mar1h513da.htm
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4)*

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)

HAVERTY FURNITURE COMPANIES, INC.
(Name of Issuer)

Class A Common Stock, $1.00 par value
 (Title of Class of Securities)

419596-20-0
 (CUSIP Number)

Eliot Robinson
Bryan Cave LLP
One Atlantic Center
Fourteenth Floor
1201 West Peachtree Street, NW
Atlanta, GA 30309
Telephone: (404) 572-6785

(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)

December 11, 2012
 (Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), (f) or (g), check the following box £.

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 
 
 


CUSIP No.   419596-20-0
13D
Page 2 of 12 Pages


     
1
 
NAMES OF REPORTING PERSONS:  H5, L.P.
 
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)           [X]
(b)           [  ]
3
SEC USE ONLY
 
  
4
SOURCE OF FUNDS                                                      OO
 
  
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
 
[  ]
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Georgia
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
SOLE VOTING POWER
7
 
  
SHARED VOTING POWER
8
655,823 Shares of Class A Common Stock
  
SOLE DISPOSITIVE POWER
9
 
  
SHARED DISPOSITIVE POWER
10
655,823 Shares of Class A Common Stock
  
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
655,823 Shares of Class A Common Stock
  
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
[X]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
23.9%
  
14
TYPE OF REPORTING PERSON
PN
  


 
 
 


CUSIP No.   419596-20-0
13D
Page 3 of 12 Pages

     
1
 
NAMES OF REPORTING PERSONS:  Pine Hill Associates, LLC
 
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)           [X]
(b)           [  ]
3
SEC USE ONLY
 
  
4
SOURCE OF FUNDS                                                      OO
 
  
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
 
[  ]
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
Georgia
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
SOLE VOTING POWER
7
 
  
SHARED VOTING POWER
8
655,823 Shares of Class A Common Stock
  
SOLE DISPOSITIVE POWER
9
 
  
SHARED DISPOSITIVE POWER
10
655,823 Shares of Class A Common Stock
  
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
655,823 Shares of Class A Common Stock
  
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
[X]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
23.9%
  
14
TYPE OF REPORTING PERSON
CO
  



 
 
 



CUSIP No.   419596-20-0
13D
Page 4 of 12 Pages

     
1
 
NAMES OF REPORTING PERSONS:  J. Rawson Haverty, Jr.
 
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)           [X]
(b)           [  ]
3
SEC USE ONLY
 
  
4
SOURCE OF FUNDS                                                      OO
 
  
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
 
[  ]
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
           SOLE VOTING POWER
7
           197,792 Shares of Class A Common Stock
  
SHARED VOTING POWER
8
          778,777 Shares of Class A Common Stock
  
SOLE DISPOSITIVE POWER
9
              100,451 Shares of Class A Common Stock
  
SHARED DISPOSITIVE POWER
10
          866,794 Shares of Class A Common Stock
  
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
976,569 Shares of Class A Common Stock
  
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
[X]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
35.7%
  
14
TYPE OF REPORTING PERSON
IN
  

 

 
 
 


CUSIP No.   419596-20-0
13D
Page 5 of 12 Pages

     
1
 
NAMES OF REPORTING PERSONS:  Trust Created Under Item VI of the Last Will and Testament of Rawson Haverty Dated July 21, 2003, a/k/a Marital Trust u/w July 21, 2003
 
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)           [X]
(b)           [  ]
3
SEC USE ONLY
 
  
4
SOURCE OF FUNDS                                                      OO
 
  
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
 
[  ]
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
SOLE VOTING POWER
7
 
  
SHARED VOTING POWER
8
 
  
SOLE DISPOSITIVE POWER
9
 
  
SHARED DISPOSITIVE POWER
10
 
  
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
  
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
[X]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  
14
TYPE OF REPORTING PERSON
OO
  


 

 
 
 


CUSIP No.   419596-20-0
13D
Page 6 of 12 Pages

     
1
 
NAMES OF REPORTING PERSONS:  Marital Trust B Dated October 31, 2012 Created by the Trustees of the Trust Created Under Item VI of the Last Will and Testament of Rawson Haverty Dated July 21, 2003
 
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)           [X]
(b)           [  ]
3
SEC USE ONLY
 
  
4
SOURCE OF FUNDS                                                      OO
 
  
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
 
[  ]
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
SOLE VOTING POWER
7
 
  
SHARED VOTING POWER
8
 
  
SOLE DISPOSITIVE POWER
9
 
  
SHARED DISPOSITIVE POWER
10
 
  
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
  
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
[X]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  
14
TYPE OF REPORTING PERSON
OO
  


 

 
 
 


CUSIP No.   419596-20-0
13D
Page 7 of 12 Pages

     
1
 
NAMES OF REPORTING PERSONS:  Margaret Munnerlyn Haverty Revocable Trust Dated August 15, 2007 as Amended and Restated on December 17, 2012
 
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)           [X]
(b)           [  ]
3
SEC USE ONLY
 
  
4
SOURCE OF FUNDS                                                      OO
 
  
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
 
[  ]
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
SOLE VOTING POWER
7
 
  
SHARED VOTING POWER
8
105,930 Shares of Class A Common Stock
  
SOLE DISPOSITIVE POWER
9
 
  
SHARED DISPOSITIVE POWER
10
105,930 Shares of Class A Common Stock
  
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
105,930 Shares of Class A Common Stock
  
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
[X]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
  
14
TYPE OF REPORTING PERSON
OO
  



 
 
 


CUSIP No.   419596-20-0
13D
Page 8 of 12 Pages

Reference is hereby made to the statement on Schedule 13D filed with the Securities and Exchange Commission (the “SEC”) on July 24, 2007 (the “Original Schedule 13D”), Amendment No. 1 to the Original Schedule 13D filed with the SEC on March 24, 2010, Amendment No. 2 filed with the SEC on June 14, 2012 and Amendment No. 3 filed with the SEC on November 15, 2012 (together with the Original Schedule 13D, Amendment No. 1 and Amendment No. 2, the “Schedule 13D”) with respect to the Class A common stock, par value $1.00 per share (the “Class A Common Stock”), of the Company.  This Amendment No. 4 is being filed to add the Margaret Munnerlyn Haverty Revocable Trust Dated August 15, 2007 as Amended and Restated on December 17, 2012 (the “MMH Trust”) as a Reporting Person and to amend and supplement the Schedule 13D as follows. Unless otherwise indicated, all capitalized terms used herein but not defined herein shall have the same meanings as set forth in the Schedule 13D.
 
Item 2.                      Identity and Background.
 
Item 2 is hereby amended and restated in its entirety to read as follows:
 
(a)           The names of the persons filing this Schedule 13D are H5, L.P. (the “Partnership”), Pine Hill Associates, LLC (the “LLC”), J. Rawson Haverty, Jr. (“Mr. Haverty”), the manager of the LLC, Trust Created Under Item VI of the Last Will and Testament of Rawson Haverty Dated July 21, 2003, a/k/a Marital Trust u/w July 21, 2003 (“Marital Trust”), Marital Trust B Dated October 31, 2012 Created by the Trustees of the Trust Created Under Item VI of the Last Will and Testament of Rawson Haverty Dated July 21, 2003 (“Marital Trust B”) and the MMH Trust (collectively, the “Reporting Persons”).
 
(b)           The address of the principal place of business of the Partnership and the LLC is 4414 Dunmore Road, NE, Marietta, Georgia 30068. The business address of Mr. Haverty, the Marital Trust, Marital Trust B, the MMH Trust and each of their trustees is 780 Johnson Ferry Road, Suite 800, Atlanta, Georgia  30342.
 
(c)           The principal business of the Partnership is to consolidate, hold and manage the ownership of certain shares of Class A Common Stock of the Company currently held by its partners and to acquire, operate, lease or hold for investment interests in other assets. The LLC is the sole general partner of the Partnership. The principal business of the LLC is to enter into any lawful business activity, to acquire, operate, lease and hold for investment interests in real estate, partnerships, other limited liability companies, joint ventures and in other forms of real, personal and intangible property and to serve as the general partner of the Partnership and to control the voting, investment, disposition of any shares of Class A Common Stock held by the Partnership. The LLC is managed by its sole manager, Mr.Haverty.  Mr. Haverty’s principal occupation is Senior Vice President, Real Estate and Development for the Company.
 
The principal business of the Marital Trust, Marital Trust B and the MMH Trust is to hold assets on behalf of the beneficiaries of the trusts. The purpose of the Foundation, which is a Georgia corporation, is to support charitable organizations.
 
(d)(e)       During the past five years, none of the Reporting Persons have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor have any of them been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in such person being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
 
 (f)           Mr. Haverty is a citizen of the United States of America.
 
Item 5.                      Interest in Securities of the Issuer.
 
Item 5 is hereby amended and restated in its entirety to read as follows:
 

 
 
 


CUSIP No.   419596-20-0
13D
Page 9 of 12 Pages

(a)
The Reporting Persons beneficially own an aggregate 976,569 shares or 35.7% of the Class A Common Stock of the Company. For further information, see the cover pages hereto which are hereby incorporated by reference. All percentages of outstanding Class A Common Stock are calculated based on information included in the Form 10-K filed by the Company for the period ended December 31, 2012, which reported that 2,739,323 shares of Class A Common Stock were outstanding as of February 28, 2013.
 
 
The Reporting Persons may be deemed to constitute a group pursuant to Rule 13d-5(b) with certain other Class A Common Stock shareholders (“Other Class A Shareholders”) as a result of entering into a Class A Shareholders Agreement with those Other Class A Shareholders as described in Item 6 below. If the Reporting Persons are deemed to have formed a group with the Other Class A Shareholders, each of the Reporting Persons could be deemed to beneficially own the shares collectively held by the group, which would be an aggregate 1,821,641 shares or 66.5% of the Class A Common Stock of the Company; however, each of the Reporting Persons disclaims beneficial ownership of the shares held by other members of the group except as expressly set forth herein.
 
(b)
The Partnership beneficially owns 655,823 shares or 23.9% of the Class A Common Stock of the Company. The LLC is the general partner of the Partnership and holds shared voting and dispositive power with the Partnership with respect to the shares owned by the Partnership.
 
 
Mr. Haverty beneficially owns 976,569 shares or 35.7% of the Class A Common Stock of the Company.  Mr. Haverty has sole dispositive power with respect to 100,451 shares of Class A Common Stock and sole voting power with respect to 197,792 shares of Class A Common Stock.
 
 
As the manager of the LLC, the Partnership’s general partner, Mr. Haverty shares voting and dispositive power with the Partnership and the LLC with respect to the 655,823 shares of the Class A Common Stock held by the Partnership.  Mr. Haverty disclaims beneficial ownership of the shares held by the Partnership except to the extent of his pecuniary interest therein.
 
 
Mr. Haverty and Nan S. Haverty hold shared voting and dispositive power with respect to the 11,228 shares held by the Trust for the Benefit of Hannah Haverty (“Daughter’s Trust”).  Mr. Haverty and Nan S. Haverty hold shared voting and dispositive power with respect to the 5,796 shares held by the Trust for the Benefit of Rhett Haverty (“Son’s Trust”). Mr. Haverty has no pecuniary interest in the shares of the Daughter’s Trust or the Son’s Trust, and disclaims any beneficial ownership in the shares held by the Daughter’s Trust and the Son’s Trust.
 
 
Mr. Haverty holds sole voting power and shares dispositive power over the 88,017 shares held by the Mary E. Haverty Foundation (the “Foundation”) with the other trustees of the Foundation:  Margaret E. Haverty Glover, Jane M. Haverty, Mary E. Haverty and Ben M. Haverty.  Mr. Haverty holds sole voting power over the 9,324 shares held in an IRA for the benefit of Margaret Munnerlyn Haverty (the “IRA”).  Mr. Haverty has no pecuniary interest in the shares of the Foundation or the IRA and disclaims any beneficial ownership in the Foundation’s and the IRA’s shares.
 
Neither the Marital Trust nor Marital Trust B currently hold any Class A Common Stock.  The trustees of the Marital Trust are Mr. Haverty, Jane M. Haverty and Ben M. Haverty. Mr. Haverty disclaims beneficial ownership of the shares held by Marital Trust B except to the extent of any pecuniary interest he may have therein.
 

 
 
 


CUSIP No.   419596-20-0
13D
Page 10 of 12 Pages

Mr. Haverty holds shared voting power and shared dispositive power over the 105,930 shares held by the MMH Trust with the other trustees of the MMH Trust:  Jane M. Haverty and Ben M. Haverty. Mr. Haverty disclaims beneficial ownership of the shares held by the MMH Trust except to the extent of any pecuniary interest he may have therein.
 
(c)
On December 11, 2012, Marital Trust B distributed 120,930 shares of Class A Common Stock to the MMH Trust. On February 13, 2013, the MMH Trust then converted 15,000 shares of Class A Common Stock to common stock of the Corporation.
 
Except as set forth on Schedule 1 hereto and as described above, no transactions in Class A Common Stock were effected in the last 60 days by the Reporting Persons, or, to the best of the knowledge of the Reporting Persons, by any of the other persons named in response to Item 2, if any.
 
(d)
Not applicable.
 
(e)           Not applicable.
 
Item 6.
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

Item 6 is hereby amended to include the following:
 
In connection with the disposition of Class A Shares described above from Marital Trust B to the MMH Trust and pursuant to the terms of the Class A Shareholders Agreement, the Company and the MMH Trust executed counterparts to the Class A Shareholders Agreement, effective December 11, 2012, to admit the MMH Trust as a party to the Class A Shareholders Agreement. The signature page to the Class A Shareholders Agreement is filed as Exhibit 99.1 hereto.
 
Item 7.
Material to be Filed as Exhibits

Exhibit 99.1
Executed Signature Page of MMH Trust to the Class A Shareholders Agreement

 
 
 


CUSIP No.   419596-20-0
13D
Page 11 of 12 Pages

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
 
March 21, 2013
H5, L.P.
     
  By:      Pine Hill Associates, LLC, its General Partner
     
 
By:
/s/ J. Rawson Haverty, Jr.
   
J. Rawson Haverty, Jr.
Manager of Pine Hill Associates, LLC
     
 
PINE HILL ASSOCIATES, LLC
 
 
By:
/s/ J. Rawson Haverty, Jr.
   
J. Rawson Haverty, Jr.
Manager
     
 
J. RAWSON HAVERTY, JR.
 
 
By:
/s/ J. Rawson Haverty, Jr.
   
J. Rawson Haverty, Jr.
     
 
TRUST CREATED UNDER ITEM VI OF THE LAST WILL AND TESTAMENT OF RAWSON HAVERTY DATED JULY 21, 2003
 
 
By:
/s/ J. Rawson Haverty, Jr.
   
J. Rawson Haverty, Jr.
Trustee
     
 
By:
/s/ Jane M. Haverty
   
Jane M. Haverty
Trustee
     
 
By:
/s/ Ben M. Haverty
   
Ben M. Haverty
Trustee
     
     


 
 
 


CUSIP No.   419596-20-0
13D
Page 12 of 12 Pages

 
MARITAL TRUST B DATED OCTOBER 31, 2012
 
 
By:
/s/ J. Rawson Haverty, Jr.
   
J. Rawson Haverty, Jr.
Trustee
     
 
By:
/s/ Jane M. Haverty
   
Jane M. Haverty
Trustee
     
 
By:
/s/ Ben M. Haverty
   
Ben M. Haverty
Trustee
     
 
MARGARET MUNNERLYN HAVERTY REVOCABLE TRUST DATED AUGUST 15, 2007 AS AMENDED AND RESTATED ON DECEMBER 17, 2012
 
 
By:
/s/ J. Rawson Haverty, Jr.
   
J. Rawson Haverty, Jr.
Trustee
     
 
By:
/s/ Jane M. Haverty
   
Jane M. Haverty
Trustee
     
 
By:
/s/ Ben M. Haverty
   
Ben M. Haverty
Trustee
     


 
 
 


CUSIP No.   419596-20-0
13D
  

SCHEDULE 1

Shares of Class A Common Stock Acquired or Disposed of by the Reporting Persons in the Last 60 Days
 
1.  
H5, L.P.
 
No transactions.
 
2.  
J.  Rawson Haverty, Jr.
 
No transactions.
 
 
3.  
Marital Trust
 
No transactions.
 
 
4.  
Marital Trust B
 
         
Transaction Date
Nature of Transaction (Acquisition/Disposition)
Number of Shares
Price Per Share
Where and How Transaction Effected
12/11/12
Acquisition
120,930
N/A
Transfer1
 
5.  
MMH Trust
 
         
Transaction Date
Nature of Transaction (Acquisition/Disposition)
Number of Shares
Price Per Share
Where and How Transaction Effected
12/11/12
Acquisition
120,930
N/A
Transfer2
2/13/13
Disposition
15,000
N/A
Conversion3
 
6.  
Frank S. McGaughey III
 
                No transactions.
 
7.  
Ridge Partners, L.P.
 
No transactions.
 
8.  
Clarence H. Smith
 
No transactions.
 
9.  
Villa Clare Partners, L.P.
 
No transactions.
 
_____________________
1  Transfer of Class A Common Stock to the MMH Trust.
2  Transfer of Class A Common Stock from Marital Trust B.
3  Conversion of Class A Common Stock held by the MMH Trust to common stock of the Company.