As filed with the Securities and Exchange Commission on June 25, 2001
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
BROADVISION, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 94-3184303 |
| (State of Incorporation) | (I.R.S. Employer Identification No.) |
585 Broadway, Redwood City, CA 94063
(Address of principal executive offices)
Equity Incentive Plan
Employee Stock Purchase Plan
(Full title of the plans)
Pehong Chen
President and Chief Executive Officer
BroadVision, Inc.
585 Broadway
Redwood City, California 94063
(650) 261-5100
(Name, address, including zip code, and
telephone number, including area code, of agent for service)
Copies to:
Kenneth L. Guernsey, Esq.
Jamie E. Chung, Esq.
Virginia C. Edwards, Esq.
Cooley Godward LLP
One Maritime Plaza, 20th Floor
San Francisco, CA 94111
(415) 693-2000
CALCULATION OF REGISTRATION FEE
| Title of Securities to be Registered |
Amount to be Registered (1) |
Proposed Maximum Offering Price Per Share (2) |
Proposed Maximum Aggregate Offering Price (2) |
Amount of Registration Fee |
||||
| Shares of Common Stock, par value $.0001 per share, reserved for future issuance under the Equity Incentive Plan | 1,374,906 | $11.8087 | $16,235,852.48 | $4,058.96 | ||||
| Shares of Common Stock, par value $.0001 per share, subject to outstanding options granted under the Equity Incentive Plan | 23,750,094 | $4.275 | $101,531,651.85 | $25,382.91 | ||||
| Shares of Common Stock, par value $.0001 per share, reserved for future issuance under the Employee Stock Purchase Plan | 1,500,000 | $4.275 | $6,412,500 | $1,603.13 | ||||
| Totals | 26,625,000 | $124,180,004.33 | $31,045.00 | |||||
INCORPORATION BY REFERENCE OF CONTENTS OF
REGISTRATION STATEMENTS ON FORM S-8
NO. 333-14057, NO. 333-62619 AND NO. 333-35114
The contents of Registration Statements on Form S-8 No. 333-14057, No. 333-62619 and No. 333-35114 filed with the Securities and Exchange Commission on October 15, 1996, August 31, 1998 and April 19, 2000, respectively, are incorporated by reference herein.
| 5.1 | Opinion of Cooley Godward LLP. | |
23.1 |
Consent of Arthur Andersen LLP. |
|
23.2 |
Consent of KPMG LLP. |
|
23.3 |
Consent of Cooley Godward LLP is contained in Exhibit 5.1 to this Registration Statement. |
|
24 |
Power of Attorney is contained on the signature pages. |
|
99.1 |
Equity Incentive Plan, as amended. |
|
99.2 |
Employee Stock Purchase Plan, as amended. |
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Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Redwood City, State of California, on June 25, 2001.
| BROADVISION, INC. | ||||
By: |
/s/ RANDALL C. BOLTEN Randall C. Bolten Chief Financial Officer |
|||
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KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Pehong Chen and Randall C. Bolten, and each or any one of them, his true and lawful attorney-in-fact and agent, with full power of substitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitutes or substitute, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
| Signature |
Title |
Date |
||
|---|---|---|---|---|
| /s/ PEHONG CHEN Pehong Chen |
President, Chief Executive Officer and Director (Principal Executive Officer) | June 19, 2001 | ||
/s/ RANDALL C. BOLTEN Randall C. Bolten |
Vice President Operations, and Chief Financial Officer (Principal Financial and Accounting Officer) |
June 19, 2001 |
||
/s/ DAVID L. ANDERSON David L. Anderson |
Director |
June 12, 2001 |
||
/s/ TODD A. GARRETT Todd A. Garrett |
Director |
June 13, 2001 |
||
/s/ KOH BOON HWEE Koh Boon Hwee |
Director |
June 12, 2001 |
||
/s/ KLAUS LUFT Klaus Luft |
Director |
June 12, 2001 |
||
/s/ CARL PASCARELLA Carl Pascarella |
Director |
June 19, 2001 |
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| 5.1 | Opinion of Cooley Godward LLP. | |
| 23.1 | Consent of Arthur Andersen LLP. | |
| 23.2 | Consent of KPMG LLP. | |
| 23.3 | Consent of Cooley Godward LLP is contained in Exhibit 5.1 to this Registration Statement. | |
| 24 | Power of Attorney is contained on the signature pages. | |
| 99.1 | Equity Incentive Plan, as amended. | |
| 99.2 | Employee Stock Purchase Plan, as amended. |
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