UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Horowitz Jeffrey C/O FRIED, FRANK ET AL ONE NEW YORK PLAZA NEW YORK, NY 10004 |
 |  X |  |  |
Horowitz Helen C/O FRIED, FRANK ET AL ONE NEW YORK PLAZA NEW YORK, NY 10004 |
 |  X |  |  |
Jeffrey Horowitz April 1996 GRAT C/O FRIED, FRANK ET AL ONE NEW YORK PLAZA NEW YORK, NY 10004 |
 |  X |  |  |
Helen Horowitz April 1996 GRAT C/O FRIED, FRANK ET AL ONE NEW YORK PLAZA NEW YORK, NY 10004 |
 |  X |  |  |
/s/ Jeffrey Horowitz | 02/23/2010 | |
**Signature of Reporting Person | Date | |
/s/ Helen Horowitz | 02/23/2010 | |
**Signature of Reporting Person | Date | |
/s/ Jeffrey Horowitz, as Trustee - Jeffrey Horowitz April 1996 GRAT | 02/23/2010 | |
**Signature of Reporting Person | Date | |
/s/ Helen Horowitz, as Trustee - Jeffrey Horowitz April 1996 GRAT | 02/23/2010 | |
**Signature of Reporting Person | Date | |
/s/ Jeffrey Horowitz, as Trustee - Helen Horowitz April 1996 GRAT | 02/23/2010 | |
**Signature of Reporting Person | Date | |
/s/ Helen Horowitz, as Trustee - Helen Horowitz April 1996 GRAT | 02/23/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | See Exhibit 99.1 for text of footnote 1. |
(2) | See Exhibit 99.1 for text of footnote 2. |
(3) | See Exhibit 99.1 for text of footnote 3. |
(4) | See Exhibit 99.1 for text of footnote 4. |
(5) | See Exhibit 99.1 for text of footnote 5. |
(6) | See Exhibit 99.1 for text of footnote 6. |
(7) | See Exhibit 99.1 for text of footnote 7. |