UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED)
April 23, 2010
814-00201
(Commission File Number)
MVC CAPITAL, INC.
(THE "FUND")
(Exact name of registrant as specified in its charter)
DELAWARE, 943346760
(Jurisdiction of Incorporation) (IRS Employer Identification Number)
287 BOWMAN AVENUE
2ND FLOOR
PURCHASE, NY 10577
(Address of registrant's principal executive office)
914-701-0310
(Registrant's telephone number)
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(FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
On April 27, 2010, MVC Capital, Inc. (the "Fund") held its Annual
Meeting of Stockholders. During this meeting, our stockholders were asked to
consider and vote upon two proposals: (1) to elect six nominees to serve as
members of the Board of Directors of the Fund to serve for a term of one year
until the next annual meeting of stockholders, and (2) to ratify the selection
of Ernst & Young LLP as the Fund's independent registered public accounting firm
for the fiscal year ending October 31, 2010.
For each proposal, the final shareholder voting results were as
follows:
Proposal 1: Election of six directors.
NAME VOTES FOR VOTES WITHHELD BROKER NON-VOTES
---- ------------ -------------- ----------------
Emilio Dominianni 19,053,384.39 1,177,572.04 1
Gerald Hellerman 18,967,528.39 1,263,428.04 1
Warren Holtsberg 19,034,153.74 1,196,802.69 1
Robert Knapp 19,063,192.74 1,167,763.69 1
William Taylor 19,069,696.39 1,161,260.04 1
Michael Tokarz 18,680,567.12 1,550,389.31 1
Proposal 2: Ratification of the selection of Ernst & Young LLP as the Fund's
independent registered public accounting firm.
VOTES FOR VOTES AGAINST ABSTENTIONS BROKER NON-VOTES
------------- ------------- ----------- ----------------
19,997,997.67 217,294.53 15,665.23 0
ITEM 8.01. OTHER EVENTS.
On April 27, 2010, the Fund issued a press release announcing that the Board of
Directors of the Fund approved a share repurchase program authorizing up to $5
million in share repurchases. A copy of that press release is included as
Exhibit 99.1 of this report.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
Exhibit 99.1. Press release of MVC Capital, Inc. dated April 27, 2010.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
MVC CAPITAL, INC.
By: /s/ Michael Tokarz
--------------------
Michael Tokarz
Chairman
Dated: April 29, 2010