UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) (1) | Â (2) | 11/10/2024 | Class B Common Stock | 128,332 | $ 38.01 | D | Â |
Restricted Share Units (1) | Â (3) | Â (3) | Class B Common Stock | 51,302 | $ (3) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bakish Robert M 1515 BROADWAY NEW YORK, NY 10036 |
 X |  |  President and CEO |  |
/s/ Christa A. D'Alimonte, Attorney-in-Fact for Robert M. Bakish | 04/18/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Granted under the Viacom Inc. 2016 Long-Term Management Incentive Plan for no consideration, and inadvertently omitted from the executive's original Form 3 filing. |
(2) | These Stock Options were granted on November 10, 2016 and will vest in four equal annual installments beginning November 10, 2017. |
(3) | These Restricted Share Units ("RSUs"), granted on November 10, 2016, will vest in four equal annual installments beginning on November 10, 2017 and a corresponding number of Class B shares, net of any shares withheld by Viacom to satisfy tax liability incident to the vesting of the RSUs, will be delivered on each vest date. |