Form 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

 


 

 

FORM 8-K

 

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 1, 2003

 

 


 

PRUDENTIAL FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

 

 

New Jersey    001-16707   22-3703799
(State or other jurisdiction    (Commission File   (I.R.S. Employer
of incorporation)    Number)   Identification No.)

 

 

751 Broad Street

Newark, New Jersey 07102

(Address of principal executive offices and zip code)

 

 

(973) 802-6000

(Registrant’s telephone number, including area code)


Item 5.    Other Events and Regulation FD Disclosure.

 

On July 1, 2003, Prudential Financial, Inc. and Wachovia Corporation announced that the previously announced combination of their retail brokerage businesses had been legally consummated. The News Release is attached as Exhibit 99.1 to this report and is incorporated into this Item 5 by reference.

 

Item 7.    Financial Statements and Exhibits.

 

(c) Exhibits.

 

99.1    News Release dated July 1, 2003.

 

 

 

 

 

 

*         *         *         *         *         *         *         *         *         *         *         *         *         *         *

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date:    July 1, 2003

 

PRUDENTIAL FINANCIAL, INC.
 
 

By:  

  /S/    KATHLEEN M. GIBSON
   
   

Name: Kathleen M. Gibson

Title:   Vice President and Secretary


Exhibit Index

 

 

Exhibit No.

  

Description


99.1

   News Release dated July 1, 2003.