Blueprint
 
SECURITIES AND EXCHANGE COMMISSION 
 
Washington, D.C. 20549 
 
FORM 6-K 
 
REPORT OF FOREIGN PRIVATE ISSUER 
 
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934 
 
For the month of October, 2017 
 
PRUDENTIAL PUBLIC LIMITED COMPANY 
 
(Translation of registrant's name into English) 
 
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)


 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X           Form 40-F


Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes              No X


 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- 
 
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Michael Wells
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan
(ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
GBP 17.92
3
(ii)
GBP 17.405
1,342
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
1,345
 
GBP 17.406149
 
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Michael Wells
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
American Depositary Receipt ("ADR")
 
 
74435K204
 
b)
 
Nature of the transaction(s)
 
 
Acquisition of ADRs in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
Price(s)
Volume(s)
USD 46.98
508
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
508
 
USD 46.98
 
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
New York Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Nicolaos Nicandrou
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Executive Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan
(ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
GBP 17.92
14
(ii)
GBP 17.405
834
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
848
 
GBP 17.4135024
 
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
John Foley
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Executive Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan
(ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
GBP 17.92
5
(ii)
GBP 17.405
1,184
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
1,189
 
GBP 17.407166
 
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Anne Richards
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Executive Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
Price(s)
Volume(s)
GBP 17.405
276
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
276
 
GBP 17.405
 
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Barry Stowe
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Executive Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
American Depositary Receipt ("ADR")
 
 
74435K204
 
b)
 
Nature of the transaction(s)
 
 
Acquisition of ADRs in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
Price(s)
Volume(s)
USD 46.98
1,158
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
1,158
 
USD 46.98
 
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
New York Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Julian Adams
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Regulatory and Government Relations Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan
(ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
GBP 17.92
3
(ii)
GBP 17.405
401
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
404
 
GBP 17.408824
 
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Raghunath Hariharan
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Director of Strategy and Capital Market Relations (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan
(ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
GBP 17.92
3
(ii)
GBP 17.405
172
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
175
 
GBP 17.413829
 
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Jonathan Oliver
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Communications Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan
(ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
GBP 17.92
8
(ii)
GBP 17.405
123
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
131
 
GBP 17.4364504
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Alan Porter
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group General Counsel and Company Secretary (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan
(ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
GBP 17.92
7
(ii)
GBP 17.405
297
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
304
 
GBP 17.416859
 
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Al-Noor Ramji
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Digital Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
Price(s)
Volume(s)
GBP 17.405
160
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
160
 
GBP 17.405
 
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tim Rolfe
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Human Resources Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan
c)
 
Price(s) and volume(s)
 
 
 
 
Price(s)
Volume(s)
GBP 17.405
359
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
359
 
GBP 17.405
 
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Howard Davies
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders
 
c)
 
Price(s) and volume(s)
 
 
 
 
Price(s)
Volume(s)
GBP 17.7533
74
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
74
 
GBP 17.7533
 
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Lord Turner
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Non-Executive Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders
 
c)
 
Price(s) and volume(s)
 
 
 
 
Price(s)
Volume(s)
GBP 17.7533
52
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
52
 
GBP 17.7533
 
e)
 
Date of the transaction(s)
 
2017-10-05
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
Additional information
 
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
 
Contact
 
Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027
Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115
           
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
Date: 06 October 2017
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
 
 
By: /s/ Chris Smith
 
 
 
Chris Smith
 
Deputy Company Secretary