1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
(4)
|
Â
(5)
|
11/05/2018 |
Class A Common Stock
|
2,000
|
$
18.47
|
D
|
Â
|
Employee Stock Option (right to buy)
(6)
|
01/09/2014 |
01/09/2019 |
Class A Common Stock
|
2,650
|
$
18.33
|
D
|
Â
|
Employee Stock Option (right to buy)
(6)
|
Â
(7)
|
01/09/2019 |
Class A Common Stock
|
22,000
|
$
18.33
|
D
|
Â
|
Employee Stock Option (right to buy)
(6)
|
12/31/2014 |
12/31/2019 |
Class A Common Stock
|
4,000
|
$
18.53
|
D
|
Â
|
Employee Stock Option (right to buy)
(6)
|
Â
(8)
|
01/12/2020 |
Class A Common Stock
|
16,400
|
$
19.2
|
D
|
Â
|
Employee Stock Option (right to buy)
(6)
|
10/15/2015 |
10/15/2020 |
Class A Common Stock
|
11,500
|
$
22.97
|
D
|
Â
|
Employee Stock Option (right to buy)
(6)
|
Â
(9)
|
01/14/2021 |
Class A Common Stock
|
14,800
|
$
27.77
|
D
|
Â
|
Employee Stock Option (right to buy)
(6)
|
Â
(10)
|
01/09/2022 |
Class A Common Stock
|
18,800
|
$
22.87
|
D
|
Â
|
Employee Stock Option (right to buy)
(6)
|
Â
(11)
|
01/14/2023 |
Class A Common Stock
|
17,114
|
$
28.7
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 15,382 restricted stock units granted pursuant to the Actuant Corporation 2009 Omnibus Incentive Plan. |
(2) |
Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. |
(3) |
Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan. |
(4) |
Option granted under the Actuant Corporation 2002 Stock Plan. |
(5) |
Fifty percent of the option became exercisable on 11/5/2011 and the balance became exercisable on 11/5/2013. |
(6) |
Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan. |
(7) |
Fifty percent of the option became exercisable on 1/9/2012 and the balance becomes exercisable on 1/9/2014. |
(8) |
Fifty percent of the option became exercisable on 1/12/2013 and the balance becomes exercisable on 1/12/2015. |
(9) |
Fifty percent of the option becomes exercisable on 1/14/2014 and the balance becomes exercisable on 1/14/2016. |
(10) |
Fifty percent of the option becomes exercisable on 1/9/2015 and the balance becomes exercisable on 1/9/2017. |
(11) |
Fifty percent of the option becomes exercisable on 1/14/2016 and the balance becomes exercisable on 1/14/2018. |