ctb10ka2011.htm

 



 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
FORM 10-K/A

[X]
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED)
 
For the fiscal year ended December 31, 2011
 
Or
[   ]
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED)
 
For the transition period from _____________ to _____________

Commission file number 0-11129
COMMUNITY TRUST BANCORP, INC.
(Exact name of registrant as specified in its charter)

Kentucky
61-0979818
(State or other jurisdiction of incorporation or organization)
IRS Employer Identification No.
346 North Mayo Trail
Pikeville, Kentucky
(address of principal executive offices)
41501
(Zip Code)
(606) 432-1414
(Registrant’s telephone number)

Securities registered pursuant to Section 12(b) of the Act:
Common Stock, $5.00 par value
(Title of Class)

Securities registered pursuant to Section 12(g) of the Act:
None

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.

Yes
   No ü

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.

Yes
   No ü

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.

Yes  ü
No

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate web site, if any, every interactive data file required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files.)

Yes  ü
No

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [   ]

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See definition of “accelerated filer, large accelerated filer, and smaller reporting company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer
Accelerated filer  ü
Non-accelerated filer
Smaller reporting company
   
(Do not check if a smaller reporting company)
 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).

Yes
   No ü

Based upon the closing price of the Common Shares of the Registrant on the NASDAQ-Stock Market LLC – Global Select Market, the aggregate market value of voting stock held by non-affiliates of the Registrant as of June 30, 2011 was $405.2 million.  For the purpose of the foregoing calculation only, all directors and executive officers of the Registrant have been deemed affiliates.  The number of shares outstanding of the Registrant’s Common Stock as of February 29, 2012 was 15,526,895.

 
 

 



EXPLANATORY NOTE
 
The sole purpose of this Form 10-K/A, Amendment No. 1 to the Annual Report on Form 10-K for the fiscal year ended December 31, 2011, filed on March 15, 2012 (“Original Form 10-K”) is to amend the date on the Consent of BKD, LLP, Independent Registered Public Accounting Firm, filed as Exhibit 23.1.  This Amendment does not revise or update any other part of the Original Form 10-K.
 

PART IV

Item 15.  Exhibits and Financial Statement Schedules

(a)  3.  Exhibits

Exhibit No.
 
Description of Exhibits
23.1
 
Consent of BKD, LLP, Independent Registered Public Accounting Firm

(b)  Exhibits

The response to this portion of Item 15 is submitted in (a) 3. above.

(c)  Financial Statement Schedules

None


 
 

 



SIGNATURES

Pursuant to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf the undersigned, thereunto duly authorized.
 
  COMMUNITY TRUST BANCORP, INC.  
       
Date:  March 16, 2012
By:
/s/ Jean R. Hale  
    Jean R. Hale  
   
Chairman, President and Chief Executive Officer
 
 
 
 
 
 
/s/ Kevin J. Stumbo  
    Kevin J. Stumbo  
    Executive Vice President and Treasurer  
     (Principal Financial Officer)  
 
 

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the date indicated.

March 16, 2012
/s/ Jean R. Hale
Chairman, President, and Chief Executive Officer
 
Jean R. Hale
 
     
March 16, 2012
/s/ Kevin J. Stumbo
Executive Vice President and Treasurer
(Principal Financial Officer)
 
Kevin J. Stumbo
 
     
March 16, 2012
/s/ Charles J. Baird
Director
 
Charles J. Baird
 
     
March 16, 2012
/s/ Nick Carter
Director
 
Nick Carter
 
     
March 16, 2012
/s/ Nick A. Cooley
Director
 
Nick A. Cooley
 
     
March 16, 2012
/s/ James E. McGhee, II
Director
 
James E. McGhee II
 
     
March 16, 2012
/s/ M. Lynn Parrish
Director
 
M. Lynn Parrish
 
     
March 16, 2012
/s/ James R. Ramsey
Director
 
James R. Ramsey
 
     
March 16, 2012
/s/ Anthony W. St. Charles
Director
 
Anthony W. St. Charles
 


 
 

 

COMMUNITY TRUST BANCORP, INC. AND SUBSIDIARIES
INDEX TO EXHIBITS

Exhibit No.
 
Description of Exhibits
23.1
 
Consent of BKD, LLP, Independent Registered Public Accounting Firm