UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-Q/A
(Amendment No. 1)
(Mark One)
| |
|
|
| þ |
|
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended December 31, 2005
or
| |
|
|
| o |
|
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File Number: 0-24091
Tweeter Home Entertainment Group, Inc.
(Exact name of registrant as specified in its charter)
| |
|
|
Delaware
(State or other jurisdiction of
|
|
04-3417513
(I.R.S. Employer Identification No.) |
| incorporation or organization) |
|
|
40 Pequot Way
Canton, MA 02021
(Address of principal executive offices including zip code)
781-830-3000
(Registrant’s telephone number including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed
by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or
for such shorter period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days. Yes þ No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated
filer or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer”
in Rule 12b-2 of the Exchange Act.
| |
|
|
|
|
| Large accelerated filer o
|
|
Accelerated filer þ
|
|
Non-accelerated filer o |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of
the Exchange Act). Yes o No þ
Indicate the number of shares outstanding of each of the registrant’s classes of common stock,
as of the latest practicable date.
| |
|
|
TITLE OF CLASS
Common Stock, $0.01 par value
|
|
OUTSTANDING AT FEBRUARY 6, 2006
25,077,214 |
Explanatory Note
This Amendment No. 1 on Form 10-Q/A to our Quarterly Report on Form 10-Q for the quarter ended
December 31, 2005 (the “Original Filing”), which was filed with the Securities and Exchange
Commission (the “SEC”) on February 9, 2005, is being filed in response to comments received from
the SEC’s Division of Corporation Finance and the Nasdaq Stock Market, Inc.’s Listing
Qualifications Department, amends Exhibit 31.1 and deletes Exhibit 31.2.
This Amendment No. 1 amends Exhibit 31.1 by inserting a new paragraph 4.b) and deleting Exhibit
31.2, which is deleted because Joseph G. McGuire currently is our Chief Executive Officer and
Acting Chief Financial Officer, and has signed Exhibit 31.1 in both capacities. No other
information in our Quarterly Report on Form 10-Q as filed on February 9, 2005 with the SEC is
amended hereby, all such information continues to speak as of the date of the Original Filing, and,
except for the amendment of Exhibit 31.1 and deletion of Exhibit 31.2, this Amendment No. 1 does
not update the disclosure contained in the Original Filing to reflect events that have occurred
since the date of the Original Filing. Accordingly, this Amendment No. 1 should be read in
conjunction with the Original Filing and our filings made with the SEC subsequent to the filing of
the Original Filing.