Chronicle Journal: Finance

Brokers are banned or suspended as fallout from $1.2 billion Ponzi scheme continues

The Financial Industry Regulatory Authority banned two advisors from the securities industry and suspended two others for not getting prior approval to sell promissory notes in the Woodbridge Group of Companies, which regulators allege was a massive scheme that defrauded more than 8,400 retail investors.
Data & News supplied by
Stock quotes supplied by Barchart
Quotes delayed at least 20 minutes.
By accessing this page, you agree to the following
Privacy Policy and Terms and Conditions.