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| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION
+--------+ Washington, D.C. 20549
[_] Check this box if
no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
to Section 16.
Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities
obligations may Exchange Act of 1934, Section 17(a) of the
continue. See Public Utility Holding Company Act of 1935 or
Instruction 1(b). Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person*
Thiry Kent J
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(Last) (First) (Middle)
21250 Hawthorne Boulevard, Suite 800
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(Street)
Torrance CA 90503
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(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol DaVita Inc. (DVA)
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3. I.R.S. Identification Number of Reporting Person, if an entity
(voluntary)
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4. Statement for Month/Year 05/2001
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5. If Amendment, Date of Original (Month/Year) 06/2001
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6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
X Director X Officer ___ 10% Owner ___ Other
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(give title below) (specify below)
Chairman & CEO
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7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
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____ Form filed by More than One Reporting Person
Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature
of action action or Disposed of (D) Securities ship of In-
Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct
(Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene-
Day/ ----------------------------------------------- End of (D) or ficial
Year) Month Indirect Owner-
Code V Amount (A) or Price (Instr. 3 and 4) (I) ship
(D) (Instr. 4) (Instr. 4)
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Common Stock 05/14/01 M 250,000 A $2.6875 D
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Common Stock 05/14/01 M 25,000 A $5.1354 D
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Common Stock 05/14/01 S 40,887 D $18.7435 D
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Common Stock 05/15/01 S 166,950 D $18.7081 D
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Common Stock 05/16/01 S 67,163 D $18.6596 4,166/1/ D
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Common Stock 55,500 I By Trust
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
Potential persons who are to respond to the collection
of information contained in this form are not required to respond
unless the form displays a currently valid OMB control number.
FORM 4 (continued) Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv-
Security (Instr. 3) sion or action tion Code ative Securities
Exercise Date (Instr. 8) Acquired (A) or
Price of (Month/ Disposed of (D)
Deriv- Day/ (Instr. 3, 4, and 5)
ative Year)
Security
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Code V (A) (D)
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Stock Options (Right to buy) $2.6875 05/14/01 M 250,000
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Stock Options (Right to buy) $5.1354 05/14/01 M 25,000
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Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Na-
cisable and Underlying Securities of of Deriv- ship ture
Expiration (Instr. 3 and 4) Deriv- ative Form of In-
Date ative Secur- of De- direct
(Month/Day/ Secur- ities rivative Bene-
Year) ity Bene- Securities ficial
(Instr. ficially Bene- Owner-
-------------------------------------------- 5) Owned ficially ship
Date Expira- Amount or at End Owned at (Instr.
Exer- tion Title Number of of End of 4)
cisable Date Shares Month Month(1)
(Instr. 4) (Instr. 4)
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(2)
Stock Options (Right to buy) 03/29/01 03/29/05 Common Stock 250,000 $0 250,000 D
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Stock Options (Right to buy) 10/18/00 01/26/10 Common Stock 25,000 $0 475,000 D
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Explanation of Responses:
/s/ Kent J Thiry August 30, 2002
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See attached page(s) **Signature of Reporting Person Date
Thiry, Kent J
** Intentional misstatements or omissions of facts constitute Federal 21250 Hawthorne Boulevard, Suite 800
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Torrance CA 90503
Note: File three copies of this form, one of which must be manually signed. If DaVita Inc. (DVA)
space provided is insufficient, see Instruction 6 for procedure. 05/2001
Potential persons who are to respond to the collection
of information contained in this form are not required to respond
unless the form displays a currently valid OMB control number.
FORM 4 (continued) Explanation of Responses
Name: Thiry, Kent J Statement for Month/Year: 05/2001
21250 Hawthorne Boulevard, Suite 800 Issuer Name: DaVita Inc. (DVA)
Torrance CA 90503
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Note: 1 Acquired under the Company Employee Stock Purchase Plan in January
2001.
Note: 2 125,000 of the indicated options vested on 3/29/01. The vesting of the
remaining 125,000 options was accelerated on 6/27/00 due to DaVita's
stock price closing at $5.01 or above for 10 of 20 consecutive trading
days.