FORM 4 U.S. Securities and Exchange Commission
[ ] Check box if no Washington, D.C. 20549
longer subject to
Section 16. Form 4
or Form 5 obligations
may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of
1934, Section 17(a) of the Public Utility Holding Company
Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
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1. Name and Address 2. Issuer Name and 6. Relationship of Reporting
of Reporting Person Ticker or Trading Symbol Person to Issuer (Check all applicable)
Ronald J. Bauer The Bauer Partnership, Inc. - BUER X Director X 10% Owner
----- -----
X Officer (give Other (Specify
----- title ----- below)
below)
CEO
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2 Lansdowne Row, Ste. 358 3. IRS or Social Security 4. Statement for
Number of Reporting Person (Month/Year) 10/02
(Voluntary)
N/A
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5. If Amendment, Date of
Mayfair, London WIJ 6HL Original (Month/Year)
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England Table I - Non-Derivative Securities, Acquired, Disposed of, or Beneficially Owned
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1. Title of 2. Transaction 3. Transaction 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of
Security Date Code or Disposed of (D) Securities Form: Indirect
(Instruction 3) Beneficially Direct (D) Beneficial
(Month/Day/ (Instruction 8) (Instructions 3, 4 and 5) Owned at or Indirect Ownership
Year) End of (I) (Instruction 4)
Month (Instruction 4)
(Instructions
3 and 4)
Code V Amount (A) Price
or
(D)
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Beneficial
Common Stock 3-02 I 1,066,667 A $320,000 18,331,200 I Owner of
Fleming Financial
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Common Stock 6-02 I 800 D $640 19,397,867
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Common Stock 10-02 I 1,000,000 A $50,000 19,398,667 I Beneficial Owner
of Fleming
Financial
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly. (Over)
Form 4 (continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g. puts, calls, warrants, options, convertible securities.)
--------------- ------------- ---------- ------------ --------------- -------------- ------------------ ---------- -----------
1. Title of 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date 7. Title and 8. Price 9. Number
Derivative sion or action action Derivative Exercis- Amount of of of
Security exercise Date Code Securities able Underlying Der- Deriva-
(Instruction Price of (Month/ (Instruc- Acquired and Securities iva- tive
3) Deriva- Day/ tion 8) (A) or Expira- (Instructions tive Securi-
tive Year) Disposed tion 3 and 4) Secur- ties
Security of (D) Date ity Benefi-
(Instructions (Month/ (Ins- cially
3 and 4) Day/ truc- Owned
Year) tion 5) at End
of
Month
(Instruc-
tion 4)
--------------- ------------- ---------- ------ ----- -------- ------ -------- ----- --------- -------- ---------- -----------
T V (A) (D) Date Exp- Title Amount
Exer- ira- or Num-
cisa- tion ber of
ble Date Shares
--------------- ------------- ---------- ------ ----- -------- ------ -------- ----- --------- -------- ---------- -----------
--------------- ------------- ---------- ------ ----- -------- ------ -------- ----- --------- -------- ---------- -----------
--------------- ------------- ---------- ------ ----- -------- ------ -------- ----- --------- -------- ---------- -----------
10.Own- 11. Nature
ership of
Form In-
of direct
Deriva- Benefi-
tive cial
Secur- Owner-
ity: ship
Direct (Ins-
(D) or truc-
Indirect tion 4)
(I)
(Instruc-
tion 4)
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Explanation of Responses:
/s/ Ronald J. Bauer 11-04-02
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**Signature of
Reporting Person Date
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C.
1001 and 15 U.S.C. 78ff(a).