FormABS-15G2014
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM ABS-15G
ASSET-BACKED SECURITIZER
REPORT PURSUANT TO SECTION 15G OF
THE SECURITIES AND EXCHANGE ACT OF 1934
Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:
X Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period
January 1, 2014 to December 31, 2014
Date of Report (Date of earliest event reported) : February 13, 2015
Commission File Number of securitizer: 001-33211
Central Index Key Number of securitizer: 0001373561
NEWSTAR FINANCIAL, INC.
(Exact name of securitizer as specified in its charter)
John Kirby Bray
Chief Financial Officer
617-848-2500
(Name and telephone number, including area code, of the person to
contact in connection with this filing)
Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1) [ ]
Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i) [ ]
Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii) [X]
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
NewStar Financial, Inc. (Securitizer)
Date February 13, 2015
/s/ John Kirby Bray
John Kirby Bray
Chief Financial Officer