock will be delisted from the SmallCap Market without further
notification if the Listing Qualifications Panel denies the Company's appeal of
the determination. A copy of the press release is included under Item 7, Exhibit
99.1.
Item 7. Financial Statements and Exhibits.
Exhibit Description
99.1 Profile Technologies, Inc. Press Release *
* Exhibit filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
PROFILE TECHNOLOGIES, INC.
Date: June 27, 2001 /s/ Henry Gemino
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Henry Gemino
Chief Executive Officer;
Chief Financial Officer