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If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The Form 3 originally filed on October 2, 2018 (the "Original Form 3") is being amended to correct the number of shares beneficially owned by the Reporting Person to include the number of shares of common stock determined to have been earned on February 1, 2018, on the previously granted 2017 performance-based restricted stock unit award based upon Genesee & Wyoming Inc.'s attainment of pre-determined financial performance targets established under its GVA methodology. Following the certification of the achievement of performance criteria, the 2017 performance-based restricted stock unit award is subject to time-based vesting, and vests in three equal annual installments, beginning February 28, 2018, and as a result, 547 shares of such award were delivered on February 28, 2018, and an additional 546 shares vest on each of February 28, 2019 and 2020. |
(2) |
This amount also includes 13,241 shares of Class A Common Stock represented by unvested restricted stock granted under the Fourth Amended and Restated 2004 Omnibus Incentive Plan of Genesee & Wyoming Inc. (the "Plan"), of which 4,463 shares vest on February 26, 2019, 1,548 shares vest on February 28, 2019, 2,421 shares vest on February 26, 2020, 1,548 shares vest on February 28, 2020, 2,422 shares vest on February 26, 2021 and 839 shares vest on February 28, 2021. |