Connecticut
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001-36448
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20-8251355
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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TABLE OF CONTENTS
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Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
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Item 9.01
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Financial Statements and Exhibits
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SIGNATURES
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EXHIBIT INDEX
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EX-99.1
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Press Release
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Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
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(b)
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On November 13, 2015, Bankwell Financial Group, Inc. and its subsidiary Bankwell Bank (collectively, "Bankwell") and Gail E. D. Brathwaite ("Brathwaite") announced that Brathwaite has tendered her resignation from her positions at Bankwell (currently Executive Vice President and Chief Operating Officer) effective December 11, 2015 ("Effective Date"). At Bankwell's request, Brathwaite has agreed on a consulting arrangement through June 30, 2016.
Bankwell issued a press release in connection with the resignation, which is attached to this filing.
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Item 9.01
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Financial Statements and Exhibits
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(a)
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Not applicable.
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(b)
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Not applicable.
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(c)
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Not applicable.
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(d)
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Exhibits.
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Exhibit Number
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Description
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99.1
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Press Release dated November 13, 2015
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SIGNATURES
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Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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BANKWELL FINANCIAL GROUP, INC.
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Registrant
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November 13, 2015
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By: /s/ Ernest J. Verrico, Sr.
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Ernest J. Verrico, Sr.
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Executive Vice President
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and Chief Financial Officer
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Exhibit Number
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Description
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99.1
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Press Release dated November 13, 2015
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