FORM 3 | UNITED
STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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(Print or Type Responses) |
1. Name and Address of Reporting Person* |
2. Date of Event Requiring
Statement |
4. Issuer Name and Ticker
or Trading Symbol PepsiCo, Inc. (PEP) |
|
(Last) (First) (Middle)
7701 Legacy Drive |
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(Street) Plano TX 75266 |
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) |
5. Relationship of Reporting
Person(s) |
6. If Amendment, Date of Original (Month/Day/Year) 10/15/2002 |
(City)
(State) (Zip) |
7. Individual or Joint/Group Filing (Check Applicable Line) x Form filed by One Reporting Person o Form filed by More than One Reporting Person |
Table I Non-Derivative Securities Beneficially Owned | |||
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
PepsiCo, Inc. Common Stock | 4,443.56 | I | By 401(k) |
Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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1. Title of Derivative Security (Instr. 4) |
2. Date Exer cisable
and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Securities: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable |
Expiration
Date |
Title | Amount or Number of Shares |
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Employee Stock Option (right to buy) |
(1) | 06/30/03 | PepsiCo, Inc. Common Stock | 751.00 | $17.06 | D | |
Employee Stock Option (right to buy) |
02/01/98 | 01/27/04 | PepsiCo, Inc. Common Stock | 22,872.00 | $18.58 | D | |
Employee Stock Option (right to buy) |
(1) | 06/30/04 | PepsiCo, Inc. Common Stock | 1,438.00 | $14.28 | D | |
Employee Stock Option (right to buy) |
(1) | 06/30/05 | PepsiCo, Inc. Common Stock | 1,640.00 | $21.36 | D | |
Employee Stock Option (right to buy) |
02/01/00 | 01/25/06 | PepsiCo, Inc. Common Stock | 87,663.00 | $27.38 | D | |
Employee Stock Option (right to buy) |
(1) | 06/30/06 | PepsiCo, Inc. Common Stock | 1,282.00 | $32.98 | D | |
Employee Stock Option (right to buy) |
02/01/98 | 01/27/04 | PepsiCo, Inc. Common Stock | 3,315.00 | $26.42 | D | |
Employee Stock Option (right to buy) |
02/01/00 | 01/25/06 | PepsiCo, Inc. Common Stock | 12,305.00 | $26.42 | D | |
Employee Stock Option (right to buy) |
02/01/01 | 01/31/08 | PepsiCo, Inc. Common Stock | 53,518.00 | $36.50 | D | |
Employee Stock Option (right to buy) |
02/01/03 | 01/31/10 | PepsiCo, Inc. Common Stock | 101,018.00 | $34.00 | D | |
Employee Stock Option (right to buy) |
02/01/01 | 01/31/11 | PepsiCo, Inc. Common Stock | 33,632.00 | $43.50 | D | |
Employee Stock Option (right to buy) |
02/01/04 | 01/31/11 | PepsiCo, Inc. Common Stock | 138,573.00 | $43.50 | D | |
Employee Stock Option (right to buy) |
02/01/02 | 01/31/12 | PepsiCo, Inc. Common Stock | 24,614.00 | $50.00 | D | |
Employee Stock Option (right to buy) |
02/01/05 | 01/31/12 | PepsiCo, Inc. Common Stock | 120,951.00 | $50.00 | D | |
Employee Stock Option (right to buy) |
02/01/02 | 01/31/09 | PepsiCo, Inc. Common Stock | 55,041.00 | $38.50 | D | |
Employee Stock Option (right to buy) |
02/01/03 | 01/31/10 | PepsiCo, Inc. Common Stock | 207,033.00 | $32.25 | D | |
Employee Stock Option (right to buy) |
02/01/09 | 01/31/14 | PepsiCo, Inc. Common Stock | 200,000.00 | $38.50 | D | |
Employee Stock Option (right to buy) |
02/01/04 | 01/31/09 | PepsiCo, Inc. Common Stock | 200,000.00 | $38.50 | D |
Explanation of Responses:
1. Twenty percent of these options became
exercisable one year after the grant date, and an additional twenty percent became exercisable each of the
four years thereafter.
/s/ Abelardo E. Bru ___________________________________ **Signature of Reporting Person Abelardo E. Bru |
May 1, 2003 ___________________ Date |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). | |||
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | |||
Note: File three copies of this
Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. |
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