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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WILLIAMS RANDA DUNCAN 1100 LOUISIANA STREET SUITE 1000 HOUSTON, TX 77002 |
X | X | ||
DUNCAN FAMILY INTERESTS, INC. 300 DELAWARE AVENUE SUITE 900 WILMINGTON, DE 19801 |
X | |||
EPCO Holdings, Inc. 1100 LOUISIANA STREET SUITE 1000 HOUSTON, TX 77002 |
X | |||
DFI GP Holdings L.P. 1100 LOUISIANA STREET SUITE 1000 HOUSTON, TX 77002 |
X | |||
DFI Holdings, LLC 1100 LOUISIANA STREET SUITE 1000 HOUSTON, TX 77002 |
X | |||
Dan Duncan LLC 1100 LOUISIANA STREET SUITE 1000 HOUSTON, TX 77002 |
X | |||
Enterprise Products Co 1100 LOUISIANA STREET SUITE 1000 HOUSTON, TX 77002 |
X |
Stephanie C. Hildebrandt on behalf of Randa Duncan Williams (as Attorney-in-Fact), Enterprise Products Holdings LLC & EPCO; Mary S. Stawikey on behalf of DFI; Richard H. Bachmann on behalf of EPCO Holdings, Duncan LLC, DFI Holdings, and DFI GP Holdings | 11/24/2010 | |
**Signature of Reporting Person | Date | |
/s/Mary S. Stawikey | 11/24/2010 | |
**Signature of Reporting Person | Date | |
Richard H. Bachmann | 11/24/2010 | |
**Signature of Reporting Person | Date | |
Richard H. Bachmann | 11/24/2010 | |
**Signature of Reporting Person | Date | |
Richard H. Bachmann | 11/24/2010 | |
**Signature of Reporting Person | Date | |
Richard H. Bachmann | 11/24/2010 | |
**Signature of Reporting Person | Date | |
Stephanie C. Hildebrandt | 11/24/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Received in exchange for the cancellation of the general partner interest of Enterprise GP Holdings L.P. ("EGPH") in connection with the transactions contemplated by the Agreement and Plan of Merger dated as of September 3, 2010, by and among Enterprise Products Partners L.P. ("Products"), Enterprise GP, LLC, Enterprise ETE LLC, EGPH and EPE Holdings, LLC (the "MLP Merger Agreement"). |
(2) | Enterprise Products Holdings LLC (formerly named EPE Holdings, LLC) was the general partner of EGPH and is a wholly owned subsidiary of Dan Duncan LLC ("Duncan LLC"). The Estate of Dan L. Duncan owns beneficial interest of all the member interests in Duncan LLC. |
(3) | Disposed of in exchange for the Merger Consideration (as defined in the MLP Merger Agreement). |
(4) | These Units were owned directly by EPCO Holdings, Inc. ("EPCO Holdings"). EPCO Holdings is an indirect, wholly owned subsidiary of Enterprise Products Company ("EPCO"). |
(5) | These Units were owned directly by Duncan Family Interests ("DFI"). DFI is an indirect, wholly owned subsidiary of EPCO. |
(6) | These Units were directly owned by DFI GP Holdings L.P. ("DFIGP"). DFI Holdings, LLC ("DFI Holdings") is the 1% general partner of DFIGP and Duncan LLC is a 4% limited partner of DFIGP. DFI Holdings is wholly owned by Duncan LLC. DFI owns a 95% limited partner interest in DFIGP. |
(7) | These Units were owned by Alkek and Williams, Ltd. ("A&W Ltd."), an affiliate of Ms. Williams. |
(8) | The power of attorney under which this form was signed is on file with the Commission. |
Remarks: Transaction Codes D - Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) J - Other acquisition or disposition |