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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrants | $ 1.25 | 12/22/2004 | P | 383,015 | 12/22/2004 | 11/12/2005 | Common Stock | 383,015 | $ 0 | 920,581 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Trinad Capital L.P. 153 EAST 53RD ST. 48TH FLOOR NEW YORK, NY 10022 |
X | X |
/s/ Trinad Capital L.P., General Partner | 12/22/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On December 17, 2004, Trinad Capital L.P. received 50,000 shares of common stock ("Common Stock"), par value $.0001, of Command Security Corp. upon exercise of warrants for such shares of Common Stock, at an exercise price of $1.03125 per share. Robert Ellin, is the General Partner of and holds a 6.2% interest in Trinad Capital L.P. Mr. Ellin disclaims any beneficial ownership except to the extent of his pecuniary interest in Trinad Capital L.P. |
(2) | On December 22, 2004, Trinad purchased 25,000 shares of Common Stock and warrants to purchase an additional 383,015 shares of Common Stock, at an exercise price of $1.25 per share, from Atlantis Equities, Inc. ("Atlantis"), an entity controlled by Nancy Ellin, the spouse of Mr. Ellin, for an aggregate purchase price of $25,782.25. Mr. Ellin is the President of Atlantis. |
(3) | On December 22, 2004, Trinad Capital L.P. received 125,000 shares of Common Stock from William C. Vassell, a former officer and director of the Company as part of a settlement agreement between Mr. Vassell and the Company, at a purchase price of $1.00 per share. |