Ownership Submission
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
  Banarjee Mithun
2. Date of Event Requiring Statement (Month/Day/Year)
03/15/2017
3. Issuer Name and Ticker or Trading Symbol
WORKIVA INC [WK]
(Last)
(First)
(Middle)
2900 UNIVERSITY BOULEVARD
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
EVP, Global Client Services
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)

AMES, IA 50010
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option to Purchase Class A Common Stock (1) 03/25/2012(2) 11/01/2021 Class A Common Stock 9,900 $ 2.53 D  
Employee Stock Option to Purchase Class A Common Stock (1) 01/14/2014(3) 01/13/2024 Class A Common Stock 1,149 $ 15.86 D  
Employee Stock Option to Purchase Class A Common Stock (1) 01/14/2015(2) 01/13/2024 Class A Common Stock 11,880 $ 15.86 D  
Employee Stock Option to Purchase Class A Common Stock (1) 11/01/2015(4) 11/05/2024 Class A Common Stock 13,860 $ 15.83 D  
Employee Stock Option to Purchase Class A Common Stock 04/01/2016(4) 03/31/2025 Class A Common Stock 16,000 $ 14.07 D  
Employee Stock Option to Purchase Class A Common Stock 01/04/2017(4) 01/03/2026 Class A Common Stock 40,000 $ 16.66 D  
Employee Stock Option to Purchase Class A Common Stock 07/01/2017(4) 07/31/2026 Class A Common Stock 20,000 $ 14.28 D  
Employee Stock Option to Purchase Class A Common Stock 01/03/2018(4) 01/02/2027 Class A Common Stock 22,000 $ 13.55 D  

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Banarjee Mithun
2900 UNIVERSITY BOULEVARD
AMES, IA 50010
      EVP, Global Client Services  

Signatures

/s/ Troy M. Calkins as attorney-in-fact for Mithun Banarjee 03/27/2017
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Granted pursuant to the 2009 Unit Incentive Plan.
(2) Vested as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
(3) Fully vested upon the grant date.
(4) Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.

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