fp0006564_8a12b.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934

MVC Capital, Inc.
(Exact Name of Registrant as Specified in Its Charter)
 
Delaware
  
94-3346760
(State of Incorporation or Organization)
  
(I.R.S. Employer Identification No.)
     
287 Bowman Avenue, 2nd Floor
Purchase, NY
  
10577
(Address of Principal Executive Offices)
  
(Zip Code)
 
Securities to be registered pursuant to Section 12(b) of the Act:
 
Title of each class
to be so registered
  
Name of each exchange on which
each class is to be registered
     
7.25% Senior Notes due 2023
  
New York Stock Exchange

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A. (c), please check the following box. [X] 
 
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A. (d), please check the following box. [   ]
 
Securities Act registration statement file number to which this form relates:
333-184803
 
(if applicable)
 

Securities to be registered pursuant to Section 12(g) of the Act: None


(Title of Class)
 
 
 
 
 
INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant’s Securities to be Registered.

The description of the 7.25% Senior Notes due 2023 contained in the sections entitled “Description of the Notes” in the Prospectus Supplement, dated February 19, 2013, and “Description of Securities – Debt Securities” in the Prospectus contained therein, dated February 13, 2013, that was filed with the Securities and Exchange Commission under the Securities Act of 1933, as amended, on February 20, 2013, is incorporated by reference herein.

Item 2. Exhibits.

Pursuant to the Instructions as to exhibits for registration statements on Form 8-A, the documents listed below are filed as exhibits to this Registration Statement:
 
Number
Exhibit
   
2.1
Form of Indenture, dated February 26, 2013, between MVC Capital, Inc. and U.S. Bank National Association, as trustee (Incorporated by reference to Exhibit (d)(2) filed as Post-Effective Amendment No. 1 to MVC Capital, Inc.’s Registration Statement on Form N-2 (Filed No. 333-184803), filed on January 23, 2013).
 
2.2
Form of First Supplemental Indenture, dated February 26, 2013, between MVC Capital, Inc. and U.S. Bank National Association, as trustee (Incorporated by reference to Exhibit (d)(3) filed as Post-Effective Amendment No. 1 to MVC Capital, Inc.’s Registration Statement on Form N-2 (Filed No. 333-184803), filed on January 23, 2013).
 
2.3
Form of 7.25% Senior Unsecured Notes due 2023 (Incorporated by reference to Exhibit (d)(3) filed as Post-Effective Amendment No. 1 to MVC Capital, Inc.’s Registration Statement on Form N-2 (Filed No. 333-184803), filed on January 23, 2013).
 
 
 
 
 
SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 
MVC Capital, Inc.
   
Date: February 26, 2013
By:
 /s/ Peter Seidenberg
 
Name:
Title:
Peter Seidenberg
Chief Financial Officer

 
 
 

Number
Exhibit
   
2.1
Form of Indenture, dated February 26, 2013, between MVC Capital, Inc. and U.S. Bank National Association, as trustee (Incorporated by reference to Exhibit (d)(2) filed as Post-Effective Amendment No. 1 to MVC Capital, Inc.’s Registration Statement on Form N-2 (Filed No. 333-184803), filed on January 23, 2013).
 
2.2
Form of First Supplemental Indenture, dated February 26, 2013, between MVC Capital, Inc. and U.S. Bank National Association, as trustee (Incorporated by reference to Exhibit (d)(3) filed as Post-Effective Amendment No. 1 to MVC Capital, Inc.’s Registration Statement on Form N-2 (Filed No. 333-184803), filed on January 23, 2013).
 
2.3
Form of 7.25% Senior Unsecured Notes due 2023 (Incorporated by reference to Exhibit (d)(3) filed as Post-Effective Amendment No. 1 to MVC Capital, Inc.’s Registration Statement on Form N-2 (Filed No. 333-184803), filed on January 23, 2013).