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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Performance Restricted Share Units (1) | (2) | 04/14/2010 | A | 750,000 | (2) | (2) | Class B Common Stock | 750,000 | (1) | 750,000 | D | ||||
Employee Stock Option (Right to Buy) (1) | $ 35.87 | 04/20/2010 | A | 2,000,000 | (3) | 04/20/2018 | Class B Common Stock | 2,000,000 | (1) | 2,000,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DAUMAN PHILIPPE P 1515 BROADWAY NEW YORK, NY 10036 |
X | President and CEO |
/s/ Michael D. Fricklas, Attorney-in-Fact for Philippe P. Dauman | 04/21/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated December 2, 2008, for no consideration. |
(2) | Represents the minimum number of shares to be received of an aggregate target grant of 1,000,000 Performance Restricted Share Units ("PRSUs"), which will vest in four equal annual installments beginning on September 30, 2011 and be settled by delivery of a corresponding number of shares of the Issuer's Class B common stock upon vesting. Depending on achievement of performance conditions during the four performance periods, the number of shares ultimately received upon vesting will range from the minimum of 75% to a maximum of 125% of the aggregate target grant. |
(3) | The Stock Options will vest in four equal annual installments beginning on April 20, 2011. |