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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock option (right to buy) | $ 12.51 | 05/15/2009 | A | 87,817 | (3) | 05/15/2016 | Common Stock | 87,817 | $ 0 | 87,817 | D | ||||
Stock option (right to buy) | $ 12.51 | 05/15/2009 | A | 455 | (3) | 05/15/2016 | Common Stock | 455 | $ 0 | 455 | I | By spouse |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dolan James P C/O DOLAN MEDIA COMPANY 222 SOUTH NINTH STREET, SUITE 2300 MINNEAPOLIS, MN 55402 |
X | Chairman, CEO and President |
/s/ Scott J. Pollei as attorney-in-fact for James P. Dolan | 05/18/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These are restricted shares of common stock issued to Mr. Dolan's spouse, who is an employee of the Issuer, under the Issuer's 2007 Incentive Compensation Plan. The shares vest in four equal installments on each of May 15, 2010, 2011, 2012 and 2013. |
(2) | Mr. Dolan is the managing member of Chicosa Partners, LLC. In April 2009, Chicosa Partners completed its pro-rata distribution, for no consideration, of the shares of Dolan Media Company common stock it held. Mr. Dolan had no pecuniary interest in those shares and did not receive any shares in the distribution. As such, Mr. Dolan disclaims beneficial ownership in these shares. The filing of this report is not an admission that Mr. Dolan is the beneficial owner of these shares for Section 16 or for any other purpose. |
(3) | This option vests in four equal annual installments on each of May 15, 2010, 2011, 2012 and 2013. |