------------------ U.S. SECURITIES AND EXCHANGE COMMISION ----------------------------
| F O R M 5 | Washington, D.C. 20549 | OMB APPROVAL |
------------------ |--------------------------|
[ ] Check this box if ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB Number 3235-0362|
no longer subject |Expires: December 31, 2001|
to Section 16. Form 4 |Estimated avg. burden |
or Form 5 obligations |hours per response.....1.0|
may continue. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, ----------------------------
[ ] Form 3 Holdings Reported Section 17(a) of the Public Utility Holding Company Act of 1935 or
[ ] Form 4 Transactions Section 30(f) of the Investment Company Act 1940
Reported
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|1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Person(s) to|
| | | Issuer (Check all Applicable) |
| | United Pan-Europe Communications NV | |
| UnitedGlobalCom, Inc. | (UPCOY) | Director X 10% Owner |
|----------------------------------------|------------------------------------------------|--- --- |
| (Last) (First) (MI)|3.IRS Identification |4.Statement for Month/ | Officer Other |
| | Number of Reporting | Year |---(give title below) ---(Specify below)|
| | Person, if an entity | | |
| | (Voluntary) | | |
| 4643 S. Ulster Street, Suite 1300 | | December 31, 2000 | ------------------------ |
|----------------------------------------| |------------------------|----------------------------------------|
| (Street) | |5.If Amendment, Date of |7. Individual or Joint/Group Filing |
| | | Original (Month/Year) | (Check Applicable Line) |
| | | | |
| | | | X Form filed by One Reporting Person |
| | | |--- |
| | | | Form filed by More than One |
| Denver CO 80237 | | |--- Reporting Person |
|----------------------------------------------------------------------------------------------------------------------------------|
| (City) (State) (Zip) |
| TABLE I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned |
|----------------------------------------------------------------------------------------------------------------------------------|
|1.Title of Security |2.Transac- |3.Trans- |4.Securities Acquired (A) or |5.Amount of |6. |7.Nature of Indirect|
| (Instr. 3) | tion Date | action | Disposed of (D) | Securities |Own.| Beneficial |
| | (Month/ | Code | (Instr. 3, 4 & 5) | Beneficially |Form| Ownership |
| | Day/Year) |(Instr.8)|-------------------------------| Owned at End of|(D) | (Instr. 4) |
| | | | |(A) | | Issuer's |or | |
| | | | |or | | Fiscal Year |(I) | |
| | | | Amount |(D) | Price | (Instr. 3 & 4) | | |
|-------------------------------|------------|---------|----------------|----|---------|-----------------|----|--------------------|
| | | | | | | | | |
| Ordinary Shares | | J(1) | 2,508,347 | D | | 4,896,970 |I(1)|By a foundation |
| | | | | | | | | |
|-------------------------------|------------|---------|----------------|----|---------|-----------------|----|--------------------|
| Ordinary Shares | | | | | | 232,313,920 | D | |
| | | | | | | | | |
|-------------------------------|------------|---------|----------------|----|---------|-----------------|----|--------------------|
| | | | | | | | | |
| | | | | | | | | |
|-------------------------------|------------|---------|----------------|----|---------|-----------------|----|--------------------|
| | | | | | | | | |
| | | | | | | | | |
|-------------------------------|------------|---------|----------------|----|---------|-----------------|----|--------------------|
| | | | | | | | | |
| | | | | | | | | |
|-------------------------------|------------|---------|----------------|----|---------|-----------------|----|--------------------|
| | | | | | | | | |
| | | | | | | | | |
|-------------------------------|------------|---------|----------------|----|---------|-----------------|----|--------------------|
Page 1
Reminder: Report on a separate line for each class securities owned directly or indirectly. SEC 2270 (7-97)
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
FORM 5 (continued) TABLE II - Derivative Securities Acquired, Disposed of, Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|1.Title of|2.Conver-|3. |4.Tran- |5.Number of |6.Date |7.Title and Amount |8.Price of|9.Number |10. |11.Nature |
|Derivative|sion or |Trans| saction| Derivative |Exercisable| of Underlying |Derivative| of |Own.| of |
|Security |Exercise |Date | Code | Securities |and | Securities |Security |Derivative|Form|Indirect |
|(Instr. 3)|Price of |(Mon/|(Instr.8)| Acquired (A) or |Expiration | (Instr. 3 & 4) |(Instr. 5)|Securities|of |Beneficial|
| |Deriva- | Day/| | Disposed of (D) |Date | | |Benefi- |Deri|Ownership |
| |tive |Year)| | (Instr. 3, 4 & 5) |(Month/Day/| | |cially |Sec.|(Instr. 4)|
| |Security | | | | Year) | | |Owned at |Dir.| |
| | | | | |-----------|---------------------| |End of |(D) | |
| | | | | | | | |Amount or | |Year |or | |
| | | | |---------------------|Date |Exp. | Title |Number of | |(Instr. 4)|Ind.| |
| | | | | (A) | (D) |Exbl.|Date | |Shares | | |(I) | |
|----------|---------|-----|---------|----------|----------|-----|-----|----------|----------|----------|----------|----|----------|
| | | | | | | | | | | | | | |
|Warrant |Euro |12/07/ P4 |1,213,898 | |12/31/12/31/ Ordinary |1,213,898 | (2) |1,213,898 | D | |
|(rt to |42.546 | 00 | | | | 00 | 07 | Shares A | | | | | |
|buy) | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
|----------|---------|-----|---------|----------|----------|-----|-----|----------|----------|----------|----------|----|----------|
|Series 1 |Euro |12/07/ P4 | 2,500 | | (3) | (4) | Ordinary |8,134,000 | (2) | 2,500 | D | |
|Conver- |35.55 | | | | | | | Shares A | | | | | |
|tible | | | | | | | | | | | | | |
|Class A | | | | | | | | | | | | | |
|Preference| | | | | | | | | | | | | |
|Shares | | | | | | | | | | | | | |
|----------|---------|-----|---------|----------|----------|-----|-----|----------|----------|----------|----------|----|----------|
| | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
|----------|---------|-----|---------|----------|----------|-----|-----|----------|----------|----------|----------|----|----------|
| | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
|----------|---------|-----|---------|----------|----------|-----|-----|----------|----------|----------|----------|----|----------|
| | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
|----------|---------|-----|---------|----------|----------|-----|-----|----------|----------|----------|----------|----|----------|
Explanation of Responses:
(1) The Foundation holds these securities under the Issuer's Stock Option Plan for transfer to employees upon exercise of options.
The Reporting Person appoints the board members of the Foundation. During fiscal year 2000, the Foundation transferred
2,508,347 Ordinary Shares A to persons who exercised stock options of the Issuer, as adjusted for the 3-for-1 split of Issuer's
ordinary shares in March 2000.
(2) Priced at Euro 114,770 per Preference Share (including Warrants).
(3) The earlier of September 1, 2001 or the completion or termination of certain events as described in the terms of the Preference
Shares.
(4) Subject to mandatory redemption after 12 years, unless earlier converted or redeemed.
UnitedGlobalCom, Inc.
**Intentional misstatements or omissions of facts constitute Federal By: /s/ Ellen P. Spangler February 12, 2001
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ----------------------------------- -----------------
**Signature of Reporting Person Date
Note: File three copies of this form, one of which must be manually signed. Senior Vice President
If space provided is insufficient, see Instruction 6 for procedure.
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