Applied Materials
(Name of Issuer)
Common Stock
(Title of Class of Securities)
038222105
(CUSIP Number)
December 31, 2013
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] |
Rule 13d-1(b) |
[ ] |
Rule 13d-1(c) |
[ ] |
Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes.)
CUSIP No. |
038222105 |
1. |
NAMES OF REPORTING PERSONS |
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
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3. |
SEC USE ONLY |
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. SOLE VOTING POWER |
54,325,613 |
|
6. SHARED VOTING POWER |
0 |
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7. SOLE DISPOSITIVE POWER |
54,325,613 |
||
8. SHARED DISPOSITIVE POWER |
0 |
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON |
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10. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES |
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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12. |
TYPE OF REPORTING PERSON |
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CUSIP No. |
038222105 |
1. |
NAMES OF REPORTING PERSONS |
||
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
||
3. |
SEC USE ONLY |
||
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION |
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. SOLE VOTING POWER |
54,325,613 |
|
6. SHARED VOTING POWER |
0 |
||
7. SOLE DISPOSITIVE POWER |
54,325,613 |
||
8. SHARED DISPOSITIVE POWER |
0 |
||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON |
||
10. |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES |
||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
||
12. |
TYPE OF REPORTING PERSON |
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Item 1. |
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(a) |
Name of Issuer |
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(b) |
Address of Issuer's Principal Executive Offices |
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Item 2. |
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(a) |
Name of Person Filing |
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(b) |
Address of Principal Business Office or, if None,
Residence |
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(c) |
Citizenship |
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(d) |
Title of Class of Securities |
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(e) |
CUSIP Number |
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Item 3. |
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
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(a) |
[ ] |
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). |
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(b) |
[ ] |
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). |
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(c) |
[ ] |
Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). |
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(d) |
[ ] |
Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
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(e) |
[X] |
An investment adviser in accordance with Rule 240.13d-1(b)(1)(ii)(E); |
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(f) |
[ ] |
An employee benefit plan or endowment fund in accordance with Rule 240.13d-1(b)(1)(ii)(F); |
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(g) |
[ ] |
A parent holding company or control person in accordance with Rule 240.13d-1(b)(1)(ii)(G); |
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(h) |
[ ] |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
[ ] |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
[ ] |
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(J). |
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Item 4. |
Ownership. |
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
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(a) |
Amount Beneficially Owned: |
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By reason of advisory and other relationships with the
person who owns the Shares, Harris may be deemed to be the beneficial owner
of the following shares: 71,780,916 |
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(b) |
Percent of Class: |
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6.0% |
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(c) |
Number of shares as to which such person has: |
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(i) |
sole power to vote or to direct the vote |
54,325,613 |
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(ii) |
shared power to vote or to direct the vote |
0 |
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(iii) |
sole power to dispose or to direct the disposition of |
54,325,613 |
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(iv) |
shared power to dispose or to direct the disposition of |
0 |
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Item 5. |
Ownership of Five Percent or Less of Class. |
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] |
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person. |
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Not Applicable |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
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Not Applicable |
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Item 8. |
Identification and Classification of Members of the
Group. |
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Item 9. |
Notice of Dissolution of Group. |
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Item 10. |
Certification. |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. |
By: /s/ Janet L. Reali |
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-------------------------------------- |
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Date: February 10, 2014 |
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Name: Janet L. Reali |
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Title: General Counsel |
*Harris Associates, Inc., for itself and, as General partner of Harris Associates L.P.