UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 


Investment Company Act file number 811-22585


Tortoise Pipeline & Energy Fund, Inc.
(Exact Name of Registrant as specified in charter)


11550 Ash Street, Suite 300, Leawood, KS 66211
(Address of Principal Executive Offices) (Zip code)


P. Bradley Adams
11550 Ash Street, Suite 300, Leawood, KS 66211
(Name and Address of Agent For Service)


Registrant's telephone number, including area code: 913-981-1020


Date of fiscal year end: November 30


Date of reporting period: July 1, 2017 - June 30, 2018
 
 


Item 1. Proxy Voting Record
 
Vote Summary
                                   
VTTI ENERGY PARTNERS LP
                               
Security
     
Y9384M101
                 
Meeting Type
     
Special
 
Ticker Symbol
 
VTTI
                 
Meeting Date
     
13-Sep-2017
 
ISIN
     
MHY9384M1012
                           
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.
THE MERGER PROPOSAL - TO CONSIDER AND
VOTE ON A PROPOSAL TO ADOPT AND APPROVE
THE AGREEMENT AND PLAN OF MERGER, DATED
MAY 8, 2017 (THE "MERGER AGREEMENT"), BY AND
AMONG VTTI ENERGY PARTNERS LP ("MLP"), VTTI
ENERGY PARTNERS GP LLC, THE GENERAL
PARTNER OF MLP, VTTI B.V. ("PARENT"), VTTI MLP
PARTNERS B.V., A DIRECT WHOLLY OWNED
SUBSIDIARY OF PARENT ("MLP PARTNERS"), AND
VTTI MERGER SUB LLC, A DIRECT WHOLLY OWNED
SUBSIDIARY OF MLP PARTNERS ("MERGER SUB"),
AS SUCH AGREEMENT MAY BE AMENDED ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
Management
 
For
   
For
     
2.
THE ADJOURNMENT PROPOSAL - TO CONSIDER
AND VOTE ON A PROPOSAL TO APPROVE THE
ADJOURNMENT OF THE SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT AND APPROVE THE
MERGER AGREEMENT AND APPROVE THE
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT, INCLUDING THE MERGER, AT THE
TIME OF THE SPECIAL MEETING.
Management
 
For
   
For
     
WESTERN GAS PARTNERS, LP
                               
Security
     
958254104
                 
Meeting Type
     
Special
 
Ticker Symbol
 
WES
               
Meeting Date
     
17-Oct-2017
 
ISIN
     
US9582541044
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.
TO APPROVE THE WESTERN GAS PARTNERS, LP
2017 LONG-TERM INCENTIVE PLAN (THE LTIP
PROPOSAL)
Management
 
For
   
For
     
2.
TO APPROVE THE ADJOURNMENT OF THE SPECIAL
MEETING TO A LATER DATE OR DATES, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE LTIP
PROPOSAL
Management
 
For
   
For
     
EQT CORPORATION
                                 
Security
     
26884L109
                 
Meeting Type
     
Contested-Special
Ticker Symbol
 
EQT
                 
Meeting Date
     
09-Nov-2017
 
ISIN
     
US26884L1098
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.
APPROVAL OF THE ISSUANCE OF SHARES OF EQT
COMMON STOCK TO STOCKHOLDERS OF RICE
ENERGY INC. IN CONNECTION WITH THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
JUNE 19, 2017
Management
 
For
   
For
     
2.
APPROVAL OF AMENDMENT AND RESTATEMENT
OF EQT'S RESTATED ARTICLES OF
INCORPORATION
Management
 
For
   
For
     
3.
APPROVAL OF THE ADJOURNMENT OF THE EQT
SPECIAL MEETING IF NECESSARY OR
APPROPRIATE TO SOLICIT ADDITIONAL PROXIES
Management
 
For
   
For
     
NOBLE ENERGY, INC.
                                 
Security
     
655044105
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
NBL
                 
Meeting Date
     
24-Apr-2018
 
ISIN
     
US6550441058
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1A.
Election of Director: Jeffrey L. Berenson
   
Management
 
For
   
For
     
1B.
Election of Director: Michael A. Cawley
   
Management
 
For
   
For
     
1C.
Election of Director: Edward F. Cox
     
Management
 
For
   
For
     
1D.
Election of Director: James E. Craddock
   
Management
 
For
   
For
     
1E.
Election of Director: Thomas J. Edelman
   
Management
 
For
   
For
     
1F.
Election of Director: Holli C. Ladhani
   
Management
 
For
   
For
     
1G.
Election of Director: David L. Stover
     
Management
 
For
   
For
     
1H.
Election of Director: Scott D. Urban
     
Management
 
For
   
For
     
1I.
Election of Director: William T. Van Kleef
   
Management
 
For
   
For
     
2.
To ratify the appointment of the independent auditor by
the Company's Audit Committee.
Management
 
For
   
For
     
3.
To approve, in an advisory vote, executive compensation.
 
Management
 
For
   
For
     
4.
To consider a shareholder proposal requesting a
published assessment of various climate change
scenarios on our portfolio.
Shareholder
 
Against
   
For
     
EOG RESOURCES, INC.
                               
Security
     
26875P101
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
EOG
                 
Meeting Date
     
24-Apr-2018
 
ISIN
     
US26875P1012
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1a.
Election of Director: Janet F. Clark
     
Management
 
For
   
For
     
1b.
Election of Director: Charles R. Crisp
   
Management
 
For
   
For
     
1c.
Election of Director: Robert P. Daniels
   
Management
 
For
   
For
     
1d.
Election of Director: James C. Day
     
Management
 
For
   
For
     
1e.
Election of Director: C. Christopher Gaut
   
Management
 
For
   
For
     
1f.
Election of Director: Donald F. Textor
   
Management
 
For
   
For
     
1g.
Election of Director: William R. Thomas
   
Management
 
For
   
For
     
1h.
Election of Director: Frank G. Wisner
   
Management
 
For
   
For
     
2.
To ratify the appointment of Deloitte & Touche LLP, as
auditors for the year ending December 31, 2018.
Management
 
For
   
For
     
3.
To approve an amendment and restatement of the EOG
Resources, Inc. Employee Stock Purchase Plan to (i)
increase the number of shares of Common Stock
available for purchase under the plan, (ii) extend the term
of the plan and (iii) effect certain other changes.
Management
 
For
   
For
     
4.
To approve, by non-binding vote, the compensation of
the Company's named executive officers.
Management
 
For
   
For
     
MAGELLAN MIDSTREAM PARTNERS,L.P.
                           
Security
     
559080106
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
MMP
               
Meeting Date
     
26-Apr-2018
 
ISIN
     
US5590801065
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.
DIRECTOR
             
Management
               
   
1
Robert G. Croyle
                 
For
   
For
     
   
2
Stacy P. Methvin
                 
For
   
For
     
   
3
Barry R. Pearl
                 
For
   
For
     
2.
Advisory Resolution to Approve Executive Compensation
 
Management
 
For
   
For
     
3.
Ratification of Appointment of Independent Auditor
 
Management
 
For
   
For
     
TRANSCANADA CORPORATION
                               
Security
     
89353D107
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
TRP
                 
Meeting Date
     
27-Apr-2018
 
ISIN
     
CA89353D1078
                             
                                         
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1
DIRECTOR
             
Management
               
   
1
KEVIN E. BENSON
               
For
   
For
     
   
2
STÉPHAN CRÉTIER
             
For
   
For
     
   
3
RUSSELL K. GIRLING
             
For
   
For
     
   
4
S. BARRY JACKSON
             
For
   
For
     
   
5
JOHN E. LOWE
                 
For
   
For
     
   
6
PAULA ROSPUT REYNOLDS
           
For
   
For
     
   
7
MARY PAT SALOMONE
           
For
   
For
     
   
8
INDIRA V. SAMARASEKERA
           
For
   
For
     
   
9
D. MICHAEL G. STEWART
           
For
   
For
     
   
10
SIIM A. VANASELJA
             
For
   
For
     
   
11
THIERRY VANDAL
               
For
   
For
     
2
RESOLUTION TO APPOINT KPMG LLP, CHARTERED
PROFESSIONAL ACCOUNTANTS AS AUDITORS AND
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
Management
 
For
   
For
     
3
RESOLUTION TO ACCEPT TRANSCANADA'S
APPROACH TO EXECUTIVE COMPENSATION, AS
DESCRIBED IN THE MANAGEMENT INFORMATION
CIRCULAR.
Management
 
For
   
For
     
4
RESOLUTION TO CONSIDER THE SHAREHOLDER
PROPOSAL REGARDING CLIMATE CHANGE
DISCLOSURE, AS SET FORTH IN SCHEDULE A OF
THE MANAGEMENT INFORMATION CIRCULAR.
Shareholder
 
For
   
For
     
CABOT OIL & GAS CORPORATION
                               
Security
     
127097103
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
COG
                 
Meeting Date
     
02-May-2018
 
ISIN
     
US1270971039
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.
DIRECTOR
             
Management
               
   
1
Dorothy M. Ables
               
For
   
For
     
   
2
Rhys J. Best
                 
For
   
For
     
   
3
Robert S. Boswell
               
For
   
For
     
   
4
Amanda M. Brock
               
For
   
For
     
   
5
Dan O. Dinges
                 
For
   
For
     
   
6
Robert Kelley
                 
For
   
For
     
   
7
W. Matt Ralls
                 
For
   
For
     
   
8
Marcus A. Watts
                 
For
   
For
     
2.
To ratify the appointment of the firm
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for the Company for its
2018 fiscal year.
Management
 
For
   
For
     
3.
To approve, by non-binding advisory vote, the
compensation of our named executive officers.
Management
 
For
   
For
     
PEMBINA PIPELINE CORP, CALGARY AB
                           
Security
     
706327103
                 
Meeting Type
     
Annual General Meeting
Ticker Symbol
 
PPL
                 
Meeting Date
     
04-May-2018
 
ISIN
     
CA7063271034
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.1
ELECTION OF DIRECTOR: ANNE-MARIE N.
AINSWORTH
 
Management
 
For
   
For
     
1.2
ELECTION OF DIRECTOR: DOUG ARNELL
   
Management
 
For
   
For
     
1.3
ELECTION OF DIRECTOR: MICHAEL H. DILGER
 
Management
 
For
   
For
     
1.4
ELECTION OF DIRECTOR: RANDALL J. FINDLAY
 
Management
 
For
   
For
     
1.5
ELECTION OF DIRECTOR: MAUREEN E. HOWE
 
Management
 
For
   
For
     
1.6
ELECTION OF DIRECTOR: GORDON J. KERR
   
Management
 
For
   
For
     
1.7
ELECTION OF DIRECTOR: DAVID M.B. LEGRESLEY
 
Management
 
For
   
For
     
1.8
ELECTION OF DIRECTOR: ROBERT B. MICHALESKI
 
Management
 
For
   
For
     
1.9
ELECTION OF DIRECTOR: LESLIE A. O'DONOGHUE
 
Management
 
For
   
For
     
1.10
ELECTION OF DIRECTOR: BRUCE D. RUBIN
   
Management
 
For
   
For
     
1.11
ELECTION OF DIRECTOR: JEFFREY T. SMITH
 
Management
 
For
   
For
     
1.12
ELECTION OF DIRECTOR: HENRY W. SYKES
   
Management
 
For
   
For
     
2
TO APPOINT KPMG LLP, CHARTERED
PROFESSIONAL ACCOUNTANTS, AS THE AUDITORS
OF THE CORPORATION FOR THE ENSUING
FINANCIAL YEAR AT A REMUNERATION TO BE
FIXED BY MANAGEMENT
Management
 
For
   
For
     
3
TO ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR
Management
 
For
   
For
     
INTER PIPELINE LTD.
                                 
Security
     
45833V109
                 
Meeting Type
     
Annual General Meeting
Ticker Symbol
 
IPL
                 
Meeting Date
     
07-May-2018
 
ISIN
     
CA45833V1094
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.1
ELECTION OF DIRECTOR: RICHARD SHAW
   
Management
 
For
   
For
     
1.2
ELECTION OF DIRECTOR: CHRISTIAN BAYLE
   
Management
 
For
   
For
     
1.3
ELECTION OF DIRECTOR: PETER CELLA
   
Management
 
For
   
For
     
1.4
ELECTION OF DIRECTOR: JULIE DILL
   
Management
 
For
   
For
     
1.5
ELECTION OF DIRECTOR: DAVID FESYK
   
Management
 
For
   
For
     
1.6
ELECTION OF DIRECTOR: DUANE KEINICK
   
Management
 
For
   
For
     
1.7
ELECTION OF DIRECTOR: ARTHUR KORPACH
 
Management
 
For
   
For
     
1.8
ELECTION OF DIRECTOR: ALISON TAYLOR LOVE
 
Management
 
For
   
For
     
1.9
ELECTION OF DIRECTOR: MARGARET MCKENZIE
 
Management
 
For
   
For
     
1.10
ELECTION OF DIRECTOR: WILLIAM ROBERTSON
 
Management
 
For
   
For
     
1.11
ELECTION OF DIRECTOR: BRANT SANGSTER
 
Management
 
For
   
For
     
2
THE AUDIT COMMITTEE AND THE BOARD PROPOSE
THAT ERNST & YOUNG LLP (EY) BE APPOINTED AS
AUDITORS TO SERVE UNTIL THE NEXT ANNUAL
MEETING OF SHAREHOLDERS. THE AUDIT
COMMITTEE WILL RECOMMEND EY'S
COMPENSATION TO THE BOARD FOR ITS REVIEW
AND APPROVAL
Management
 
For
   
For
     
3
RESOLVED, AS AN ORDINARY RESOLUTION, THE
REPEAL OF THE CURRENT BY-LAWS OF IPL AND
THE ADOPTION OF THE NEW BY-LAWS AS MORE
PARTICULARLY DESCRIBED IN IPL'S MANAGEMENT
INFORMATION CIRCULAR DELIVERED IN ADVANCE
OF THE 2018 ANNUAL MEETING OF
SHAREHOLDERS
Management
 
For
   
For
     
4
RESOLVED, ON AN ADVISORY BASIS AND NOT TO
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS OF IPL, THAT THE
SHAREHOLDERS OF IPL ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN
IPL'S MANAGEMENT INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2018 ANNUAL
MEETING OF SHAREHOLDERS
Management
 
For
   
For
     
GIBSON ENERGY INC, CALGARY, AB
                             
Security
     
374825206
                 
Meeting Type
     
Annual General Meeting
Ticker Symbol
 
GEI
                 
Meeting Date
     
09-May-2018
 
ISIN
     
CA3748252069
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.1
ELECTION OF DIRECTOR: JAMES M. ESTEY
   
Management
 
For
   
For
     
1.2
ELECTION OF DIRECTOR: DOUGLAS P. BLOOM
 
Management
 
For
   
For
     
1.3
ELECTION OF DIRECTOR: JAMES J. CLEARY
   
Management
 
For
   
For
     
1.4
ELECTION OF DIRECTOR: JOHN L. FESTIVAL
   
Management
 
For
   
For
     
1.5
ELECTION OF DIRECTOR: MARSHALL L. MCRAE
 
Management
 
For
   
For
     
1.6
ELECTION OF DIRECTOR: MARY ELLEN PETERS
 
Management
 
For
   
For
     
1.7
ELECTION OF DIRECTOR: STEVEN R. SPAULDING
 
Management
 
For
   
For
     
2
TO PASS A RESOLUTION APPOINTING
PRICEWATERHOUSECOOPERS LLP AS OUR
AUDITORS, TO SERVE AS OUR AUDITORS UNTIL
THE NEXT ANNUAL MEETING OF SHAREHOLDERS
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
Management
 
For
   
For
     
3
TO CONSIDER AND, IF THOUGHT ADVISABLE, TO
PASS AN ADVISORY RESOLUTION TO ACCEPT THE
APPROACH TO EXECUTIVE COMPENSATION AS
DISCLOSED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR
Management
 
For
   
For
     
ENBRIDGE INC.
                                   
Security
     
29250N105
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
ENB
                 
Meeting Date
     
09-May-2018
 
ISIN
     
CA29250N1050
                             
                                         
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1
DIRECTOR
             
Management
               
   
1
PAMELA L. CARTER
             
For
   
For
     
   
2
C. P. CAZALOT, JR.
             
For
   
For
     
   
3
MARCEL R. COUTU
             
For
   
For
     
   
4
GREGORY L. EBEL
             
For
   
For
     
   
5
J. HERB ENGLAND
               
For
   
For
     
   
6
CHARLES W. FISCHER
           
For
   
For
     
   
7
V. M. KEMPSTON DARKES
           
For
   
For
     
   
8
MICHAEL MCSHANE
             
For
   
For
     
   
9
AL MONACO
                 
For
   
For
     
   
10
MICHAEL E.J. PHELPS
           
For
   
For
     
   
11
DAN C. TUTCHER
               
For
   
For
     
   
12
CATHERINE L. WILLIAMS
           
For
   
For
     
2
APPOINT PRICEWATERHOUSECOOPERS LLP AS
AUDITORS AT REMUNERATION TO BE FIXED BY THE
BOARD OF DIRECTORS.
Management
 
For
   
For
     
3
ADVISORY VOTE TO APPROVE COMPENSATION OF
NAMED EXECUTIVE OFFICERS.
Management
 
For
   
For
     
4
ADVISORY VOTE ON THE FREQUENCY OF SAY ON
PAY VOTES.
Management
 
1 Year
   
For
     
CIMAREX ENERGY CO.
                               
Security
     
171798101
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
XEC
                 
Meeting Date
     
10-May-2018
 
ISIN
     
US1717981013
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1A
Election of Class I Director: Joseph R. Albi
   
Management
 
For
   
For
     
1B
Election of Class I Director: Lisa A. Stewart
   
Management
 
For
   
For
     
1C
Election of Class I Director: Michael J. Sullivan
   
Management
 
For
   
For
     
2.
Advisory vote to approve executive compensation
 
Management
 
For
   
For
     
3.
Ratify the appointment of KPMG LLP as our independent
auditors for 2018
Management
 
For
   
For
     
THE WILLIAMS COMPANIES, INC.
                               
Security
     
969457100
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
WMB
               
Meeting Date
     
10-May-2018
 
ISIN
     
US9694571004
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1a.
Election of Director: Alan S. Armstrong
   
Management
 
For
   
For
     
1b.
Election of Director: Stephen W. Bergstrom
   
Management
 
For
   
For
     
1c.
Election of Director: Stephen I. Chazen
   
Management
 
For
   
For
     
1d.
Election of Director: Charles I. Cogut
   
Management
 
For
   
For
     
1e.
Election of Director: Kathleen B. Cooper
   
Management
 
For
   
For
     
1f.
Election of Director: Michael A. Creel
   
Management
 
For
   
For
     
1g.
Election of Director: Peter A. Ragauss
   
Management
 
For
   
For
     
1h.
Election of Director: Scott D. Sheffield
   
Management
 
For
   
For
     
1i.
Election of Director: Murray D. Smith
   
Management
 
For
   
For
     
1j.
Election of Director: William H. Spence
   
Management
 
For
   
For
     
2.
Ratification of Ernst & Young LLP as auditors for 2018.
 
Management
 
For
   
For
     
3.
Approval, by nonbinding advisory vote, of the company's
executive compensation.
Management
 
For
   
For
     
NEWFIELD EXPLORATION COMPANY
                             
Security
     
651290108
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
NFX
                 
Meeting Date
     
15-May-2018
 
ISIN
     
US6512901082
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1a.
Election of Director: Lee K. Boothby
   
Management
 
For
   
For
     
1b.
Election of Director: Pamela J. Gardner
   
Management
 
For
   
For
     
1c.
Election of Director: Edgar R. Giesinger, Jr.
   
Management
 
For
   
For
     
1d.
Election of Director: Steven W. Nance
   
Management
 
For
   
For
     
1e.
Election of Director: Roger B. Plank
     
Management
 
For
   
For
     
1f.
Election of Director: Thomas G. Ricks
   
Management
 
For
   
For
     
1g.
Election of Director: Juanita M. Romans
   
Management
 
For
   
For
     
1h.
Election of Director: John W. Schanck
   
Management
 
For
   
For
     
1i.
Election of Director: J. Terry Strange
   
Management
 
For
   
For
     
1j.
Election of Director: J. Kent Wells
     
Management
 
For
   
For
     
2.
Non-binding advisory vote to approve named executive
officer compensation.
Management
 
For
   
For
     
3.
Ratification of appointment of PricewaterhouseCoopers
LLP as independent auditor for fiscal 2018.
Management
 
For
   
For
     
ANADARKO PETROLEUM CORPORATION
                           
Security
     
032511107
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
APC
                 
Meeting Date
     
15-May-2018
 
ISIN
     
US0325111070
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1a.
Election of Director: Anthony R. Chase
   
Management
 
For
   
For
     
1b.
Election of Director: David E. Constable
   
Management
 
For
   
For
     
1c.
Election of Director: H. Paulett Eberhart
   
Management
 
For
   
For
     
1d.
Election of Director: Claire S. Farley
   
Management
 
For
   
For
     
1e.
Election of Director: Peter J. Fluor
     
Management
 
For
   
For
     
1f.
Election of Director: Joseph W. Gorder
   
Management
 
For
   
For
     
1g.
Election of Director: John R. Gordon
   
Management
 
For
   
For
     
1h.
Election of Director: Sean Gourley
     
Management
 
For
   
For
     
1i.
Election of Director: Mark C. McKinley
   
Management
 
For
   
For
     
1j.
Election of Director: Eric D. Mullins
     
Management
 
For
   
For
     
1k.
Election of Director: R.A. Walker
     
Management
 
For
   
For
     
2.
Ratification of Appointment of KPMG LLP as Independent
Auditor.
Management
 
For
   
For
     
3.
Advisory Vote to Approve Named Executive Officer
Compensation.
Management
 
For
   
For
     
4.
Stockholder proposal - Climate Change Risk Analysis.
 
Shareholder
 
Against
   
For
     
PLAINS GP HOLDINGS, L.P.
                               
Security
     
72651A207
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
PAGP
               
Meeting Date
     
15-May-2018
 
ISIN
     
US72651A2078
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.
DIRECTOR
             
Management
               
   
1
Bobby S. Shackouls
             
For
   
For
     
   
2
Christopher M. Temple
             
For
   
For
     
2.
Ratification of the appointment of
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for 2018.
Management
 
For
   
For
     
3.
The approval, on a non-binding advisory basis, of our
named executive officer compensation.
Management
 
For
   
For
     
4.
Non-binding advisory vote on the frequency with which
future advisory votes to approve our named executive
officer compensation should be held.
Management
 
1 Year
   
For
     
RANGE RESOURCES CORPORATION
                             
Security
     
75281A109
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
RRC
                 
Meeting Date
     
16-May-2018
 
ISIN
     
US75281A1097
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1a.
Election of Director: Brenda A. Cline
   
Management
 
For
   
For
     
1b.
Election of Director: Anthony V. Dub
   
Management
 
For
   
For
     
1c.
Election of Director: Allen Finkelson
     
Management
 
For
   
For
     
1d.
Election of Director: James M. Funk
   
Management
 
For
   
For
     
1e.
Election of Director: Christopher A. Helms
   
Management
 
For
   
For
     
1f.
Election of Director: Robert A. Innamorati
   
Management
 
For
   
For
     
1g.
Election of Director: Greg G. Maxwell
   
Management
 
For
   
For
     
1h.
Election of Director: Kevin S. McCarthy
   
Management
 
For
   
For
     
1i.
Election of Director: Steffen E. Palko
   
Management
 
For
   
For
     
1j.
Election of Director: Jeffrey L. Ventura
   
Management
 
For
   
For
     
2.
A non-binding proposal to approve executive
compensation philosophy ("say on pay").
Management
 
For
   
For
     
3.
To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm.
Management
 
For
   
For
     
4.
Stockholder Proposal - requesting publication of a
political spending report.
Shareholder
 
Against
   
For
     
5.
Stockholder Proposal-requesting publication of a
methane emissions report.
Shareholder
 
Against
   
For
     
SEMGROUP CORPORATION
                               
Security
     
81663A105
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
SEMG
               
Meeting Date
     
16-May-2018
 
ISIN
     
US81663A1051
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.
DIRECTOR
             
Management
               
   
1
Ronald A. Ballschmiede
           
For
   
For
     
   
2
Sarah M. Barpoulis
               
For
   
For
     
   
3
Carlin G. Conner
                 
For
   
For
     
   
4
Karl F. Kurz
                 
For
   
For
     
   
5
James H. Lytal
                 
For
   
For
     
   
6
William J. McAdam
               
For
   
For
     
   
7
Thomas R. McDaniel
             
For
   
For
     
2.
To approve, on a non-binding advisory basis, the
compensation of the company's named executive
officers.
Management
 
For
   
For
     
3.
Ratification of Grant Thornton LLP as independent
registered public accounting firm for 2018.
Management
 
For
   
For
     
4.
To approve an amendment to the company's Amended
and Restated Certificate of Incorporation, as amended, to
increase the number of authorized shares of Class A
Common Stock.
Management
 
For
   
For
     
LAREDO PETROLEUM, INC.
                               
Security
     
516806106
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
LPI
                 
Meeting Date
     
17-May-2018
 
ISIN
     
US5168061068
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.
DIRECTOR
             
Management
               
   
1
James R. Levy
                 
For
   
For
     
   
2
Dr. Myles W. Scoggins
             
For
   
For
     
   
3
Donald D. Wolf
                 
For
   
For
     
2.
The ratification of Grant Thornton LLP as the
independent registered public accounting firm for the
fiscal year ending December 31, 2018.
Management
 
For
   
For
     
3.
Advisory vote to approve the compensation of the named
executive officers.
Management
 
For
   
For
     
4.
Advisory vote on the frequency of future advisory votes
on the compensation of named executive officers.
Management
 
1 Year
   
For
     
CONTINENTAL RESOURCES, INC.
                               
Security
     
212015101
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
CLR
                 
Meeting Date
     
17-May-2018
 
ISIN
     
US2120151012
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.
DIRECTOR
             
Management
               
   
1
Lon McCain
                 
For
   
For
     
   
2
Mark E. Monroe
                 
For
   
For
     
2.
Ratification of selection of Grant Thornton LLP as
independent registered public accounting firm.
Management
 
For
   
For
     
3.
Approve, by a non-binding vote, the compensation of the
named executive officers.
Management
 
For
   
For
     
PIONEER NATURAL RESOURCES COMPANY
                         
Security
     
723787107
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
PXD
                 
Meeting Date
     
17-May-2018
 
ISIN
     
US7237871071
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1A
Election of Director: Edison C. Buchanan
   
Management
 
For
   
For
     
1B
Election of Director: Andrew F. Cates
   
Management
 
For
   
For
     
1C
Election of Director: Timothy L. Dove
   
Management
 
For
   
For
     
1D
Election of Director: Phillip A. Gobe
     
Management
 
For
   
For
     
1E
Election of Director: Larry R. Grillot
     
Management
 
For
   
For
     
1F
Election of Director: Stacy P. Methvin
   
Management
 
For
   
For
     
1G
Election of Director: Royce W. Mitchell
   
Management
 
For
   
For
     
1H
Election of Director: Frank A. Risch
     
Management
 
For
   
For
     
1I
Election of Director: Scott D. Sheffield
   
Management
 
For
   
For
     
1J
Election of Director: Mona K. Sutphen
   
Management
 
For
   
For
     
1K
Election of Director: J. Kenneth Thompson
   
Management
 
For
   
For
     
1L
Election of Director: Phoebe A. Wood
   
Management
 
For
   
For
     
1M
Election of Director: Michael D. Wortley
   
Management
 
For
   
For
     
2
Ratification of selection of Ernst & Young LLP as the company's independent registered public accounting firm for 2018
Management
 
For
   
For
     
3
Advisory vote to approve named executive officer compensation
 
Management
 
For
   
For
     
CONCHO RESOURCES INC
                               
Security
     
20605P101
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
CXO
                 
Meeting Date
     
17-May-2018
 
ISIN
     
US20605P1012
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1A
Election of Director: Steven L. Beal
     
Management
 
For
   
For
     
1B
Election of Director: Tucker S. Bridwell
   
Management
 
For
   
For
     
1C
Election of Director: Mark B. Puckett
   
Management
 
For
   
For
     
1D
Election of Director: E. Joseph Wright
   
Management
 
For
   
For
     
2.
To ratify the selection of Grant Thornton LLP as
independent registered public accounting firm of the
Company for the fiscal year ending December 31, 2018.
Management
 
For
   
For
     
3.
Advisory vote to approve named executive officer
compensation ("say-on-pay").
Management
 
For
   
For
     
WPX ENERGY, INC.
                                 
Security
     
98212B103
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
WPX
                 
Meeting Date
     
17-May-2018
 
ISIN
     
US98212B1035
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1A.
Election of Director: John A. Carrig
     
Management
 
For
   
For
     
1B.
Election of Director: Robert K. Herdman
   
Management
 
For
   
For
     
1C.
Election of Director: Kelt Kindick
     
Management
 
For
   
For
     
1D.
Election of Director: Karl F. Kurz
     
Management
 
For
   
For
     
1E.
Election of Director: Henry E. Lentz
     
Management
 
For
   
For
     
1F.
Election of Director: William G. Lowrie
   
Management
 
For
   
For
     
1G.
Election of Director: Kimberly S. Lubel
   
Management
 
For
   
For
     
1H.
Election of Director: Richard E. Muncrief
   
Management
 
For
   
For
     
1I.
Election of Director: Valerie M. Williams
   
Management
 
For
   
For
     
1J.
Election of Director: David F. Work
     
Management
 
For
   
For
     
2.
Say on Pay - An advisory vote on the approval of
executive compensation.
Management
 
For
   
For
     
3.
Approval of an amendment to the WPX Energy, Inc. 2013
Incentive Plan to increase the number of authorized
shares.
Management
 
For
   
For
     
4.
Approval of an amendment to the WPX Energy, Inc. 2011
Employee Stock Purchase Plan to increase the number
of shares available for purchase and eliminate the plan
termination date.
Management
 
For
   
For
     
5.
Proposal to ratify the appointment of Ernst & Young LLP
as the independent public accounting firm for the
Company for the year ending December 31, 2018.
Management
 
For
   
For
     
CARRIZO OIL & GAS, INC.
                               
Security
     
144577103
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
CRZO
               
Meeting Date
     
22-May-2018
 
ISIN
     
US1445771033
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.1
Election of Director: S.P. Johnson IV
   
Management
 
For
   
For
     
1.2
Election of Director: Steven A. Webster
   
Management
 
For
   
For
     
1.3
Election of Director: F. Gardner Parker
   
Management
 
For
   
For
     
1.4
Election of Director: Frances Aldrich Sevilla-Sacasa
 
Management
 
For
   
For
     
1.5
Election of Director: Thomas L. Carter, Jr.
   
Management
 
For
   
For
     
1.6
Election of Director: Robert F. Fulton
   
Management
 
For
   
For
     
1.7
Election of Director: Roger A. Ramsey
   
Management
 
For
   
For
     
1.8
Election of Director: Frank A. Wojtek
   
Management
 
For
   
For
     
2.
To approve, on an advisory basis, the compensation of
the Company's named executive officers
Management
 
For
   
For
     
3.
To approve, in accordance with NASDAQ Marketplace
Rule 5635(d), the issuance of shares of the Company's
common stock (i) either as dividends on, or upon
redemption of, the Company's 8.875% redeemable
preferred stock and (ii) upon the exercise of common
stock purchase warrants issued in connection with such
preferred stock
Management
 
For
   
For
     
4.
To ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2018
Management
 
For
   
For
     
ONEOK, INC.
                                     
Security
     
682680103
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
OKE
                 
Meeting Date
     
23-May-2018
 
ISIN
     
US6826801036
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1A.
Election of director: Brian L. Derksen
   
Management
 
For
   
For
     
1B.
Election of director: Julie H. Edwards
   
Management
 
For
   
For
     
1C.
Election of director: John W. Gibson
   
Management
 
For
   
For
     
1D.
Election of director: Randall J. Larson
   
Management
 
For
   
For
     
1E.
Election of director: Steven J. Malcolm
   
Management
 
For
   
For
     
1F.
Election of director: Jim W. Mogg
     
Management
 
For
   
For
     
1G.
Election of director: Pattye L. Moore
   
Management
 
For
   
For
     
1H.
Election of director: Gary D. Parker
     
Management
 
For
   
For
     
1I.
Election of director: Eduardo A. Rodriguez
   
Management
 
For
   
For
     
1J.
Election of director: Terry K. Spencer
   
Management
 
For
   
For
     
2.
Ratification of the selection of PricewaterhouseCoopers
LLP as the independent registered public accounting firm
of ONEOK, Inc. for the year ending December 31, 2018.
Management
 
For
   
For
     
3.
Approve the ONEOK, Inc. Equity Incentive Plan.
   
Management
 
For
   
For
     
4.
An advisory vote to approve ONEOK, Inc.'s executive
compensation.
Management
 
For
   
For
     
TARGA RESOURCES CORP.
                               
Security
     
87612G101
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
TRGP
               
Meeting Date
     
24-May-2018
 
ISIN
     
US87612G1013
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.1
Election of Director: Robert B. Evans
   
Management
 
For
   
For
     
1.2
Election of Director: Joe Bob Perkins
   
Management
 
For
   
For
     
1.3
Election of Director: Ershel C. Redd Jr.
   
Management
 
For
   
For
     
2.
Ratification of Selection of Independent Accountants
 
Management
 
For
   
For
     
3.
Advisory Vote to Approve Executive Compensation
 
Management
 
For
   
For
     
PARSLEY ENERGY, INC.
                               
Security
     
701877102
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
PE
                 
Meeting Date
     
25-May-2018
 
ISIN
     
US7018771029
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1a.
Election of Director: Ronald Brokmeyer
   
Management
 
For
   
For
     
1b.
Election of Director: Hemang Desai
     
Management
 
For
   
For
     
2.
To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2018.
Management
 
For
   
For
     
3.
To approve, on a non-binding advisory basis, the
Company's Named Executive Officer compensation for
the fiscal year ended December 31, 2017.
Management
 
For
   
For
     
PDC ENERGY, INC.
                                 
Security
     
69327R101
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
PDCE
               
Meeting Date
     
30-May-2018
 
ISIN
     
US69327R1014
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.
DIRECTOR
             
Management
               
   
1
Anthony J. Crisafio
               
For
   
For
     
   
2
Christina M. Ibrahim
               
For
   
For
     
   
3
Randy S. Nickerson
               
For
   
For
     
2.
To ratify the appointment of PricewaterhouseCoopers
LLP as the Company's independent registered public
accounting firm for the fiscal year ending December 31,
2018.
Management
 
For
   
For
     
3.
To approve, on an advisory basis, the compensation of
the Company's named executive officers.
Management
 
For
   
For
     
4.
To approve the Company's 2018 Equity Incentive Plan.
 
Management
 
For
   
For
     
BUCKEYE PARTNERS, L.P.
                               
Security
     
118230101
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
BPL
                 
Meeting Date
     
05-Jun-2018
 
ISIN
     
US1182301010
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.
DIRECTOR
             
Management
               
   
1
Pieter Bakker
                 
For
   
For
     
   
2
Barbara M. Baumann
             
For
   
For
     
   
3
Mark C. McKinley
               
For
   
For
     
2.
Amendment of partnership agreement to remove
provisions that prevent general partner from causing
Buckeye Partners, L.P. to issue any class or series of
limited partnership interests having preferences or other
special or senior rights over the LP Units without the prior
approval of unitholders holding an aggregate of at least
two-thirds of the outstanding LP Units.
Management
 
For
   
For
     
3.
The ratification of the selection of Deloitte & Touche LLP
as Buckeye Partners, L.P.'s independent registered
public accountants for 2018.
Management
 
For
   
For
     
4.
The approval, in an advisory vote, of the compensation of
Buckeye's named executive officers as described in our
proxy statement pursuant to Item 402 of Regulation S-K.
Management
 
For
   
For
     
DIAMONDBACK ENERGY, INC.
                               
Security
     
25278X109
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
FANG
               
Meeting Date
     
07-Jun-2018
 
ISIN
     
US25278X1090
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1A
Election of Director: Steven E. West
   
Management
 
For
   
For
     
1B
Election of Director: Travis D. Stice
     
Management
 
For
   
For
     
1C
Election of Director: Michael L. Hollis
   
Management
 
For
   
For
     
1D
Election of Director: Michael P. Cross
   
Management
 
For
   
For
     
1E
Election of Director: David L. Houston
   
Management
 
For
   
For
     
1F
Election of Director: Mark L. Plaumann
   
Management
 
For
   
For
     
1G
Election of Director: Melanie M. Trent
   
Management
 
For
   
For
     
2.
Proposal to approve, on an advisory basis, the
compensation paid to the Company's named executive
officers
Management
 
For
   
For
     
3.
Proposal to ratify the appointment of Grant Thornton LLP
as the Company's independent auditors for the fiscal year
ending December 31, 2018
Management
 
For
   
For
     
ANTERO RESOURCES CORPORATION
                           
Security
     
03674X106
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
AR
                 
Meeting Date
     
20-Jun-2018
 
ISIN
     
US03674X1063
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.
DIRECTOR
             
Management
               
   
1
Peter R. Kagan
                 
For
   
For
     
   
2
W. Howard Keenan, Jr.
             
For
   
For
     
   
3
Joyce E. McConnell
               
For
   
For
     
2.
To ratify the appointment of KPMG LLP as Antero
Resources Corporation's independent registered public
accounting firm for the year ending December 31, 2018.
Management
 
For
   
For
     
3.
To approve, on an advisory basis, the compensation of
the Company's named executive officers.
Management
 
For
   
For
     
EQT CORPORATION
                                 
Security
     
26884L109
                 
Meeting Type
     
Annual
 
Ticker Symbol
 
EQT
                 
Meeting Date
     
21-Jun-2018
 
ISIN
     
US26884L1098
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1a.
ELECTION OF DIRECTOR: Vicky A. Bailey
   
Management
 
For
   
For
     
1b.
ELECTION OF DIRECTOR: Philip G. Behrman, Ph.D.
 
Management
 
For
   
For
     
1c.
ELECTION OF DIRECTOR: Kenneth M. Burke
   
Management
 
For
   
For
     
1d.
ELECTION OF DIRECTOR: A. Bray Cary, Jr.
   
Management
 
For
   
For
     
1e.
ELECTION OF DIRECTOR: Margaret K. Dorman
 
Management
 
For
   
For
     
1f.
ELECTION OF DIRECTOR: Thomas F. Karam
   
Management
 
For
   
For
     
1g.
ELECTION OF DIRECTOR: David L. Porges
   
Management
 
For
   
For
     
1h.
ELECTION OF DIRECTOR: Daniel J. Rice IV
   
Management
 
For
   
For
     
1i.
ELECTION OF DIRECTOR: James E. Rohr
   
Management
 
For
   
For
     
1j.
ELECTION OF DIRECTOR: Norman J. Szydlowski
 
Management
 
For
   
For
     
1k.
ELECTION OF DIRECTOR: Stephen A. Thorington
 
Management
 
For
   
For
     
1l.
ELECTION OF DIRECTOR: Lee T. Todd, Jr., Ph.D.
 
Management
 
For
   
For
     
1m.
ELECTION OF DIRECTOR: Christine J. Toretti
   
Management
 
For
   
For
     
1n.
ELECTION OF DIRECTOR: Robert F. Vagt
   
Management
 
For
   
For
     
2.
Approval of a Non-Binding Resolution Regarding the
Compensation of the Company's Named Executive
Officers for 2017 (Say-on-Pay)
Management
 
For
   
For
     
3.
Ratification of Appointment of Independent Registered
Public Accounting Firm
Management
 
For
   
For
     
TALLGRASS ENERGY PARTNERS LP
                             
Security
     
874697105
                 
Meeting Type
     
Special
 
Ticker Symbol
 
TEP
                 
Meeting Date
     
26-Jun-2018
 
ISIN
     
US8746971055
                             
                                         
                                         
                                         
Item
Proposal
             
Proposed
by
Vote
 
For/Against
Management
 
1.
The approval and adoption of the Agreement and Plan of
Merger dated as of March 26, 2018 by and among
Tallgrass Energy GP, LP, Tallgrass Equity, LLC, Razor
Merger Sub, LLC, Tallgrass Energy Partners, LP and
Tallgrass MLP GP, LLC, as it may be amended from time
to time, and the transactions contemplated thereby.
Management
 
For
   
For
     
 
 
 
 
 

 
 


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 
TORTOISE POWER AND ENERGY INFRASTRUCTURE FUND, INC.
 
 
 
 
 
Date:  August 27, 2018
By:
 /s/ P. Bradley Adams
 
 
 
P. Bradley Adams
 
 
 
Chief Executive Officer, Principal Financial Officer and Treasurer