Name of Reporting Co. Energy or Gas Date of State of Percentage of Nature of Business
Related Organization Organization Voting Securities
Held
National Fuel Gas Company Holding 1902 New Jersey Holds all voting National Fuel Gas Company is an
securities of integrated natural gas operation engaged
the reporting in owning and holding securities
companies except issued by its subsidiaries.
as indicated below.
Seneca Independence Gas 1996 Delaware 100% Holds a 33 1/3% general partnership
Pipeline Company interest in Independence Pipeline
Company, which was not formed
under Rule 58.
Niagara Independence Holding 1997 Delaware 100% Holds the 33-1/3% general partnership
Marketing Company interest in DirectLink Gas Marketing
Company.
DirectLink Gas Marketing Gas 1997 Delaware 33-1/3% Gas marketing.
Company
Upstate Energy Inc. Gas 1997 New York 100% Gas marketing. Also owns a 50% interest
in the Roystone Gas Processing Plant
which was acquired pursuant to Rule 58.
Roystone Gas Processing Gas 1994 Pennsylvania 50% Processes natural gas and sells natural
Plant (general gas liquids.
partnership)
Horizon Power, Inc. Holding 1995 New York 100% Holds a 50% limited liability company
interest in each of Seneca Energy II, LLC
and Model City Energy, LLC.
Seneca Energy II, LLC Energy 2000 New York 50% Landfill gas-powered electric generation.
Model City Energy, LLC Energy 2000 New York 50% Landfill gas-powered electric generation.
NARRATIVE DESCRIPTION:
Company Type of Principal Amount Issue or Cost of Person to Collateral Consideration
Issuing Security of Security Renewal Capital Whom Security Given With Received for
Stock Issued Was Issued Security Each Security
SIP Note $100,000 Issue* N/A National N/A $100,000
$400,000 Issue* Fuel Gas $400,000
Company
DirectLink no transactions this quarter
Niagara no transactions this quarter
Upstate Note $4,700,000 Issue** N/A National N/A $4,700,000
$100,000 Issue** Fuel Gas $100,000
$1,000,000 Issue** Company $1,000,000
$100,000 Issue** $100,000
$1,100,000 Issue** $1,100,000
$100,000 Issue** $100,000
$200,000 Issue** $200,000
Roystone no transactions this quarter
Seneca Energy no transactions this quarter
Model City no transactions this quarter
* Represents an increase in the daily principal balance of borrowings from the National Fuel Gas Company
System Money Pool as compared with balance from preceding day. For the quarter, the outstanding balance
increased by $500,000.
** Represents an increase in the daily principal balance of borrowings from the National Fuel Gas Company
System Money Pool as compared with the balance from the preceding day. For the quarter, the outstanding
balance increased by $7,300,000.
Company Contributing Company Receiving Amount of Capital
Capital Capital Contribution
No capital contributions this quarter
Reporting Co. Associate Co. Types of Direct Indirect Cost of Total Amount Billed
Rendering Receiving Services Costs Costs Capital
Services Services Rendered Charged Charged
Roystone National Fuel Natural gas $30,049* $0 $0 $30,049
Gas Supply processing
Corporation
* Represents payments made by National Fuel Gas SupplyCorporation ("Supply")
to Roystone pursuant to a gas
Reporting Co. Associate Co. Types of Direct Indirect Cost of Total Amount Billed
Rendering Receiving Services Costs Costs Capital
Services Services Rendered Charged Charged
Supply SIP Managerial, $3,475 $0 $0 $3,475
financial, legal
and other
similar services.
Seneca Upstate Managerial, $0 $0 $0 $0
Resources financial and
Corporation other similar
services.
National Fuel Upstate Managerial $0 $0 $0 $0
Resources, Inc. services.
Power Seneca Energy Accounting $2,500 $0 $0 $2,500
services.
Power Model City Accounting $2,500 $0 $0 $2,500
services.
Power Model City Sales brokerage $0 $0 $0 $0
and administrative
services.
Confidential Treatment requested pursuant to Rule 104(b)
Investments in Gas-Related Companies:Confidential Treatment requested pursuant to Rule 104(b)
Major Line of Energy- Other Investment in last Other Investment in This Reason For Difference Related Business U-9C-3 Report U-9C-3 Report in Other Investment NONE
A. FINANCIAL STATEMENTS:
Balance Sheet for SIP Confidential treatment requested pursuant to Rule 104(b)
Income Statement for SIP Confidential treatment requested pursuant to Rule 104(b)
Balance Sheet for Niagara Confidential treatment requested pursuant to Rule 104(b)
Income Statement of Niagara Confidential treatment requested pursuant to Rule 104(b)
Balance Sheet for DirectLink Confidential treatment requested pursuant to Rule 104(b)
Income Statement for DirectLink Confidential treatment requested pursuant to Rule 104(b)
Balance Sheet for Upstate Confidential treatment requested pursuant to Rule 104(b)
Income Statement for Upstate Confidential treatment requested pursuant to Rule 104(b)
Balance Sheet for Roystone Confidential treatment requested pursuant to Rule 104(b)
Income Statement for Roystone Confidential treatment requested pursuant to Rule 104(b)
Balance Sheet for Seneca Energy Confidential treatment requested pursuant to Rule 104(b)
Income Statement for Seneca Energy Confidential treatment requested pursuant to Rule 104(b)
Balance Sheet for Model City Confidential treatment requested pursuant to Rule 104(b)
Income Statement for Model City Confidential treatment requested pursuant to Rule 104(b)
B. EXHIBITS:
1. Copies of contracts required to be provided by Item 3
a. Gas Processing Contract between Five Oaks, Inc. and National Fuel Gas Supply Corporation
(relating to Roystone): EXHIBIT A (Confidential treatment requested pursuant to Rule 104(b))
b. Accounting Services Agreement between Horizon Power, Inc. and Seneca Energy II, LLC:
EXHIBIT B (Confidential treatment requested pursuant to Rule 104(b))
c. Accounting Services Agreement between Horizon Power, Inc. and Model City Energy, LLC:
EXHIBIT C
(Confidential treatment requested pursuant to Rule 104(b))
d. Electricity Products Brokerage and Services Agreement between Horizon Power, Inc. and Model
City Energy, LLC: EXHIBIT D (Confidential treatment requested pursuant to Rule 104(b))
2. Certificate stating that a copy of the report for the previous quarter has been filed with
interested state commissions: EXHIBIT E
SIGNATURES
NATIONAL FUEL GAS COMPANY
By /s/ James R. Peterson
----------------------------------------
James R. Peterson
Assistant Secretary