UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

FORM 8-K

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

 

Date of report (Date of earliest event reported):  March 1, 2017

 

 

Winmark Corporation

(Exact Name of Registrant as Specified in Its Charter)

 

 

Minnesota

(State or Other Jurisdiction of Incorporation)

 

 

 

 

605 Highway 169 North, Suite 400, Minneapolis, Minnesota 55441

(Address of Principal Executive Offices)  (Zip Code)

 

(763) 520-8500

(Registrant’s Telephone Number, Including Area Code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 2.02Results of Operations and Financial Condition

 

On March 1, 2017,  Winmark Corporation (the “Company”) announced in a press release its results of operations and financial condition for the year ended December 31, 2016.  A copy of the press release is attached as Exhibit 99.1 of this Current Report on Form 8-K.

 

 

Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

 

(e)   On March 1, 2017, the Board of Directors of the Company approved an amendment to the 2010 Stock Plan to increase the shares available from 500,000 to 700,000, subject to shareholder approval at the Company’s Annual Meeting of Shareholders on April 26, 2017.

 

 

Item 7.01Regulation FD Disclosure

 

On March 1, 2017 the Company announced in a press release its results of operations and financial condition for the year ended December 31, 2016.  A copy of the press release is attached as Exhibit 99.1 of this Current Report on Form 8-K.

 

 

 

 

Item 9.01Financial Statements and Exhibits

(d)Exhibits

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

WINMARK CORPORATION

 

 

 

 

EXHIBIT INDEX

 

to

 

Form 8-K

 

Winmark Corporation

 

 

 

Exhibit NumberExhibit Description