1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
(4)
|
Â
(5)
|
04/03/2016 |
Class A Common Stock
|
20,000
|
$
30.708
|
D
|
Â
|
Employee Stock Option (right to buy)
(4)
|
04/04/2011 |
04/04/2016 |
Class A Common Stock
|
12,000
|
$
30.79
|
D
|
Â
|
Employee Stock Option (right to buy)
(4)
|
06/26/2011 |
06/26/2016 |
Class A Common Stock
|
8,000
|
$
24.28
|
D
|
Â
|
Employee Stock Option (right to buy)
(4)
|
Â
(5)
|
01/16/2017 |
Class A Common Stock
|
20,000
|
$
23.64
|
D
|
Â
|
Employee Stock Option (right to buy)
(4)
|
Â
(6)
|
01/14/2018 |
Class A Common Stock
|
24,000
|
$
28.36
|
D
|
Â
|
Employee Stock Option (right to buy)
(7)
|
Â
(8)
|
01/09/2019 |
Class A Common Stock
|
40,500
|
$
18.33
|
D
|
Â
|
Employee Stock Option (right to buy)
(7)
|
Â
(9)
|
01/12/2020 |
Class A Common Stock
|
18,500
|
$
19.2
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 21,900 shares of restricted stock. |
(2) |
Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. |
(3) |
Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan. |
(4) |
Option granted under the Actuant Corporation 2002 Stock Option Plan. |
(5) |
Fifty percent of the option becomes exercisable on 01/16/2010, and balance becomes exercisable on 01/16/2012. |
(6) |
Fifty percent of the option becomes exercisable on 01/14/2011, and balance becomes exercisable on 01/14/2013. |
(7) |
Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan. |
(8) |
Fifty percent of the option becomes exercisable on 01/09/2012, and balance becomes exercisable on 01/09/2014. |
(9) |
Fifty percent of the option becomes exercisable on 01/12/2013, and balance becomes exercisable on 01/12/2015. |