UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 7)*
SANDERSON FARMS, INC.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
800013
(CUSIP Number)
December 31, 2003
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[x] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 800013 | 13G | Page 2 of 11 Pages |
1. | NAME OF REPORTING PERSON | |||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||||
Robin Robinson | ||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) (b) |
[ ] [ ] |
|||
3. | SEC USE ONLY | |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
UNITED STATES | ||||||
5. | SOLE VOTING POWER | |||
NUMBER OF | 7,299 | |||
SHARES | ||||
BENEFICIALLY | 6. | SHARED VOTING POWER | ||
OWNED BY | ||||
EACH | 147,143 | |||
REPORTING | ||||
PERSON | 7. | SOLE DISPOSITIVE POWER | ||
WITH: | ||||
0 | ||||
8. | SHARED DISPOSITIVE POWER | |||
1,280,660 | ||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
1,280,660 | ||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | [ ] | ||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |||
9.8% | ||||
12. | TYPE OF REPORTING PERSON* | |||
IN | ||||
CUSIP NO. 800013 | 13G | Page 3 of 11 Pages |
1. | NAME OF REPORTING PERSON | |||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||||
Lampkin Butts | ||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) (b) |
[ ] [ ] |
|||
3. | SEC USE ONLY | |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
UNITED STATES | ||||||
5. | SOLE VOTING POWER | |||
NUMBER OF | 38,498 | |||
SHARES | ||||
BENEFICIALLY | 6. | SHARED VOTING POWER | ||
OWNED BY | ||||
EACH | 147,143 | |||
REPORTING | ||||
PERSON | 7. | SOLE DISPOSITIVE POWER | ||
WITH: | ||||
13,248 | ||||
8. | SHARED DISPOSITIVE POWER | |||
1,280,660 | ||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
1,293,908 | ||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | [ ] | ||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |||
9.9% | ||||
12. | TYPE OF REPORTING PERSON* | |||
IN | ||||
CUSIP NO. 800013 | 13G | Page 4 of 11 Pages |
1. | NAME OF REPORTING PERSON | |||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||||
TRUSTMARK NATIONAL BANK 64-0180810 |
||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) (b) |
[ ] [ ] |
|||
3. | SEC USE ONLY | |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | |||||
UNITED STATES | ||||||
5. | SOLE VOTING POWER | |||
NUMBER OF | 0 | |||
SHARES | ||||
BENEFICIALLY | 6. | SHARED VOTING POWER | ||
OWNED BY | ||||
EACH | 147,143 | |||
REPORTING | ||||
PERSON | 7. | SOLE DISPOSITIVE POWER | ||
WITH: | ||||
0 | ||||
8. | SHARED DISPOSITIVE POWER | |||
1,280,660 | ||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
1,280,660 | ||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | [ ] | ||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |||
9.8% | ||||
12. | TYPE OF REPORTING PERSON* | |||
BK | ||||
CUSIP NO. 800013 | 13G | Page 5 of 11 Pages |
Item 1(a).
|
Name of Issuer: | |
Sanderson Farms, Inc. (The Company) | ||
Item 1(b).
|
Address of Issuers Principal Executive Offices: | |
225 N. 13th Avenue | ||
Laurel, Mississippi 39440 | ||
Item 2(a).
|
Name of Persons Filing: | |
Lampkin Butts | ||
Robin Robinson | ||
Trustmark National Bank | ||
Item 2(b).
|
Address of Principal Business Office or, if none, | |
Residence: | ||
For Trustmark National Bank | ||
415 N. Magnolia Street | ||
Laurel, Mississippi 39440. | ||
The principal business address for each reporting person other than Trustmark National Bank is: |
||
225 N. 13th Avenue | ||
Laurel, Mississippi 39440 |
CUSIP NO. 800013 | 13G | Page 6 of 11 Pages |
Item 2(c). Citizenship:
Lampkin Butts and Robin Robinson are United States citizens.
Trustmark National Bank is a bank organized under the laws of the United States.
Item 2(d). Title of Class of Securities:
Common Stock, par value $1.00 per share.
CUSIP NO. 800013 | 13G | Page 7 of 11 Pages |
Item 2(e). Cusip Number:
800013
Item 3. If this statement is filed pursuant to § 240.13d-1(b) or § 240.13d-2(b) or (c), check whether the person filing is a:
(a) | [ ] | Broker or dealer registered under Section 15 of the Act. | ||
(b) | [x] | Bank as defined in section 3(a)(6) of the Act. (Trustmark National Bank Only.) | ||
(c) | [ ] | Insurance company as defined in section 3(a)19 of the Act. | ||
(d) | [ ] | Investment company registered under section 8 of the Investment Company Act of 1940. | ||
(e) | [ ] | An investment adviser in accordance with § 240.13(d)-1(b)(1)(ii)(E); | ||
(f) | [ ] | An employee benefit plan or endowment fund in accordance with § 240.13(d)-1(b)(1)(ii)(F); | ||
(g) | [ ] | A parent holding company or control person in accordance with § 240.13(d)-1(b)(1)(ii)(G); | ||
(h) | [ ] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
(i) | [ ] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; | ||
(j) | [ ] | Group, in accordance with § 240.13(d)-1(b)(1)(ii)(J). |
Item 4.
|
Ownership |
The paragraphs below set forth information for each of the reporting persons as of the date of filing of this report with respect to the following: |
(a) | amount beneficially owned; | |||
(b) | percent of class; and | |||
(c) | number of shares as to which such person has: (i) sole power to vote or to direct the vote; (ii) shared power to vote or to direct the vote; (iii)sole power to dispose or to direct the disposition; (iv) shared power to dispose or to direct the disposition. |
CUSIP NO. 800013 | 13G | Page 8 of 11 Pages |
1. This amended statement is filed on behalf of Lampkin Butts and Robin Robinson, individually and in their capacities as trustees of the Employee Stock Ownership Plan and Trust of Sanderson Farms, Inc. and Affiliates (the ESOP), and on behalf of Trustmark National Bank in its capacity as a trustee of the ESOP. The ESOP is the record owner of 1,280,660 shares of common stock of the Company. Trustmark National Bank and Mr. Butts and Ms. Robinson, in their respective capacities as trustees of the ESOP, share with each other investment power with respect to those shares of common stock and therefore are each deemed to beneficially own, under applicable regulations of the Securities and Exchange Commission, the 1,280,660 shares of common stock owned of record by the ESOP. The trustees also share voting power with respect to 147,143 shares that have not been allocated to the ESOP participants. The participants in the ESOP exercise sole voting power as to the shares allocated to their respective accounts under the ESOP.
2. Ms. Robinson may be deemed to beneficially own the 1,280,660 shares of the Companys common stock held of record by the ESOP, which represents approximately 9.8% of the Companys outstanding stock. See note (1) above for a description of the nature of Ms. Robinsons beneficial ownership of the 1,280,660 shares of common stock owned of record by the ESOP. Ms. Robinson, pursuant to Rule 13d-4, disclaims beneficial ownership of all shares of common stock owned of record by the ESOP, except the shares allocated to her individual account. There are 7,299 shares allocated to Ms. Robinsons account in the Companys ESOP, with respect to which Ms. Robinson has sole voting power, but over which she shares investment power with the other trustees of the ESOP.
CUSIP NO. 800013 | 13G | Page 9 of 11 Pages |
3. | Mr. Butts may be deemed to beneficially own 1,293,908 shares of the Companys common stock, which represents approximately 9.9% of the Companys outstanding common stock. See note (1) for a description of the nature of Mr. Butts beneficial ownership of the 1,280,660 shares of common stock owned of record by the ESOP. The 1,293,908 shares also include 13,248 shares owned of record by Mr. Butts, and the 25,250 shares allocated to his account under the Companys ESOP, as to which Mr. Butts has sole voting power, but shares investment power with the other trustees of the ESOP. Mr. Butts, pursuant to Rule 13d-4, disclaims beneficial ownership of all shares of common stock owned of record by the ESOP, except the 25,250 shares allocated to his individual account. | |||
4. | Trustmark National Bank beneficially owns 1,280,660 shares of common stock of the Company, which amount represents 9.8% of the outstanding shares of common stock of the Company. See note (1) for a description of the nature of Trustmark National Banks beneficial ownership of such shares, which are all owned of record by the ESOP. Trustmark National Bank, pursuant to Rule 13d-4, disclaims beneficial ownership of all shares of common stock owned by the ESOP. | |||
Item 5. Ownership of Five Percent or Less of a Class: | ||||
Not Applicable. |
CUSIP NO. 800013 | 13G | Page 10 of 11 Pages |
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person: | |
Upon termination of employment, the participants in the ESOP have the right to receive and the power to direct the receipt of dividends from, and the proceeds from the sale of, the shares of the Companys common stock allocated to their accounts in the ESOP. | ||
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: | |
Not Applicable. | ||
Item 8.
|
Identification and Classification of Members of the Group: | |
Not Applicable. | ||
Item 9.
|
Notice of Dissolution of Group: | |
Not Applicable. | ||
Item 10.
|
Certification: | |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Material to be filed as Exhibits:
Exhibit
|
Description | |
1
|
Agreement of Joint Filing |
CUSIP NO. 800013 | 13G | Page 11 of 11 Pages |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 17, 2004
/s/Lampkin Butts | ||||
Lampkin Butts | ||||
Individually and in his capacity as a trustee of the Employee Stock Ownership Plan and Trust of Sanderson Farms, Inc. and Affiliates | ||||
/s/Robin Robinson | ||||
Robin Robinson | ||||
Individually and in her capacity as a trustee of the Employee Stock Ownership Plan and Trust of Sanderson Farms, Inc. and Affiliates | ||||
TRUSTMARK NATIONAL BANK, | ||||
In its capacity as a trustee of the Employee Stock Ownership Plan and Trust of Sanderson Farms, Inc. and Affiliates | ||||
BY: /s/ Charles Windham,
Jr. |
||||
ITS: Vice President and Trust Officer |
EXHIBIT INDEX
EXHIBIT
|
DESCRIPTION | |
1
|
Agreement of Joint Filing |
EXHIBIT 1
AGREEMENT OF JOINT FILING
The undersigned hereby agree, pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, that the foregoing Amended Schedule 13G relating to the beneficial ownership of shares of the common stock, $1.00 per share par value, of Sanderson Farms, Inc. is filed on behalf of each of the undersigned. Each of the undersigned acknowledges responsibility for the timely filing of this Schedule and any amendments and for the completeness and accuracy of the information contained herein with respect to such person. This Agreement of Joint Filing may be executed in multiple counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
Dated this 17th day of February, 2004.
/s/Lampkin Butts | ||||
Lampkin Butts | ||||
Individually and in his capacity as a trustee of the Employee Stock Ownership Plan and Trust of Sanderson Farms, Inc. and Affiliates | ||||
/s/Robin Robinson | ||||
Robin Robinson | ||||
Individually and in her capacity as a trustee of the Employee Stock Ownership Plan and Trust of Sanderson Farms, Inc. and Affiliates |
TRUSTMARK NATIONAL BANK,
In its capacity as a trustee of the Employee Stock
Ownership Plan and Trust of Sanderson Farms, Inc. and
Affiliates
BY: /s/ Charles Windham,
Jr. |
||||||
ITS: Vice President and Trust Officer |