UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21547
NAME OF REGISTRANT: CALAMOS GLOBAL TOTAL RETURN
FUND
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court
Naperville, IL 60563-2787
NAME AND ADDRESS OF AGENT FOR SERVICE: John P. Calamos, Sr., President
Calamos Advisors LLC
2020 Calamos Court
Naperville, IL 60563-2787
REGISTRANT'S TELEPHONE NUMBER: (630)245-7200
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
Calamos Global Total Return Fund
--------------------------------------------------------------------------------------------------------------------------
AIA COMPANY LTD Agenda Number: 707862074
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 12-May-2017
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0323/LTN20170323460.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0323/LTN20170323439.pdf
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 30
NOVEMBER 2016
2 TO DECLARE A FINAL DIVIDEND OF 63.75 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 30
NOVEMBER 2016
3 TO RE-ELECT MR. MOHAMED AZMAN YAHYA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4 TO RE-ELECT MR. EDMUND SZE-WING TSE AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. JACK CHAK-KWONG SO AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
7A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
7B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
7C TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE
COMPANY UNDER THE RESTRICTED SHARE UNIT
SCHEME ADOPTED BY THE COMPANY ON 28
SEPTEMBER 2010 (AS AMENDED)
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC Agenda Number: 934604946
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
ROGER W. FERGUSON, JR. Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
ALAN R. MULALLY Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. THE APPROVAL OF AN AMENDMENT TO ALPHABET'S Mgmt For For
2012 STOCK PLAN TO INCREASE THE SHARE
RESERVE BY 15,000,000 SHARES OF CLASS C
CAPITAL STOCK.
4. THE APPROVAL OF THE 2016 COMPENSATION Mgmt For For
AWARDED TO NAMED EXECUTIVE OFFICERS.
5. THE FREQUENCY OF FUTURE STOCKHOLDER Mgmt 3 Years For
ADVISORY VOTES REGARDING COMPENSATION
AWARDED TO NAMED EXECUTIVE OFFICERS.
6. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr Against For
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING A Shr Against For
POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY
PRESENTED AT THE MEETING.
9. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GENDER PAY, IF PROPERLY PRESENTED AT THE
MEETING.
10. A STOCKHOLDER PROPOSAL REGARDING A Shr Against For
CHARITABLE CONTRIBUTIONS REPORT, IF
PROPERLY PRESENTED AT THE MEETING.
11. A STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
IMPLEMENTATION OF "HOLY LAND PRINCIPLES,"
IF PROPERLY PRESENTED AT THE MEETING.
12. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON "FAKE NEWS," IF PROPERLY PRESENTED AT
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 934553769
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 10-May-2017
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID E. CONSTABLE Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: CLAIRE S. FARLEY Mgmt For For
1E. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1I. ELECTION OF DIRECTOR: SEAN GOURLEY Mgmt For For
1J. ELECTION OF DIRECTOR: MARK C. MCKINLEY Mgmt For For
1K. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1L. ELECTION OF DIRECTOR: R. A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV Agenda Number: 707875273
--------------------------------------------------------------------------------------------------------------------------
Security: B639CJ108
Meeting Type: MIX
Meeting Date: 26-Apr-2017
Ticker:
ISIN: BE0974293251
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
A.1.A RECEIVE SPECIAL BOARD REPORT Non-Voting
A.1.B RENEW AUTHORIZATION TO INCREASE SHARE Mgmt For For
CAPITAL UP TO 3 PERCENT OF ISSUED SHARE
CAPITAL
B.1 MANAGEMENT REPORT REGARDING THE OLD Non-Voting
ANHEUSER-BUSCH INBEV SA/NV
B.2 REPORT BY THE STATUTORY AUDITOR REGARDING Non-Voting
THE OLD AB INBEV
B.3 APPROVAL OF THE ACCOUNTS OF THE OLD AB Mgmt For For
INBEV
B.4 APPROVE DISCHARGE TO THE DIRECTORS OF THE Mgmt For For
OLD AB INBEV
B.5 APPROVE DISCHARGE OF AUDITORS OF THE OLD AB Mgmt For For
INBEV
B.6 RECEIVE DIRECTORS' REPORTS Non-Voting
B.7 RECEIVE AUDITORS' REPORTS Non-Voting
B.8 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Non-Voting
AND STATUTORY REPORTS
B.9 ADOPT FINANCIAL STATEMENTS Mgmt For For
B.10 APPROVE DISCHARGE TO THE DIRECTORS Mgmt For For
B.11 APPROVE DISCHARGE OF AUDITORS Mgmt For For
B12.A ELECT M.J. BARRINGTON AS DIRECTOR Mgmt For For
B12.B ELECT W.F. GIFFORD JR. AS DIRECTOR Mgmt For For
B12.C ELECT A. SANTO DOMINGO DAVILA AS DIRECTOR Mgmt For For
B13.A APPROVE REMUNERATION REPORT Mgmt For For
B13.B APPROVE REMUNERATION OF DIRECTORS Mgmt For For
B13.C APPROVE NON-EXECUTIVE DIRECTOR STOCK OPTION Mgmt For For
GRANTS
C.1 AUTHORIZE IMPLEMENTATION OF APPROVED Mgmt For For
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV, BRUXELLES Agenda Number: 707344002
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: EGM
Meeting Date: 28-Sep-2016
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
THE TRANSACTION, INCLUDING THE ACQUISITION
BY AB INBEV OF THE SHARES OF NEWBELCO AT A
PRICE OF GBP 0.45 EACH UNDER THE BELGIAN
OFFER, FOR A VALUE EXCEEDING ONE THIRD OF
THE CONSOLIDATED ASSETS OF AB INBEV
2 ACKNOWLEDGEMENT BY THE SHAREHOLDERS OF THE Non-Voting
FOLLOWING DOCUMENTS, OF WHICH THEY CAN
OBTAIN A COPY FREE OF CHARGE: THE COMMON
DRAFT TERMS OF MERGER DRAWN UP BY THE
BOARDS OF DIRECTORS OF THE MERGING
COMPANIES IN ACCORDANCE WITH ARTICLE 693 OF
THE BELGIAN COMPANIES CODE (THE "MERGER
TERMS"); THE REPORT PREPARED BY THE BOARD
OF DIRECTORS OF THE COMPANY IN ACCORDANCE
WITH ARTICLE 694 OF THE BELGIAN COMPANIES
CODE; THE REPORT PREPARED BY THE STATUTORY
AUDITOR OF THE COMPANY IN ACCORDANCE WITH
ARTICLE 695 OF THE BELGIAN COMPANIES CODE
3 COMMUNICATION REGARDING SIGNIFICANT CHANGES Non-Voting
IN THE ASSETS AND LIABILITIES OF THE
MERGING COMPANIES BETWEEN THE DATE OF THE
MERGER TERMS AND THE DATE OF THE
SHAREHOLDERS' MEETING, IN ACCORDANCE WITH
ARTICLE 696 OF THE BELGIAN COMPANIES CODE
4 APPROVE (I) THE MERGER TERMS, (II) THE Mgmt For For
BELGIAN MERGER, SUBJECT TO THE CONDITIONS
SET OUT IN THE MERGER TERMS AND EFFECTIVE
UPON PASSING OF THE FINAL NOTARIAL DEED,
AND (III) THE DISSOLUTION WITHOUT
LIQUIDATION OF AB INBEV UPON COMPLETION OF
THE BELGIAN MERGER
5 APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
(I) THE DELISTING OF THE SECURITIES OF THE
COMPANY FROM EURONEXT BRUSSELS, (II) THE
DELISTING OF THE SECURITIES OF THE COMPANY
FROM THE JOHANNESBURG STOCK EXCHANGE, AND
(III) THE CANCELLATION OF THE REGISTRATION
OF THE SECURITIES OF THE COMPANY WITH THE
NATIONAL SECURITIES REGISTRY (RNV)
MAINTAINED BY THE MEXICAN SECURITIES AND
BANKING COMMISSION (COMISION NACIONAL
BANCARIA Y DE VALORES OR CNBV) AND THE
DELISTING OF SUCH SECURITIES FROM THE BOLSA
MEXICANA DE VALORES, S.A.B. DE C.V. (BMV),
ALL SUCH DELISTINGS AND CANCELLATION OF
REGISTRATION SUBJECT TO AND WITH EFFECT AS
OF COMPLETION OF THE BELGIAN MERGER
6 APPROVE THE DELEGATION OF POWERS TO: (I) Mgmt For For
ANY DIRECTOR OF THE COMPANY FROM TIME TO
TIME, SABINE CHALMERS, LUCAS LIRA, BENOIT
LOORE, ANN RANDON, PATRICIA FRIZO, GERT
BOULANGE, JAN VANDERMEERSCH, PHILIP GORIS
AND ROMANIE DENDOOVEN (EACH AN "AUTHORISED
PERSON"), EACH ACTING TOGETHER WITH ANOTHER
AUTHORISED PERSON, TO ACKNOWLEDGE BY
NOTARIAL DEED THE COMPLETION OF THE BELGIAN
MERGER AFTER COMPLETION OF THE CONDITIONS
PRECEDENT SET OUT IN THE MERGER TERMS; (II)
THE BOARD OF DIRECTORS FOR THE
IMPLEMENTATION OF THE RESOLUTIONS PASSED;
AND (III) BENOIT LOORE, ANN RANDON,
PATRICIA FRIZO, GERT BOULANGE, JAN
VANDERMEERSCH, PHILIP GORIS, ROMANIE
DENDOOVEN, PHILIP VAN NEVEL AND ELS DE
TROYER, EACH ACTING ALONE AND WITH POWER TO
SUB-DELEGATE, THE POWER TO PROCEED TO ALL
FORMALITIES AT A BUSINESS DESK IN ORDER TO
PERFORM THE INSCRIPTION AND/OR THE
MODIFICATION OF THE COMPANY'S DATA IN THE
CROSSROAD BANK OF LEGAL ENTITIES AND, IF
NECESSARY, AT THE ADMINISTRATION FOR THE
VALUE ADDED TAX
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934520556
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2017
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES BELL Mgmt For For
1B. ELECTION OF DIRECTOR: TIM COOK Mgmt For For
1C. ELECTION OF DIRECTOR: AL GORE Mgmt For For
1D. ELECTION OF DIRECTOR: BOB IGER Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
1F. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For
1G. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For
1H. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION
5. A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE Shr Against For
GIVING - RECIPIENTS, INTENTS AND BENEFITS"
6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY Shr Against For
AMONG OUR SENIOR MANAGEMENT AND BOARD OF
DIRECTORS
7. A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"SHAREHOLDER PROXY ACCESS AMENDMENTS"
8. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE Shr Against For
COMPENSATION REFORM"
9. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
ASHTEAD GROUP PLC, LONDON Agenda Number: 707283886
--------------------------------------------------------------------------------------------------------------------------
Security: G05320109
Meeting Type: AGM
Meeting Date: 07-Sep-2016
Ticker:
ISIN: GB0000536739
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVING REPORT AND ACCOUNTS Mgmt For For
2 APPROVAL OF THE DIRECTORS REMUNERATION Mgmt For For
REPORT EXCLUDING REMUNERATION POLICY
3 APPROVAL OF THE DIRECTORS REMUNERATION Mgmt For For
POLICY
4 DECLARATION OF A FINAL DIVIDEND :18.5 PENCE Mgmt For For
PER ORDINARY SHARE
5 RE-ELECTION OF CHRIS COLE Mgmt For For
6 RE-ELECTION OF GEOFF DRABBLE Mgmt For For
7 RE-ELECTION OF BRENDAN HORGAN Mgmt For For
8 RE-ELECTION OF SAT DHAIWAL Mgmt For For
9 RE-ELECTION OF SUZANNE WOOD Mgmt For For
10 RE-ELECTION OF IAN SUTCLIFFE Mgmt For For
11 RE-ELECTION OF WAYNE EDMUNDS Mgmt For For
12 ELECTION OF LUCINDA RICHES Mgmt For For
13 ELECTION OF TANYA FRATTO Mgmt For For
14 REAPPOINTMENT OF AUDITOR : DELOITTE LLP Mgmt For For
15 AUTHORITY TO SET THE REMUNERATION OF THE Mgmt For For
AUDITOR
16 DIRECTORS AUTHORITY TO ALLOT SHARES Mgmt For For
17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
19 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
20 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
CMMT 21 JUL 2016: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 4 AND 14. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 934539935
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 28-Apr-2017
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1E. ELECTION OF DIRECTOR: GLENN H. HUTCHINS Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1H. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
1M. ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY APPROVAL OF FREQUENCY OF VOTE ON Mgmt 1 Year For
EXECUTIVE COMPENSATION
5. PREPARE POLITICAL SPENDING REPORT. Shr Against For
6. PREPARE LOBBYING REPORT. Shr Against For
7. MODIFY PROXY ACCESS REQUIREMENTS. Shr Against For
8. REDUCE VOTE REQUIRED FOR WRITTEN CONSENT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934543453
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For
1N. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt For For
ADVISORY, NON-BINDING "SAY ON PAY"
RESOLUTION)
3. A VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
"SAY ON PAY" RESOLUTIONS (AN ADVISORY,
NON-BINDING "SAY ON FREQUENCY" RESOLUTION)
4. RATIFYING THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
5. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr Against For
6. STOCKHOLDER PROPOSAL - DIVESTITURE & Shr Against For
DIVISION STUDY SESSIONS
7. STOCKHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN
8. STOCKHOLDER PROPOSAL - REPORT CONCERNING Shr Against For
GENDER PAY EQUITY
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA Agenda Number: 707813083
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 23-May-2017
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU.
CMMT 15 MAR 2017: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
017/0306/201703061700430.pdf
,https://balo.journal-officiel.gouv.fr/pdf/
2017/0315/201703151700550.pdf, PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2016 AND PAYMENT OF
DIVIDEND: EUR 2.70 PER SHARE
O.4 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt For For
REPORT ON THE AGREEMENTS AND COMMITMENTS
GOVERNED BY ARTICLES L.225-38 AND FOLLOWING
THE FRENCH COMMERCIAL CODE
O.5 AUTHORISATION FOR THE COMPANY TO PURCHASE Mgmt For For
ITS OWN SHARES
O.6 RENEWAL OF THE TERM OF MR JEAN LEMIERRE AS Mgmt For For
A DIRECTOR
O.7 RENEWAL OF THE TERM OF MS MONIQUE COHEN AS Mgmt For For
A DIRECTOR
O.8 RENEWAL OF THE TERM OF MS DANIELA SCHWARZER Mgmt For For
AS A DIRECTOR
O.9 RENEWAL OF THE TERM OF MS FIELDS Mgmt For For
WICKER-MIURIN AS A DIRECTOR
O.10 APPOINTMENT OF MR JACQUES ASCHENBROICH AS A Mgmt For For
DIRECTOR TO REPLACE MR JEAN-FRANCOIS
LEPETIT
O.11 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY THAT ARE APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
O.12 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY APPLICABLE TO THE MANAGING DIRECTOR
AND TO THE DEPUTY GENERAL MANAGER
O.13 ADVISORY VOTE ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR JEAN LEMIERRE, CHAIRMAN OF THE
BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL
YEAR - RECOMMENDATION OF SECTION 26.2 OF
THE FRENCH AFEP-MEDEF CODE
O.14 ADVISORY VOTE ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR JEAN-LAURENT BONNAFE, MANAGING
DIRECTOR, FOR THE 2016 FINANCIAL YEAR -
RECOMMENDATION OF SECTION 26.2 OF THE
FRENCH AFEP-MEDEF CODE
O.15 ADVISORY VOTE ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR PHILIPPE BORDENAVE, DEPUTY
GENERAL MANAGER, FOR THE 2016 FINANCIAL
YEAR - RECOMMENDATION OF SECTION 26.2 OF
THE FRENCH AFEP-MEDEF CODE
O.16 ADVISORY VOTE ON THE TOTAL COMPENSATION OF Mgmt For For
ALL KINDS PAID DURING THE 2016 FINANCIAL
YEAR TO THE EFFECTIVE DIRECTORS AND CERTAIN
CATEGORIES OF EMPLOYEES - ARTICLE L.511-73
OF THE FRENCH MONETARY AND FINANCIAL CODE
E.17 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES
E.18 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BROADCOM LIMITED Agenda Number: 934531977
--------------------------------------------------------------------------------------------------------------------------
Security: Y09827109
Meeting Type: Annual
Meeting Date: 05-Apr-2017
Ticker: AVGO
ISIN: SG9999014823
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1C. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1D. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1E. ELECTION OF DIRECTOR: MR. EDDY W. Mgmt For For
HARTENSTEIN
1F. ELECTION OF DIRECTOR: MR. CHECK KIAN LOW Mgmt For For
1G. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1H. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. HENRY SAMUELI Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BROADCOM'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING OCTOBER 29, 2017 AND
TO AUTHORIZE THE AUDIT COMMITTEE TO FIX ITS
REMUNERATION, AS SET FORTH IN BROADCOM'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2017 ANNUAL GENERAL MEETING.
3. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For
THE DIRECTORS OF BROADCOM TO ALLOT AND
ISSUE SHARES IN OUR CAPITAL, AS SET FORTH
IN BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2017 ANNUAL
GENERAL MEETING.
4. TO APPROVE THE COMPENSATION OF BROADCOM'S Mgmt For For
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCLOSURE UNDER "EXECUTIVE
COMPENSATION" IN BROADCOM'S PROXY STATEMENT
RELATING TO ITS 2017 ANNUAL GENERAL
MEETING.
5. TO RECOMMEND THAT A NON-BINDING, ADVISORY Mgmt 1 Year For
VOTE TO APPROVE THE COMPENSATION OF THE
BROADCOM'S NAMED EXECUTIVE OFFICERS BE PUT
TO SHAREHOLDERS FOR THEIR CONSIDERATION
EVERY: ONE; TWO; OR THREE YEARS, AS SET
FORTH IN BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2017 ANNUAL
GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 934552274
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: CNQ
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CATHERINE M. BEST Mgmt For For
N. MURRAY EDWARDS Mgmt For For
TIMOTHY W. FAITHFULL Mgmt For For
HON. GARY A. FILMON Mgmt For For
CHRISTOPHER L. FONG Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
WILFRED A. GOBERT Mgmt For For
STEVE W. LAUT Mgmt For For
HON. FRANK J. MCKENNA Mgmt For For
DAVID A. TUER Mgmt For For
ANNETTE M. VERSCHUREN Mgmt For For
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, CHARTERED ACCOUNTANTS, CALGARY,
ALBERTA, AS AUDITORS OF THE CORPORATION FOR
THE ENSUING YEAR AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE CORPORATION TO FIX THEIR
REMUNERATION.
03 ON AN ADVISORY BASIS, ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS SET FORTH IN THE
ACCOMPANYING INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO.,LTD. Agenda Number: 707782745
--------------------------------------------------------------------------------------------------------------------------
Security: J06930101
Meeting Type: AGM
Meeting Date: 23-Mar-2017
Ticker:
ISIN: JP3519400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Oku, Masayuki Mgmt Abstain Against
2.2 Appoint a Director Ichimaru, Yoichiro Mgmt For For
2.3 Appoint a Director Christoph Franz Mgmt For For
2.4 Appoint a Director Daniel O'Day Mgmt For For
3 Appoint a Corporate Auditor Togashi, Mamoru Mgmt For For
4 Approve Details of the Restricted-Share Mgmt For For
Compensation Plan to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934541904
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: ELLEN M. COSTELLO Mgmt For For
1C. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1D. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1E. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1F. ELECTION OF DIRECTOR: RENEE J. JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1J. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
1O. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE CITI'S 2016 Mgmt For For
EXECUTIVE COMPENSATION.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE COMPANY'S POLICIES AND GOALS TO REDUCE
THE GENDER PAY GAP.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE
TO ADDRESS WHETHER THE DIVESTITURE OF ALL
NON-CORE BANKING BUSINESS SEGMENTS WOULD
ENHANCE SHAREHOLDER VALUE.
7. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
AMENDMENT TO THE GENERAL CLAWBACK POLICY TO
PROVIDE THAT A SUBSTANTIAL PORTION OF
ANNUAL TOTAL COMPENSATION OF EXECUTIVE
OFFICERS SHALL BE DEFERRED AND FORFEITED,
IN PART OR WHOLE, AT THE DISCRETION OF THE
BOARD, TO HELP SATISFY ANY MONETARY PENALTY
ASSOCIATED WITH A VIOLATION OF LAW.
9. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD ADOPT A POLICY PROHIBITING THE
VESTING OF EQUITY-BASED AWARDS FOR SENIOR
EXECUTIVES DUE TO A VOLUNTARY RESIGNATION
TO ENTER GOVERNMENT SERVICE.
--------------------------------------------------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LIMITED Agenda Number: 707949080
--------------------------------------------------------------------------------------------------------------------------
Security: G21765105
Meeting Type: AGM
Meeting Date: 11-May-2017
Ticker:
ISIN: KYG217651051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0405/LTN201704051401.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2017/0405/LTN201704051407.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR KAM HING LAM AS DIRECTOR Mgmt For For
3.B TO RE-ELECT MS EDITH SHIH AS DIRECTOR Mgmt For For
3.C TO RE-ELECT MR CHOW KUN CHEE, ROLAND AS Mgmt For For
DIRECTOR
3.D TO RE-ELECT MRS CHOW WOO MO FONG, SUSAN AS Mgmt For For
DIRECTOR
3.E TO RE-ELECT MR CHENG HOI CHUEN, VINCENT AS Mgmt Abstain Against
DIRECTOR
3.F TO RE-ELECT MS LEE WAI MUN, ROSE AS Mgmt For For
DIRECTOR
3.G TO RE-ELECT MR WILLIAM SHURNIAK AS DIRECTOR Mgmt For For
3.H TO RE-ELECT MR WONG CHUNG HIN AS DIRECTOR Mgmt For For
4 TO APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL
SHARES
5.2 TO APPROVE THE REPURCHASE BY THE COMPANY OF Mgmt For For
ITS OWN SHARES
5.3 TO EXTEND THE GENERAL MANDATE IN ORDINARY Mgmt For For
RESOLUTION NO. 5(1) TO ISSUE, ALLOT AND
DISPOSE OF ADDITIONAL SHARES
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 16 MAY 2017 AT 09:00 HRS.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CRH PLC, DUBLIN Agenda Number: 707836687
--------------------------------------------------------------------------------------------------------------------------
Security: G25508105
Meeting Type: AGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: IE0001827041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE FINAL DIVIDEND Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4A RE-ELECT ERNST BARTSCHI AS DIRECTOR Mgmt For For
4B RE-ELECT MAEVE CARTON AS DIRECTOR Mgmt For For
4C RE-ELECT NICKY HARTERY AS DIRECTOR Mgmt For For
4D RE-ELECT PATRICK KENNEDY AS DIRECTOR Mgmt For For
4E RE-ELECT DONALD MCGOVERN JR. AS DIRECTOR Mgmt For For
4F RE-ELECT HEATHER ANN MCSHARRY AS DIRECTOR Mgmt For For
4G RE-ELECT ALBERT MANIFOLD AS DIRECTOR Mgmt For For
4H RE-ELECT SENAN MURPHY AS DIRECTOR Mgmt For For
4I ELECT GILLIAN PLATT AS DIRECTOR Mgmt For For
4J RE-ELECT LUCINDA RICHES AS DIRECTOR Mgmt For For
4K RE-ELECT HENK ROTTINGHUIS AS DIRECTOR Mgmt For For
4L RE-ELECT WILLIAM TEUBER JR. AS DIRECTOR Mgmt For For
5 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
6 REAPPOINT ERNST YOUNG AS AUDITORS Mgmt For For
7 AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE Mgmt For For
RIGHTS
8 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
9 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
10 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
11 AUTHORISE REISSUANCE OF TREASURY SHARES Mgmt For For
12 APPROVE SCRIP DIVIDEND Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 707766979
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 29-Mar-2017
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT Please note that reregistration is no Non-Voting
longer required to ensure voting rights.
Following the amendment to paragraph 21 of
the Securities Trade Act on 10th July 2015
and the over-ruling of the District Court
in Cologne judgment from 6th June 2012 the
voting process has changed with regard to
the German registered shares. As a result,
it remains exclusively the responsibility
of the end-investor (i.e. final
beneficiary) and not the intermediary to
disclose respective final beneficiary
voting rights if they exceed relevant
reporting threshold of WpHG (from 3 percent
of outstanding share capital onwards).
CMMT The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WpHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14.03.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsection 4, Section315,
Subsection 4 of the German Commercial Code
(Handelsgesetzbuch), and the report of the
Supervisory Board for the 2016 financial
year
2 Allocation of distributable profit Mgmt For For
3 Ratification of Board of Management Mgmt For For
members' actions in the 2016 financial year
4 Ratification of Supervisory Board members' Mgmt For For
actions in the 2016 financial year
5.1 Appointment of auditors for the Company and Mgmt For For
for the Group: 2017 financial year
including interim reports
5.2 Appointment of auditors for the Company and Mgmt For For
for the Group: interim reports 2018 to
Annual Meeting 2018
6.1 Election of members of the Supervisory Mgmt For For
Board: Dr Clemens Boersig
6.2 Election of members of the Supervisory Mgmt For For
Board: Bader Mohammad Al Saad
7 Adjustment of Supervisory Board Mgmt For For
remuneration and related amendmentof the
Articles of Incorporation
8 Amendment of Section 13 Subsection 1 of the Mgmt For For
Articles of Incorporation (Shareholders'
Meetings - requirements for attendance and
exercise of voting rights)
--------------------------------------------------------------------------------------------------------------------------
DAIWA SECURITIES GROUP INC. Agenda Number: 708212890
--------------------------------------------------------------------------------------------------------------------------
Security: J11718111
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3502200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Hibino, Takashi Mgmt For For
1.2 Appoint a Director Nakata, Seiji Mgmt For For
1.3 Appoint a Director Nishio, Shinya Mgmt For For
1.4 Appoint a Director Takahashi, Kazuo Mgmt For For
1.5 Appoint a Director Matsui, Toshihiro Mgmt For For
1.6 Appoint a Director Tashiro, Keiko Mgmt For For
1.7 Appoint a Director Komatsu, Mikita Mgmt For For
1.8 Appoint a Director Matsuda, Morimasa Mgmt For For
1.9 Appoint a Director Matsubara, Nobuko Mgmt For For
1.10 Appoint a Director Tadaki, Keiichi Mgmt For For
1.11 Appoint a Director Onodera, Tadashi Mgmt For For
1.12 Appoint a Director Ogasawara, Michiaki Mgmt For For
1.13 Appoint a Director Takeuchi, Hirotaka Mgmt For For
1.14 Appoint a Director Nishikawa, Ikuo Mgmt For For
2 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors,
Executive Officers and Employees of the
Company, the Company's Subsidiaries and the
Affiliated Companies
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 707318881
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 21-Sep-2016
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2016 Mgmt For For
2 DIRECTORS' REMUNERATION REPORT 2016 Mgmt For For
3 DECLARATION OF FINAL DIVIDEND Mgmt For For
4 RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR Mgmt For For
5 RE-ELECTION OF LORD DAVIES AS A DIRECTOR Mgmt For For
6 RE-ELECTION OF HO KWON PING AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF BD HOLDEN AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF DR FB HUMER AS A DIRECTOR Mgmt For For
9 RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR Mgmt For For
10 RE-ELECTION OF IM MENEZES AS A DIRECTOR Mgmt For For
11 RE-ELECTION OF PG SCOTT AS A DIRECTOR Mgmt For For
12 RE-ELECTION OF AJH STEWART AS A DIRECTOR Mgmt For For
13 ELECTION OF J FERRAN AS A DIRECTOR Mgmt For For
14 ELECTION OF KA MIKELLS AS A DIRECTOR Mgmt For For
15 ELECTION OF EN WALMSLEY AS A DIRECTOR Mgmt For For
16 RE-APPOINTMENT OF AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
17 REMUNERATION OF AUDITOR Mgmt For For
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For
21 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU
CMMT 15AUG2016: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 934542742
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD H. FEARON Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1J. ELECTION OF DIRECTOR: SANDRA PIANALTO Mgmt For For
1K. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
1L. ELECTION OF DIRECTOR: DOROTHY C. THOMPSON Mgmt For For
2. APPROVING A PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO IMPLEMENT PROXY
ACCESS.
3. APPROVING A PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION REGARDING BRINGING
SHAREHOLDER BUSINESS AND MAKING DIRECTOR
NOMINATIONS AT AN ANNUAL GENERAL MEETING.
4. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2017 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
6. ADVISORY APPROVAL FOR FREQUENCY OF Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTES.
7. APPROVING A PROPOSAL TO GRANT THE BOARD Mgmt For For
AUTHORITY TO ISSUE SHARES.
8. APPROVING A PROPOSAL TO GRANT THE BOARD Mgmt For For
AUTHORITY TO OPT OUT OF PRE-EMPTION RIGHTS.
9. AUTHORIZING THE COMPANY AND ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 934588673
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN K. AVERY Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
ANGELA F. BRALY Mgmt For For
URSULA M. BURNS Mgmt For For
HENRIETTA H. FORE Mgmt For For
KENNETH C. FRAZIER Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
SAMUEL J. PALMISANO Mgmt For For
STEVEN S REINEMUND Mgmt For For
WILLIAM C. WELDON Mgmt For For
DARREN W. WOODS Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
24)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (PAGE 25)
4. FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION (PAGE 25)
5. INDEPENDENT CHAIRMAN (PAGE 53) Shr Against For
6. MAJORITY VOTE FOR DIRECTORS (PAGE 54) Shr Against For
7. SPECIAL SHAREHOLDER MEETINGS (PAGE 55) Shr Against For
8. RESTRICT PRECATORY PROPOSALS (PAGE 56) Shr Against For
9. REPORT ON COMPENSATION FOR WOMEN (PAGE 57) Shr Against For
10. REPORT ON LOBBYING (PAGE 59) Shr Against For
11. INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF Shr Against For
INVESTMENT (PAGE 60)
12. REPORT ON IMPACTS OF CLIMATE CHANGE Shr Against For
POLICIES (PAGE 62)
13. REPORT ON METHANE EMISSIONS (PAGE 64) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 708257438
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Inaba, Yoshiharu Mgmt For For
3.2 Appoint a Director Yamaguchi, Kenji Mgmt For For
3.3 Appoint a Director Uchida, Hiroyuki Mgmt For For
3.4 Appoint a Director Gonda, Yoshihiro Mgmt For For
3.5 Appoint a Director Inaba, Kiyonori Mgmt For For
3.6 Appoint a Director Noda, Hiroshi Mgmt For For
3.7 Appoint a Director Kohari, Katsuo Mgmt For For
3.8 Appoint a Director Matsubara, Shunsuke Mgmt For For
3.9 Appoint a Director Okada, Toshiya Mgmt For For
3.10 Appoint a Director Richard E. Schneider Mgmt For For
3.11 Appoint a Director Tsukuda, Kazuo Mgmt For For
3.12 Appoint a Director Imai, Yasuo Mgmt For For
3.13 Appoint a Director Ono, Masato Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 934536600
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 18-Apr-2017
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: JORGE L. BENITEZ Mgmt For For
1D. ELECTION OF DIRECTOR: KATHERINE B. Mgmt For For
BLACKBURN
1E. ELECTION OF DIRECTOR: JERRY W. BURRIS Mgmt For For
1F. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1G. ELECTION OF DIRECTOR: GREG D. CARMICHAEL Mgmt For For
1H. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1I. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1J. ELECTION OF DIRECTOR: EILEEN A. MALLESCH Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1L. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT EXTERNAL AUDIT FIRM FOR THE
COMPANY FOR THE YEAR 2017.
3. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AN ADVISORY VOTE TO DETERMINE WHETHER THE Mgmt 1 Year For
SHAREHOLDER VOTE ON THE COMPENSATION OF THE
COMPANY'S EXECUTIVES WILL OCCUR EVERY 1, 2,
OR 3 YEARS.
5. APPROVAL OF THE FIFTH THIRD BANCORP 2017 Mgmt For For
INCENTIVE COMPENSATION PLAN, INCLUDING THE
ISSUANCE OF SHARES AUTHORIZED THEREUNDER.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934541916
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Mgmt For For
A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A13 ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
A14 ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
A15 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A17 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A18 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
B3 APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE Mgmt For For
PLAN AS AMENDED
B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR Mgmt For For
OFFICER PERFORMANCE GOALS
B5 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR Mgmt For For
FOR 2017
C1 REPORT ON LOBBYING ACTIVITIES Shr Against For
C2 REQUIRE THE CHAIRMAN OF THE BOARD TO BE Shr Against For
INDEPENDENT
C3 ADOPT CUMULATIVE VOTING FOR DIRECTOR Shr Against For
ELECTIONS
C4 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GLENCORE PLC, ST HELIER Agenda Number: 707978740
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 24-May-2017
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2016
2 TO APPROVE THE COMPANY'S CAPITAL Mgmt For For
CONTRIBUTION RESERVES (FORMING PART OF ITS
SHARE PREMIUM ACCOUNT) BE REDUCED BY USD
1,010,000,000 (THE REDUCTION SUM) AND BE
REPAID TO SHAREHOLDERS AS SET OUT IN THE
NOTICE OF MEETING
3 TO RE-ELECT ANTHONY HAYWARD (CHAIRMAN) AS A Mgmt For For
DIRECTOR
4 TO RE-ELECT LEONHARD FISCHER (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
5 TO RE-ELECT IVAN GLASENBERG (CHIEF Mgmt For For
EXECUTIVE OFFICER) AS A DIRECTOR
6 TO RE-ELECT PETER COATES (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR
7 TO RE-ELECT JOHN MACK (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
8 TO RE-ELECT PETER GRAUER (INDEPENDENT Mgmt Abstain Against
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
9 TO RE-ELECT PATRICE MERRIN (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
10 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT IN THE 2016 ANNUAL REPORT (EXCLUDING
THE DIRECTORS' REMUNERATION POLICY AS SET
OUT IN PART A OF THE DIRECTORS'
REMUNERATION REPORT)
11 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY AS SET OUT IN PART A OF DIRECTORS'
REMUNERATION REPORT IN THE 2016 ANNUAL
REPORT
12 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID
13 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
14 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
15 SUBJECT TO AND CONDITIONALLY UPON THE Mgmt For For
PASSING OF RESOLUTION 14, TO RENEW THE
AUTHORITY CONFERRED ON THE DIRECTORS
PURSUANT TO ARTICLE 10.2 OF THE COMPANY'S
ARTICLES OF ASSOCIATION (THE ARTICLES) TO
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR OR TO CONVERT ANY SECURITY INTO SHARES
FOR AN ALLOTMENT PERIOD
16 SUBJECT TO AND CONDITIONALLY UPON THE Mgmt For For
PASSING OF RESOLUTION 14, TO EMPOWER THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR AN
ALLOTMENT PERIOD
17 THAT THE COMPANY BE AND HEREBY GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED TO MAKE
MARKET PURCHASES OF ORDINARY SHARES AS PER
THE TERMS SET OUT IN THE NOTICE OF MEETING
CMMT 11 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 8.IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA, MADR Agenda Number: 708169001
--------------------------------------------------------------------------------------------------------------------------
Security: E67674106
Meeting Type: OGM
Meeting Date: 14-Jun-2017
Ticker:
ISIN: ES0177542018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 JUN 2017 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF THE 2016 FINANCIAL STATEMENTS Mgmt For For
AND MANAGEMENT REPORTS OF THE COMPANY AND
OF ITS CONSOLIDATED GROUP
2.A APPROVAL OF THE PROPOSAL FOR THE ALLOCATION Mgmt For For
OF 2016 RESULTS AND OFFSET OF PRIOR YEARS'
LOSSES AGAINST THE SHARE PREMIUM RESERVE
2.B REMUNERATION TO SHAREHOLDERS: FINAL Mgmt For For
DIVIDEND APPROVAL
3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS DURING THE 2016 FINANCIAL YEAR
4.A RE-ELECTION OF ERNST & YOUNG, S.L. AS Mgmt For For
AUDITOR FOR THE 2017 FINANCIAL STATEMENTS
OF THE COMPANY AND OF ITS CONSOLIDATED
GROUP
4.B DELEGATION TO THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE TERMS AND CONDITIONS OF
RE-ELECTION AND REMUNERATION OF ERNST &
YOUNG, S.L. AS AUDITOR
5.A TO RE-ELECT MR. ANTONIO VAZQUEZ ROMERO AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.B TO RE-ELECT MR. WILLIAM WALSH AS A DIRECTOR Mgmt For For
FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR
TERM, CLASSIFIED AS EXECUTIVE DIRECTOR
5.C TO RE-ELECT MR. MARC BOLLAND AS A DIRECTOR Mgmt For For
FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR
TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.D TO RE-ELECT MR. PATRICK CESCAU AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.E TO RE-ELECT MR. ENRIQUE DUPUY DE LOME AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS EXECUTIVE
DIRECTOR
5.F TO RE-ELECT MR. JAMES LAWRENCE AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS OTHER EXTERNAL
DIRECTOR
5.G TO RE-ELECT MS. MARIA FERNANDA MEJIA Mgmt For For
CAMPUZANO AS A DIRECTOR FOR THE CORPORATE
BYLAWS MANDATED ONE-YEAR TERM, CLASSIFIED
AS NON-EXECUTIVE INDEPENDENT DIRECTOR
5.H TO RE-ELECT MR. KIERAN POYNTER AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.I TO RE-ELECT MR. EMILIO SARACHO RODRIGUEZ DE Mgmt For For
TORRES AS DIRECTOR FOR THE CORPORATE BYLAWS
MANDATED ONE-YEAR TERM, CLASSIFIED AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
5.J TO RE-ELECT DAME MARJORIE SCARDINO AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.K TO RE-ELECT MR. ALBERTO TEROL ESTEBAN AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.L TO APPOINT MS. NICOLA SHAW AS A DIRECTOR Mgmt For For
FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR
TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR, WITH EFFECT FROM
JANUARY 1, 2018
6 CONSULTATIVE VOTE ON THE 2016 ANNUAL REPORT Mgmt For For
ON DIRECTORS' REMUNERATION
7 AUTHORISATION, FOR A TERM ENDING AT NEXT Mgmt For For
YEAR'S ANNUAL SHAREHOLDERS' MEETING (OR, IF
EARLIER, FIFTEEN MONTHS FROM THE DATE OF
PASSING OF THIS RESOLUTION), FOR THE
DERIVATIVE ACQUISITION OF THE COMPANY'S OWN
SHARES BY THE COMPANY ITSELF AND/OR BY ITS
SUBSIDIARIES, UPON THE TERMS PROVIDED BY
APPLICABLE LAW AND SUBJECT TO THE FOLLOWING
CONDITIONS: (A) THE MAXIMUM AGGREGATE
NUMBER OF SHARES WHICH ARE AUTHORISED TO BE
PURCHASED SHALL BE THE LOWER OF THE MAXIMUM
AMOUNT PERMITTED BY THE LAW AND SUCH NUMBER
AS REPRESENTS TEN PER CENT. OF THE
AGGREGATE NOMINAL AMOUNT OF THE SHARE
CAPITAL AS AT THE DATE OF PASSING THIS
RESOLUTION; (B) THE MINIMUM PRICE WHICH MAY
BE PAID FOR A SHARE IS ZERO; (C) THE
MAXIMUM PRICE WHICH MAY BE PAID FOR A SHARE
IS THE HIGHEST OF: (I) AN AMOUNT EQUAL TO
FIVE PER CENT. ABOVE THE AVERAGE OF THE
MIDDLE MARKET QUOTATIONS FOR THE SHARES AS
TAKEN FROM THE RELEVANT STOCK EXCHANGE FOR
THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THE TRANSACTION
IS PERFORMED; AND (II) THE HIGHER OF THE
PRICE OF THE LAST INDEPENDENT TRADE AND THE
HIGHEST CURRENT INDEPENDENT BID ON THE
TRADING VENUES WHERE THE TRANSACTION IS
CARRIED OUT AT THE RELEVANT TIME; IN EACH
CASE, EXCLUSIVE OF EXPENSES
8 AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, FOR
A TERM ENDING AT NEXT YEAR'S ANNUAL
SHAREHOLDERS' MEETING (OR, IF EARLIER,
FIFTEEN MONTHS FROM THE DATE OF PASSING OF
THIS RESOLUTION), TO INCREASE THE SHARE
CAPITAL PURSUANT TO THE PROVISIONS OF
ARTICLE 297.1.B) OF THE COMPANIES LAW, BY
UP TO (A) ONE-THIRD OF THE SHARE CAPITAL AS
AT THE DATE OF PASSING THIS RESOLUTION
(SUCH AMOUNT TO BE REDUCED BY THE AMOUNT
THAT THE SHARE CAPITAL HAS BEEN INCREASED
BY AND THE MAXIMUM AMOUNT THAT THE SHARE
CAPITAL MAY NEED TO BE INCREASED ON THE
CONVERSION OR EXCHANGE OF ANY SECURITIES
ISSUED UNDER PARAGRAPH (A) OF RESOLUTION
9); AND (B) UP TO A FURTHER ONE-SIXTH OF
THE SHARE CAPITAL AS AT THE DATE OF PASSING
THIS RESOLUTION IN CONNECTION WITH AN OFFER
BY WAY OF A RIGHTS ISSUE IN ACCORDANCE WITH
THE LISTING RULES MADE UNDER PART IV OF THE
UNITED KINGDOM FINANCIAL SERVICES AND
MARKETS ACT 2000 (SUCH AMOUNT TO BE REDUCED
BY THE AMOUNT THAT THE SHARE CAPITAL HAS
BEEN INCREASED BY AND THE MAXIMUM AMOUNT
THAT THE SHARE CAPITAL MAY NEED TO BE
INCREASED ON THE CONVERSION OR EXCHANGE OF
ANY SECURITIES ISSUED UNDER PARAGRAPH (B)
OF RESOLUTION 9)
9 AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, FOR
A TERM ENDING AT NEXT YEAR'S ANNUAL
SHAREHOLDERS' MEETING (OR, IF EARLIER,
FIFTEEN MONTHS FROM THE DATE OF PASSING OF
THIS RESOLUTION), TO ISSUE SECURITIES
(INCLUDING WARRANTS) CONVERTIBLE INTO
AND/OR EXCHANGEABLE FOR SHARES OF THE
COMPANY, UP TO A MAXIMUM LIMIT OF
1,000,000,000 EUROS OR THE EQUIVALENT
THEREOF IN ANOTHER CURRENCY, PROVIDED THAT
THE AGGREGATE SHARE CAPITAL THAT MAY NEED
TO BE INCREASED ON THE CONVERSION OR
EXCHANGE OF ALL SUCH SECURITIES MAY NOT BE
HIGHER THAN: (A) ONE-THIRD OF THE SHARE
CAPITAL AS AT THE DATE OF PASSING THIS
RESOLUTION (SUCH AMOUNT TO BE REDUCED BY
THE AMOUNT THAT THE SHARE CAPITAL HAS BEEN
INCREASED UNDER PARAGRAPH (A) OF RESOLUTION
8); AND (B) A FURTHER ONE-SIXTH OF THE
SHARE CAPITAL AS AT THE DATE OF PASSING
THIS RESOLUTION IN CONNECTION WITH AN OFFER
BY WAY OF A RIGHTS ISSUE IN ACCORDANCE WITH
THE LISTING RULES MADE UNDER PART IV OF THE
UNITED KINGDOM FINANCIAL SERVICES AND
MARKETS ACT 2000 (SUCH AMOUNT TO BE REDUCED
BY THE AMOUNT THAT THE SHARE CAPITAL HAS
BEEN INCREASED UNDER PARAGRAPH (B) OF
RESOLUTION 8). ESTABLISHMENT OF THE
CRITERIA FOR DETERMINING THE BASIS FOR AND
TERMS AND CONDITIONS APPLICABLE TO THE
CONVERSION OR EXCHANGE. AUTHORISATION TO
THE BOARD OF DIRECTORS, WITH THE EXPRESS
POWER OF SUBSTITUTION, TO DEVELOP THE BASIS
FOR AND TERMS AND CONDITIONS APPLICABLE TO
THE CONVERSION OR EXCHANGE OF SUCH
SECURITIES, AS WELL AS TO INCREASE THE
SHARE CAPITAL BY THE REQUIRED AMOUNT ON THE
CONVERSION
10 AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, TO
EXCLUDE PRE-EMPTIVE RIGHTS IN CONNECTION
WITH THE CAPITAL INCREASES AND THE
ISSUANCES OF CONVERTIBLE OR EXCHANGEABLE
SECURITIES THAT THE BOARD OF DIRECTORS MAY
APPROVE UNDER THE AUTHORITY GIVEN UNDER
RESOLUTIONS 8 AND 9 FOR THE PURPOSES OF
ALLOTTING SHARES OR CONVERTIBLE OR
EXCHANGEABLE SECURITIES IN CONNECTION WITH
A RIGHTS ISSUE IN ACCORDANCE WITH THE
LISTING RULES MADE UNDER PART IV OF THE
UNITED KINGDOM FINANCIAL SERVICES AND
MARKETS ACT 2000 OR IN ANY OTHER
CIRCUMSTANCES SUBJECT TO AN AGGREGATE
MAXIMUM NOMINAL AMOUNT OF THE SHARES SO
ALLOTTED AND THAT MAY BE ALLOTTED ON
CONVERSION OR EXCHANGE OF SUCH SECURITIES
OF FIVE PER CENT. OF THE SHARE CAPITAL AS
AT THE DATE OF PASSING THIS RESOLUTION
11 APPROVAL OF A REDUCTION IN SHARE CAPITAL BY Mgmt For For
MEANS OF THE CANCELLATION OF UP TO
190,000,000 SHARES (8.9 PER CENT. OF THE
SHARE CAPITAL). DELEGATION OF POWERS FOR
THE IMPLEMENTATION THEREOF
12 DELEGATION OF POWERS TO FORMALISE AND Mgmt For For
EXECUTE ALL RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS AT THIS SHAREHOLDERS' MEETING,
FOR CONVERSION THEREOF INTO A PUBLIC
INSTRUMENT, AND FOR THE INTERPRETATION,
CORRECTION AND SUPPLEMENTATION THEREOF OR
FURTHER ELABORATION THEREON UNTIL THE
REQUIRED REGISTRATIONS ARE MADE, IF
APPLICABLE
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 707795932
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 24-Mar-2017
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Masaki, Michio
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934537284
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt For For
1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E. L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1I. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE ON FREQUENCY OF VOTING TO Mgmt 1 Year For
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS UNDER THE 2012 LONG-TERM
INCENTIVE PLAN
5. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934561665
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: TODD A. COMBS Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1H. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1K. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. ADVISORY VOTE ON FREQUENCY OF ADVISORY Mgmt 1 Year For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
5. INDEPENDENT BOARD CHAIRMAN Shr Against For
6. VESTING FOR GOVERNMENT SERVICE Shr Against For
7. CLAWBACK AMENDMENT Shr Against For
8. GENDER PAY EQUITY Shr Against For
9. HOW VOTES ARE COUNTED Shr Against For
10. SPECIAL SHAREOWNER MEETINGS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 708223754
--------------------------------------------------------------------------------------------------------------------------
Security: J35759125
Meeting Type: AGM
Meeting Date: 20-Jun-2017
Ticker:
ISIN: JP3304200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Noji, Kunio Mgmt For For
2.2 Appoint a Director Ohashi, Tetsuji Mgmt For For
2.3 Appoint a Director Fujitsuka, Mikio Mgmt For For
2.4 Appoint a Director Kuromoto, Kazunori Mgmt For For
2.5 Appoint a Director Mori, Masanao Mgmt For For
2.6 Appoint a Director Oku, Masayuki Mgmt For For
2.7 Appoint a Director Yabunaka, Mitoji Mgmt For For
2.8 Appoint a Director Kigawa, Makoto Mgmt For For
3.1 Appoint a Corporate Auditor Matsuo, Mgmt For For
Hironobu
3.2 Appoint a Corporate Auditor Ono, Kotaro Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Share Acquisition Rights Issued as
Stock-Linked Compensation Type Stock
Options for Employees of the Company and
Representative Directors of the Company's
Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934581439
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1F. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL B. ROTHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1K. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1L. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1M. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE VOTES TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
6. SHAREHOLDER PROPOSAL REQUESTING Shr Against For
IMPLEMENTATION OF A SET OF EMPLOYEE
PRACTICES IN ISRAEL/PALESTINE.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CONDUCTING BUSINESS IN CONFLICT-AFFECTED
AREAS.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
BOARD OVERSIGHT OF PRODUCT SAFETY AND
QUALITY.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934491224
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 30-Nov-2016
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For
1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2017
4. APPROVAL OF AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION
5. APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 Mgmt For For
STOCK PLAN
6. SHAREHOLDER PROPOSAL - REQUESTING CERTAIN Shr Against For
PROXY ACCESS BYLAW AMENDMENTS
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 708244633
--------------------------------------------------------------------------------------------------------------------------
Security: J44497105
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3902900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kawakami, Hiroshi Mgmt For For
2.2 Appoint a Director Kawamoto, Yuko Mgmt For For
2.3 Appoint a Director Matsuyama, Haruka Mgmt For For
2.4 Appoint a Director Toby S. Myerson Mgmt For For
2.5 Appoint a Director Okuda, Tsutomu Mgmt For For
2.6 Appoint a Director Sato, Yukihiro Mgmt For For
2.7 Appoint a Director Tarisa Watanagase Mgmt For For
2.8 Appoint a Director Yamate, Akira Mgmt For For
2.9 Appoint a Director Shimamoto, Takehiko Mgmt For For
2.10 Appoint a Director Okamoto, Junichi Mgmt For For
2.11 Appoint a Director Sono, Kiyoshi Mgmt For For
2.12 Appoint a Director Nagaoka, Takashi Mgmt For For
2.13 Appoint a Director Ikegaya, Mikio Mgmt For For
2.14 Appoint a Director Mike, Kanetsugu Mgmt For For
2.15 Appoint a Director Hirano, Nobuyuki Mgmt For For
2.16 Appoint a Director Kuroda, Tadashi Mgmt For For
2.17 Appoint a Director Tokunari, Muneaki Mgmt For For
2.18 Appoint a Director Yasuda, Masamichi Mgmt For For
3 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Individual Disclosure of
Compensation for Directors)
4 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Separation of roles of
Chairman of the Board and Chief Executive
Officer)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a Plan for
the Company's Employees to be Able to
Return to Their Jobs After Running for a
National Election, a Municipal Election or
a Mayoral Election)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Exercise of Voting Rights of
Shares Held for the Purpose of Strategic
Shareholdings)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Disclosure of Policies and
Actual Results of Training for Directors)
8 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Provision Relating to
Communication and Response Between
Shareholders and Directors)
9 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Provision relating to a
Mechanism Enabling Shareholders to
Recommend Candidates for Director to the
Nominating Committee and Their Equal
Treatment)
10 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Publication of Proposals by
Shareholder in the Notice of Convocation
with at Least 100 Proposals as the Upper
Limit)
11 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of
Whistle-blowing Contact on the Board of
Corporate Auditors)
12 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Holding of Executive
Committee Meetings Consisting Only of
Outside Directors Without the Attendance of
Representative Corporate Executive
Officers)
13 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of Program for
Hiring Women Who Gave Up Their Career Due
to Childbirth and Child Rearing as
Semi-recent College Graduates and also as
Career Employees and Executives, etc.)
14 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Prohibition of
Discriminatory Treatment of Activist
Investors)
15 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a Special
Committee to Express Opinions as the
Company on a Series of Acts of the Minister
of Justice, Katsutoshi Kaneda)
16 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a Special
Investigation Committee on the Loans to
Kenko Corporation)
17 Shareholder Proposal: Remove a Director Shr Against For
Matsuyama, Haruka
18 Shareholder Proposal: Appoint a Director Shr Against For
Lucian Bebchuk instead of Matsuyama, Haruka
19 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Submission of a Request to
the Bank of Japan to Refrain from Deepening
the Negative Interest Rate Policy)
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD, CAPE TOWN Agenda Number: 707286894
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: AGM
Meeting Date: 26-Aug-2016
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ACCEPTANCE OF ANNUAL FINANCIAL STATEMENTS Mgmt For For
O.2 CONFIRMATION AND APPROVAL OF PAYMENT OF Mgmt For For
DIVIDENDS
O.3 REAPPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
INC. AS AUDITOR
O.4.1 TO CONFIRM THE APPOINTMENT OF : H J DU TOIT Mgmt For For
AS A NON-EXECUTIVE DIRECTOR
O.4.2 TO CONFIRM THE APPOINTMENT OF : G LIU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
O.5.1 TO ELECT THE FOLLOWING DIRECTOR : F L N Mgmt For For
LETELE
O.5.2 TO ELECT THE FOLLOWING DIRECTOR : R Mgmt For For
OLIVEIRA DE LIMA
O.5.3 TO ELECT THE FOLLOWING DIRECTOR : J D T Mgmt For For
STOFBERG
O.5.4 TO ELECT THE FOLLOWING DIRECTOR : D MEYER Mgmt For For
O.6.1 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER : D G ERIKSSON
O.6.2 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER : B J VAN DER ROSS
O.6.3 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER : R C C JAFTA
O.7 TO ENDORSE THE COMPANY'S REMUNERATION Mgmt For For
POLICY
O.8 APPROVAL OF GENERAL AUTHORITY PLACING Mgmt For For
UNISSUED SHARES UNDER THE CONTROL OF THE
DIRECTORS
O.9 APPROVAL OF GENERAL ISSUE OF SHARES FOR Mgmt For For
CASH
O.10 AUTHORISATION TO IMPLEMENT ALL RESOLUTIONS Mgmt For For
ADOPTED AT THE ANNUAL GENERAL MEETING
S.1.1 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : BOARD - CHAIR
S.1.2 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : BOARD - MEMBER
S.1.3 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : AUDIT COMMITTEE -
CHAIR
S.1.4 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : AUDIT COMMITTEE -
MEMBER
S.1.5 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : RISK COMMITTEE - CHAIR
S.1.6 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : RISK COMMITTEE -
MEMBER
S.1.7 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : HUMAN RESOURCES AND
REMUNERATION COMMITTEE - CHAIR
S.1.8 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : HUMAN RESOURCES AND
REMUNERATION COMMITTEE - MEMBER
S.1.9 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : NOMINATION COMMITTEE -
CHAIR
S1.10 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : NOMINATION COMMITTEE -
MEMBER
S1.11 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : SOCIAL AND ETHICS
COMMITTEE - CHAIR
S1.12 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : SOCIAL AND ETHICS
COMMITTEE - MEMBER
S1.13 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : TRUSTEES OF GROUP
SHARE SCHEMES/OTHER PERSONNEL FUNDS
S.2 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 44
OF THE ACT
S.3 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 45
OF THE ACT
S.4 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE N ORDINARY SHARES
IN THE COMPANY
S.5 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE A ORDINARY SHARES
IN THE COMPANY
S.6 AMENDMENT TO THE MEMORANDUM OF Mgmt For For
INCORPORATION: FRACTIONS OF SHARES
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 707814263
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 06-Apr-2017
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2016
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2016 Mgmt For For
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2016
4.1.1 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
PAUL BULCKE
4.1.2 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
ANDREAS KOOPMANN
4.1.3 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
HENRI DE CASTRIES
4.1.4 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
BEAT W. HESS
4.1.5 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
RENATO FASSBIND
4.1.6 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
STEVEN G. HOCH
4.1.7 RE-ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
NAINA LAL KIDWAI
4.1.8 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
JEAN-PIERRE ROTH
4.1.9 RE-ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
ANN M. VENEMAN
41.10 RE-ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
EVA CHENG
41.11 RE-ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
RUTH K. ONIANG'O
41.12 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
PATRICK AEBISCHER
4.2.1 ELECTION TO THE BOARD OF DIRECTORS: MR ULF Mgmt For For
MARK SCHNEIDER
4.2.2 ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
URSULA M. BURNS
4.3 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS: MR PAUL BULCKE
4.4.1 ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR BEAT W. HESS
4.4.2 ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR ANDREAS KOOPMANN
4.4.3 ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR JEAN-PIERRE ROTH
4.4.4 ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR PATRICK AEBISCHER
4.5 ELECTION OF THE STATUTORY AUDITORS: KPMG Mgmt For For
SA, GENEVA BRANCH
4.6 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD
6 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOUR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH
YET UNKNOWN PROPOSAL
CMMT PLEASE FIND BELOW THE LINK FOR NESTLE IN Non-Voting
SOCIETY CREATING SHARED VALUE AND MEETING
OUR COMMITMENTS 2016:
http://www.nestle.com/asset-library/documen
ts/library/documents/corporate_social_respon
sibility/nestle-in-society-summary-report-20
16-en.pdf
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 934535622
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: G.H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: B.R. BROOK Mgmt For For
1C. ELECTION OF DIRECTOR: J.K. BUCKNOR Mgmt For For
1D. ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For
1E. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1F. ELECTION OF DIRECTOR: N. DOYLE Mgmt For For
1G. ELECTION OF DIRECTOR: G.J. GOLDBERG Mgmt For For
1H. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1I. ELECTION OF DIRECTOR: J. NELSON Mgmt For For
1J. ELECTION OF DIRECTOR: J.M. QUINTANA Mgmt For For
2. RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTE ON EXECUTIVE
COMPENSATION.
5. STOCKHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
RISK ASSESSMENT.
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 708196351
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 707714007
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 28-Feb-2017
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 723253 DUE TO ADDITION OF
RESOLUTION B. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
A.1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt Take No Action
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2016 FINANCIAL YEAR
A.2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt Take No Action
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
A.3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt Take No Action
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND: GROSS DIVIDEND
(BEFORE TAXES AND DUTIES) OF CHF 2.75 PER
DIVIDEND BEARING SHARE OF CHF 0.50 NOMINAL
VALUE
A.4 REDUCTION OF SHARE CAPITAL Mgmt Take No Action
A.5.1 BINDING VOTE ON TOTAL COMPENSATION FOR Mgmt Take No Action
MEMBERS OF THE BOARD OF DIRECTORS FROM THE
2017 ANNUAL GENERAL MEETING TO THE 2018
ANNUAL GENERAL MEETING
A.5.2 BINDING VOTE ON TOTAL COMPENSATION FOR Mgmt Take No Action
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
NEXT FINANCIAL YEAR, I.E. 2018
A.5.3 ADVISORY VOTE ON THE 2016 COMPENSATION Mgmt Take No Action
REPORT
A.6.1 RE-ELECTION OF JOERG REINHARDT, PH.D., AND Mgmt Take No Action
RE-ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS (IN A SINGLE VOTE)
A.6.2 RE-ELECTION OF NANCY C. ANDREWS, M.D., Mgmt Take No Action
PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS
A.6.3 RE-ELECTION OF DIMITRI AZAR, M.D. AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
A.6.4 RE-ELECTION OF TON BUECHNER AS A MEMBER OF Mgmt Take No Action
THE BOARD OF DIRECTORS
A.6.5 RE-ELECTION OF SRIKANT DATAR, PH.D. AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
A.6.6 RE-ELECTION OF ELIZABETH DOHERTY AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
A.6.7 RE-ELECTION OF ANN FUDGE AS A MEMBER OF THE Mgmt Take No Action
BOARD OF DIRECTORS
A.6.8 RE-ELECTION OF PIERRE LANDOLT, PH.D. AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
A.6.9 RE-ELECTION OF ANDREAS VON PLANTA, PH.D. AS Mgmt Take No Action
A MEMBER OF THE BOARD OF DIRECTORS
A6.10 RE-ELECTION OF CHARLES L. SAWYERS, M.D. AS Mgmt Take No Action
A MEMBER OF THE BOARD OF DIRECTORS
A6.11 RE-ELECTION OF ENRICO VANNI, PH.D. AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
A6.12 RE-ELECTION OF WILLIAM T. WINTERS AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
A6.13 ELECTION OF FRANS VAN HOUTEN AS A MEMBER OF Mgmt Take No Action
THE BOARD OF DIRECTORS
A.7.1 RE-ELECTION OF SRIKANT DATAR, PH.D., AS Mgmt Take No Action
MEMBER OF THE COMPENSATION COMMITTEE
A.7.2 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt Take No Action
COMPENSATION COMMITTEE
A.7.3 RE-ELECTION OF ENRICO VANNI, PH.D., AS Mgmt Take No Action
MEMBER OF THE COMPENSATION COMMITTEE
A.7.4 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt Take No Action
OF THE COMPENSATION COMMITTEE
A.8 RE-ELECTION OF THE STATUTORY AUDITOR: THE Mgmt Take No Action
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF PRICEWATERHOUSECOOPERS AG AS STATUTORY
AUDITOR OF NOVARTIS AG FOR THE FINANCIAL
YEAR STARTING ON JANUARY 1, 2017
A.9 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt Take No Action
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY
AT LAW, BASEL, AS INDEPENDENT PROXY OF
NOVARTIS AG UNTIL THE END OF THE NEXT
ANNUAL GENERAL MEETING
B IF ALTERNATIVE MOTIONS UNDER THE AGENDA Mgmt Take No Action
ITEMS PUBLISHED IN THE NOTICE OF ANNUAL
GENERAL MEETING AND/OR MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS (ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS) ARE PROPOSED AT THE ANNUAL
GENERAL MEETING, I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (YES
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST
ALTERNATIVE/ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 707792708
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 23-Mar-2017
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
3.1 APPROVE REMUNERATION OF DIRECTORS FOR 2016 Mgmt For For
3.2 APPROVE REMUNERATION OF DIRECTORS FOR 2017 Mgmt For For
4 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF DKK 7.60 PER SHARE
5.1 REELECT GORAN ANDO AS DIRECTOR AND CHAIRMAN Mgmt For For
5.2 REELECT JEPPE CHRISTIANSEN AS DIRECTOR AND Mgmt For For
DEPUTY CHAIRMAN
5.3.A REELECT BRIAN DANIELS AS DIRECTOR Mgmt For For
5.3.B REELECT SYLVIE GREGOIRE AS DIRECTOR Mgmt For For
5.3.C REELECT LIZ HEWITT AS DIRECTOR Mgmt For For
5.3.D ELECT KASIM KUTAY AS DIRECTOR Mgmt For For
5.3.E ELECT HELGE LUND AS DIRECTOR Mgmt For For
5.3.F REELECT MARY SZELA AS DIRECTOR Mgmt For For
6 RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For
7.1 APPROVE DKK 10 MILLION REDUCTION IN SHARE Mgmt For For
CAPITAL VIA SHARE CANCELLATION
7.2 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
7.3 APPROVE GUIDELINES FOR INCENTIVE-BASED Mgmt For For
COMPENSATION FOR EXECUTIVE MANAGEMENT AND
BOARD
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: FREE PARKING FOR THE
SHAREHOLDERS IN CONNECTION WITH THE
SHAREHOLDERS' MEETING
8.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE BUFFET AFTER THE
SHAREHOLDERS' MEETING IS SERVED AS SET
TABLE CATERING
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 707810051
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: OGM
Meeting Date: 23-Mar-2017
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PANDORA A/S, GLOSTRUP Agenda Number: 707769280
--------------------------------------------------------------------------------------------------------------------------
Security: K7681L102
Meeting Type: AGM
Meeting Date: 15-Mar-2017
Ticker:
ISIN: DK0060252690
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "7.1 TO 7.10". THANK YOU
1 THE BOARD OF DIRECTORS REPORT ON THE Non-Voting
COMPANY'S ACTIVITIES DURING THE PAST
FINANCIAL YEAR
2 ADOPTION OF THE ANNUAL REPORT 2016 Mgmt For For
3.1 RESOLUTION PROPOSED BY THE BOARD OF Mgmt For For
DIRECTORS ON REMUNERATION: APPROVAL OF
REMUNERATION FOR 2016
3.2 RESOLUTION PROPOSED BY THE BOARD OF Mgmt For For
DIRECTORS ON REMUNERATION: AMENDMENTS TO
THE COMPANY'S REMUNERATION POLICY
3.3 RESOLUTION PROPOSED BY THE BOARD OF Mgmt For For
DIRECTORS ON REMUNERATION: APPROVAL OF
REMUNERATION LEVEL FOR 2017
4 RESOLUTION PROPOSED ON THE DISTRIBUTION OF Mgmt For For
PROFIT AS RECORDED IN THE ADOPTED ANNUAL
REPORT, INCLUDING THE PROPOSED AMOUNT OF
ANY DIVIDEND TO BE DISTRIBUTED OR PROPOSAL
TO COVER ANY LOSS : THE BOARD OF DIRECTORS
PROPOSES THAT A DIVIDEND OF DKK 9.00 PER
SHARE BE PAID ON THE PROFIT FOR THE YEAR
AVAILABLE FOR DISTRIBUTION ACCORDING TO THE
ANNUAL REPORT. NO DIVIDEND WILL BE PAID ON
THE COMPANY'S HOLDING OF TREASURY SHARES.
THE REMAINING AMOUNT WILL BE TRANSFERRED TO
THE COMPANY'S RESERVES
5 RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE BOARD OF DIRECTORS AND THE EXECUTIVE
MANAGEMENT
6.1 THE BOARD OF DIRECTORS HAS SUBMITTED THE Mgmt For For
FOLLOWING PROPOSAL: CHANGE OF THE MINIMUM
SHARE DENOMINATION
6.2 THE BOARD OF DIRECTORS HAS SUBMITTED THE Mgmt For For
FOLLOWING PROPOSAL: REDUCTION OF THE
COMPANY'S SHARE CAPITAL
6.3 THE BOARD OF DIRECTORS HAS SUBMITTED THE Mgmt For For
FOLLOWING PROPOSAL: AUTHORITY TO THE BOARD
OF DIRECTORS TO LET THE COMPANY BUY BACK
TREASURY SHARES
6.4 THE BOARD OF DIRECTORS HAS SUBMITTED THE Mgmt For For
FOLLOWING PROPOSAL: AUTHORITY TO THE BOARD
OF DIRECTORS TO DISTRIBUTE EXTRAORDINARY
DIVIDEND
6.5 THE BOARD OF DIRECTORS HAS SUBMITTED THE Mgmt For For
FOLLOWING PROPOSAL: AUTHORITY TO THE
CHAIRMAN OF THE ANNUAL GENERAL MEETING
7.1 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: PEDER TUBORGH
7.2 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: CHRISTIAN FRIGAST
7.3 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ALLAN LESLIE LEIGHTON
7.4 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ANDREA DAWN ALVEY
7.5 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: RONICA WANG
7.6 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ANDERS BOYER SOGAARD
7.7 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: BJORN GULDEN
7.8 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: PER BANK
7.9 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MICHAEL HAUGE SORENSEN
7.10 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: BIRGITTA STYMNE GORANSSON
8 ELECTION OF AUDITOR: THE BOARD OF DIRECTORS Mgmt For For
PROPOSES REELECTION OF ERNST AND YOUNG P S
AS THE COMPANY'S AUDITOR
9 ANY OTHER BUSINESS Non-Voting
CMMT 20 FEB 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934549859
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: MASSIMO FERRAGAMO Mgmt For For
1E. ELECTION OF DIRECTOR: WERNER GEISSLER Mgmt For For
1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1G. ELECTION OF DIRECTOR: JUN MAKIHARA Mgmt For For
1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1K. ELECTION OF DIRECTOR: FREDERIK PAULSEN Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY RESOLUTION ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
4. APPROVAL OF THE 2017 PERFORMANCE INCENTIVE Mgmt For For
PLAN
5. APPROVAL OF THE 2017 STOCK COMPENSATION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS
6. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
7. SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS Shr Against For
POLICY
8. SHAREHOLDER PROPOSAL 2 - MEDIATION OF Shr Against For
ALLEGED HUMAN RIGHTS VIOLATIONS
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934522435
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 07-Mar-2017
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY W. HENDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1E. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1F. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1G. ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN Mgmt For For
1H. ELECTION OF DIRECTOR: STEVE MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1K. ELECTION OF DIRECTOR: ANTHONY J. Mgmt For For
VINCIQUERRA
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 24, 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. STOCKHOLDER PROPOSAL TO AMEND THE PROXY Shr Against For
ACCESS PROVISION OF OUR AMENDED AND
RESTATED BYLAWS, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 708064895
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 23-May-2017
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIPT OF ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 APPROVAL OF DIRECTORS REMUNERATION POLICY Mgmt For For
3 APPROVAL OF DIRECTORS REMUNERATION REPORT Mgmt For For
4 APPOINTMENT OF CATHERINE HUGHES AS A Mgmt For For
DIRECTOR OF THE COMPANY
5 APPOINTMENT OF ROBERTO SETUBAL AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 REAPPOINT BEN VAN BEURDEN AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 REAPPOINT GUY ELLIOTT AS A DIRECTOR OF THE Mgmt For For
COMPANY
8 REAPPOINT EULEEN GOH AS A DIRECTOR OF THE Mgmt For For
COMPANY
9 REAPPOINT CHARLES O HOLLIDAY AS A DIRECTOR Mgmt For For
OF THE COMPANY
10 REAPPOINT GERARD KLEISTERLEE AS A DIRECTOR Mgmt For For
OF THE COMPANY
11 REAPPOINT SIR NIGEL SHEINWALD AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 REAPPOINT LINDA G STUNTZ AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 REAPPOINT JESSICA UHL AS A DIRECTOR OF THE Mgmt For For
COMPANY
14 REAPPOINT HANS WIJERS AS A DIRECTOR OF THE Mgmt For For
COMPANY
15 REAPPOINT GERRIT ZALM AS A DIRECTOR OF THE Mgmt For For
COMPANY
16 REAPPOINTMENT OF AUDITOR: ERNST & YOUNG LLP Mgmt For For
17 REMUNERATION OF AUDITOR Mgmt For For
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE COMPANY HAS
RECEIVED NOTICE PURSUANT TO THE UK
COMPANIES ACT 2006 OF THE INTENTION TO MOVE
THE RESOLUTION SET FORTH ON PAGE 6 AND
INCORPORATED HEREIN BY WAY OF REFERENCE AT
THE COMPANY'S 2017 AGM. THE RESOLUTION HAS
BEEN REQUISITIONED BY A GROUP OF
SHAREHOLDERS AND SHOULD BE READ TOGETHER
WITH THEIR STATEMENT IN SUPPORT OF THEIR
PROPOSED RESOLUTION, ALSO SET FORTH ON PAGE
6, AS IT PROVIDES MORE DETAIL ON THE
BREADTH OF ACTIONS SUCH RESOLUTION WOULD
REQUIRE OF THE COMPANY. SHAREHOLDERS
SUPPORT SHELL TO TAKE LEADERSHIP IN THE
ENERGY TRANSITION TO A NET-ZERO-EMISSION
ENERGY SYSTEM. THEREFORE, SHAREHOLDERS
REQUEST SHELL TO SET AND PUBLISH TARGETS
FOR REDUCING GREENHOUSE GAS (GHG) EMISSIONS
THAT ARE ALIGNED WITH THE GOAL OF THE PARIS
CLIMATE AGREEMENT TO LIMIT GLOBAL WARMING
TO WELL BELOW 2 DEGREE C. THESE GHG
EMISSION REDUCTION TARGETS NEED TO COVER
SHELL'S OPERATIONS AS WELL AS THE USAGE OF
ITS PRODUCTS (SCOPE 1, 2, AND 3), THEY NEED
TO INCLUDE MEDIUM-TERM (2030) AND LONG-TERM
(2050) DEADLINES, AND THEY NEED TO BE
COMPANY-WIDE, QUANTITATIVE, AND REVIEWED
REGULARLY. SHAREHOLDERS REQUEST THAT ANNUAL
REPORTING INCLUDE FURTHER INFORMATION ABOUT
PLANS AND PROGRESS TO ACHIEVE THESE TARGETS
CMMT 25 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 21 . IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 707790499
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 24-Mar-2017
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAP SE, WALLDORF/BADEN Agenda Number: 707936716
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 10-May-2017
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 19.04.2017, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
25.04.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED GROUP
ANNUAL FINANCIAL STATEMENTS, THE COMBINED
MANAGEMENT REPORT AND GROUP MANAGEMENT
REPORT OF SAP SE, INCLUDING THE EXECUTIVE
BOARD'S EXPLANATORY NOTES RELATING TO THE
INFORMATION PROVIDED PURSUANT TO SECTIONS
289 (4) AND 315 (4) OF THE GERMAN
COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"),
AND THE SUPERVISORY BOARD'S REPORT, EACH
FOR FISCAL YEAR 2016
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
RETAINED EARNINGS OF FISCAL YEAR 2016: THE
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT IN THE AMOUNT OF EUR
9,472,776,443.39 SHALL BE APPROPRIATED AS
FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.25
PER DIVIDEND- ENTITLED NO-PAR SHARE EUR
800,000,000 SHALL BE CARRIED TO THE OTHER
RESERVES. EX-DIVIDEND DATE: MAY 11,
2017PAYABLE DATE: MAY 15, 2017
3 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR
2016
4 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE SUPERVISORY BOARD IN FISCAL
YEAR 2016
5 APPOINTMENT OF THE AUDITORS OF THE Mgmt For For
FINANCIAL STATEMENTS AND GROUP ANNUAL
FINANCIAL STATEMENTS FOR FISCAL YEAR 2017:
KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934533705
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 05-Apr-2017
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO Mgmt For For
1C. ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON Mgmt For For
DARKES
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: HELGE LUND Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1K. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1L. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. TO APPROVE THE COMPANY'S 2016 FINANCIAL Mgmt For For
STATEMENTS AND THE BOARD'S 2016
DECLARATIONS OF DIVIDENDS.
5. TO APPROVE THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
6. TO APPROVE THE ADOPTION OF THE 2017 Mgmt For For
SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN.
7. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE, RUEIL MALMAISON Agenda Number: 707809452
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 25-Apr-2017
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 24 MAR 2017:PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
17/0303/201703031700424.pdf,
https://www.journal-officiel.gouv.fr/pdf/20
17/0324/201703241700715.pdf PLEASE NOTE THAT
THIS IS A REVISION DUE TO RECEIPT OF
DIVIDEND AMOUNT AND ADDITION OF URL LINK.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FROM THE FINANCIAL Mgmt For For
YEAR, SETTING OF THE COUPON AND DEDUCTION
FROM ISSUE PREMIUMS: EUR 2.04 PER SHARE
O.4 INFORMATION ON REGULATED AGREEMENTS AND Mgmt For For
COMMITMENTS UNDERTAKEN DURING PREVIOUS
FINANCIAL YEARS
O.5 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR JEAN-PASCAL TRICOIRE FOR THE 2016
FINANCIAL YEAR
O.6 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR EMMANUEL BABEAU FOR THE 2016 FINANCIAL
YEAR
O.7 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
COMPENSATION AND ALL TYPES OF ADVANTAGES TO
THE CHIEF EXECUTIVE OFFICER
O.8 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
COMPENSATION AND ALL TYPES OF ADVANTAGES TO
THE DEPUTY GENERAL MANAGER
O.9 RENEWAL OF THE TERM OF A DIRECTOR: Mgmt For For
JEAN-PASCAL TRICOIRE
CMMT TENTH-FOURTEENTH RESOLUTIONS: IN ACCORDANCE Non-Voting
WITH ARTICLE 11-3 OF THE COMPANY BY-LAWS,
AS THERE IS ONLY ONE DIRECTORS SEAT
REPRESENTING THE EMPLOYEE SHAREHOLDERS TO
BE FILLED, ONLY THE CANDIDATE HAVING
RECEIVED THE MOST VOTES FROM PRESENT AND
REPRESENTED SHAREHOLDERS WILL BE APPOINTED.
THE BOARD OF DIRECTORS HAVE APPROVED THE
TWELFTH RESOLUTION, THUS THEY INVITE YOU TO
VOTE IN FAVOUR OF THIS RESOLUTION AND TO
ABSTAIN FROM VOTING ON THE TENTH, ELEVENTH,
THIRTEENTH AND FOURTEENTH RESOLUTIONS
O.10 APPOINTMENT OF MS NADINE BOUQUIN AS Shr Against For
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
O.11 APPOINTMENT OF MR CLAUDE BRIQUET AS Shr Against For
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
O.12 APPOINTMENT OF MS XIAOYUN MA AS DIRECTOR Mgmt For For
REPRESENTING EMPLOYEE SHAREHOLDERS
O.13 APPOINTMENT OF MR FRANCOIS MARTIN-FESTA AS Shr Against For
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
O.14 APPOINTMENT OF MR JEAN-MICHEL VEDRINE AS Shr Against For
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
O.15 SETTING OF THE AMOUNT OF ATTENDANCE FEES TO Mgmt For For
BE ALLOCATED TO THE BOARD OF DIRECTORS
O.16 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE COMPANY SHARES,
MAXIMUM PURCHASE PRICE EUR 90 PER SHARE
E.17 AMENDMENT OF ARTICLE 11 OF THE COMPANY Mgmt For For
BY-LAWS TO ALLOW FOR THE APPOINTMENT OF
DIRECTORS REPRESENTING EMPLOYEES IN
ACCORDANCE WITH ARTICLE L. 225-27-1 OF THE
FRENCH COMMERCIAL CODE
E.18 AMENDMENT OF ARTICLE 19 OF THE COMPANY Mgmt For For
BY-LAWS TO ALLOW FOR HARMONISATION WITH
AMENDED LAWS
E.19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE, WITH A
NOMINAL LIMIT OF 800 MILLION EURO, THE
SHARE CAPITAL, THAT IS APPROXIMATELY 33.75%
OF CAPITAL AS AT 31 DECEMBER 2016, BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY OR ONE OF ITS SUBSIDIARIES
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATING RESERVES, PROFITS,
PREMIUMS AND OTHER ELEMENTS WHICH CAN BE
CAPITALISED
E.21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE, WITH A
NOMINAL LIMIT OF 230 MILLION EUROS, THE
SHARE CAPITAL, THAT IS APPROXIMATELY 9.7%
OF CAPITAL AS AT 31 DECEMBER 2016, BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY OR ONE OF ITS SUBSIDIARIES
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS BY MEANS
OF PUBLIC OFFER. THIS DELEGATION MAY BE
USED TO REMUNERATE CONTRIBUTIONS-IN-KIND IN
THE CONTEXT OF A PUBLIC EXCHANGE OFFER
INITIATED BY THE COMPANY
E.22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE AMOUNT
OF THE INITIAL ISSUE, WITH RETENTION OR
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, DECIDED
IN APPLICATION OF THE NINETEENTH OR
TWENTY-FIRST RESOLUTIONS
E.23 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL,
WITHIN THE LIMITS OF 9.7% OF SHARE CAPITAL
WITH A VIEW TO REMUNERATE
CONTRIBUTIONS-IN-KIND
E.24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS AND IN
THE CONTEXT OF AN OFFER PURSUANT TO ARTICLE
L.411-2 SECTION II OF THE FRENCH MONETARY
AND FINANCIAL CODE, TO INCREASE SHARE
CAPITAL, WITHIN THE NOMINAL LIMIT OF 115
MILLION EUROS, THAT IS 4.85% OF CAPITAL, BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY OR ONE OF ITS SUBSIDIARIES,
WHOSE ISSUE PRICE WILL BE SET BY THE BOARD
OF DIRECTORS ACCORDING TO THE MODALITIES
ESTABLISHED BY THE GENERAL MEETING
E.25 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
RESERVED FOR MEMBERS OF THE COMPANY SAVINGS
SCHEME WITHIN THE LIMIT OF 2% OF SHARE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS
E.26 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE CAPITAL RESERVED
FOR A CATEGORY OF BENEFICIARIES: FOR
EMPLOYEES OF FOREIGN COMPANIES OF THE
GROUP, EITHER DIRECTLY, OR VIA ENTITIES
ACTING ON THEIR BEHALF OR ENTITIES OFFERING
FOREIGN EMPLOYEES OF THE GROUP ADVANTAGES
COMPARABLE TO THOSE OFFERED TO MEMBERS OF
THE COMPANY SAVINGS SCHEME, WITHIN THE
LIMIT OF 1% OF SHARE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS
E.27 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO CANCEL, IF REQUIRED, COMPANY
SHARES BOUGHT UNDER THE CONDITIONS SET BY
THE GENERAL MEETING, UP TO A MAXIMUM OF 10%
OF SHARE CAPITAL
O.28 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK GROUP CORP. Agenda Number: 708237676
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 21-Jun-2017
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Son, Masayoshi Mgmt For For
2.2 Appoint a Director Miyauchi, Ken Mgmt For For
2.3 Appoint a Director Ronald D. Fisher Mgmt For For
2.4 Appoint a Director Marcelo Claure Mgmt For For
2.5 Appoint a Director Rajeev Misra Mgmt For For
2.6 Appoint a Director Simon Segars Mgmt For For
2.7 Appoint a Director Yun Ma Mgmt For For
2.8 Appoint a Director Yanai, Tadashi Mgmt For For
2.9 Appoint a Director Nagamori, Shigenobu Mgmt For For
2.10 Appoint a Director Mark Schwartz Mgmt For For
2.11 Appoint a Director Yasir O. Al-Rumayyan Mgmt For For
3.1 Appoint a Corporate Auditor Suzaki, Masato Mgmt For For
3.2 Appoint a Corporate Auditor Uno, Soichiro Mgmt For For
3.3 Appoint a Corporate Auditor Kubokawa, Mgmt For For
Hidekazu
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors,
Executive Officers and Executives of the
Company and the Company's Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 934524996
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 22-Mar-2017
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIND BREWER Mgmt For For
1D. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1F. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1G. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: JORGEN VIG KNUDSTORP Mgmt For For
1I. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1J. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1K. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1L. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1M. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1N. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.
5. AMEND PROXY ACCESS BYLAW. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU Agenda Number: 708172919
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 08-Jun-2017
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1 TO ACCEPT 2016 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2016 EARNINGS. PROPOSED CASH DIVIDEND: TWD
7 PER SHARE.
3 TO REVISE THE ARTICLES OF INCORPORATION. Mgmt For For
4 TO REVISE THE PROCEDURES FOR ACQUISITION OR Mgmt For For
DISPOSAL OF ASSETS.
5.1 THE ELECTION OF THE DIRECTOR.:MARK Mgmt For For
LIU,SHAREHOLDER NO.10758
5.2 THE ELECTION OF THE DIRECTOR.:C.C. Mgmt For For
WEI,SHAREHOLDER NO.370885
--------------------------------------------------------------------------------------------------------------------------
TEMENOS GROUP AG, GENF Agenda Number: 707995253
--------------------------------------------------------------------------------------------------------------------------
Security: H8547Q107
Meeting Type: AGM
Meeting Date: 10-May-2017
Ticker:
ISIN: CH0012453913
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 2016 ANNUAL REPORT (INCLUDING THE Mgmt For For
COMPENSATION REPORT), 2016 ANNUAL FINANCIAL
STATEMENTS, 2016 CONSOLIDATED FINANCIAL
STATEMENTS AND THE AUDITORS' REPORTS
2 ALLOCATION OF THE AVAILABLE EARNINGS Mgmt For For
3 DISTRIBUTION OF GENERAL RESERVE FROM Mgmt For For
CAPITAL CONTRIBUTIONS: BASED ON THE AUDITED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2016, THE BOARD OF DIRECTORS PROPOSES TO
DISTRIBUTE AN ORDINARY DIVIDEND IN CASH
AMOUNTING TO CHF 0.55 PER SHARE, FOR A
TOTAL AMOUNT OF CHF 37,668,000 (THIS AMOUNT
MAY VARY DEPENDING ON THE NUMBER OF
TREASURY SHARES AND OF SHARES CREATED OUT
OF CONDITIONAL CAPITAL AS OF THE
EX-DIVIDEND DATE)
4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE MANAGEMENT
5 AUTHORISED CAPITAL Mgmt For For
6.1 COMPENSATION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE YEAR 2018 (1 JANUARY-31
DECEMBER)
6.2 COMPENSATION OF THE MEMBERS OF THE Mgmt For For
EXECUTIVE COMMITTEE FOR THE YEAR 2018 (1
JANUARY-31 DECEMBER)
7.1 ELECTION OF MR. PETER SPENSER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTOR
7.2.1 RE-ELECTION OF MR. ANDREAS ANDREADES, Mgmt For For
MEMBER AND EXECUTIVE CHAIRMAN OF THE BOARD
OF DIRECTOR
7.2.2 RE-ELECTION OF MR. SERGIO Mgmt For For
GIACOLETTO-ROGGIO, MEMBER AND VICE-CHAIRMAN
OF THE BOARD OF DIRECTOR
7.2.3 RE-ELECTION OF MR. GEORGE KOUKIS, MEMBER OF Mgmt For For
THE BOARD OF DIRECTOR
7.2.4 RE-ELECTION OF MR. IAN COOKSON, MEMBER OF Mgmt For For
THE BOARD OF DIRECTOR
7.2.5 RE-ELECTION OF MR. THIBAULT DE TERSANT, Mgmt For For
MEMBER OF THE BOARD OF DIRECTOR
7.2.6 RE-ELECTION OF MR. ERIK HANSEN, MEMBER OF Mgmt For For
THE BOARD OF DIRECTOR
7.2.7 RE-ELECTION OF MS. YOK TAK AMY YIP, MEMBER Mgmt For For
OF THE BOARD OF DIRECTOR
8.1 ELECTION OF MS. YOK TAK AMY YIP AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE FOR A TERM OF
OFFICE UNTIL COMPLETION OF THE NEXT
ORDINARY ANNUAL GENERAL MEETING OF
SHAREHOLDERS
8.2.1 RE-ELECTION OF MR. SERGIO GIACOLETTO-ROGGIO Mgmt For For
AS MEMBER OF THE COMPENSATION COMMITTEE,
EACH FOR A TERM OF OFFICE UNTIL COMPLETION
OF THE NEXT ORDINARY ANNUAL GENERAL MEETING
OF SHAREHOLDERS
8.2.2 RE-ELECTION OF MR. IAN COOKSON AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE, EACH FOR A TERM
OF OFFICE UNTIL COMPLETION OF THE NEXT
ORDINARY ANNUAL GENERAL MEETING OF
SHAREHOLDERS
8.2.3 RE-ELECTION OF MR. ERIK HANSEN AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE, EACH FOR A TERM
OF OFFICE UNTIL COMPLETION OF THE NEXT
ORDINARY ANNUAL GENERAL MEETING OF
SHAREHOLDERS
9 ELECTION OF THE INDEPENDENT PROXY HOLDER: Mgmt For For
PERREARD DE BOCCARD S.A
10 RE-ELECTION OF PRICEWATERHOUSECOOPERS S.A., Mgmt For For
GENEVA AS AUDITORS FOR A NEW TERM OF OFFICE
OF ONE YEAR
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 707989046
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 17-May-2017
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0410/LTN201704101149.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0410/LTN201704101145.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt For For
DIRECTOR
3.C TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
CMMT PLEASE NOTE THAT RESOLUTION 7 IS Non-Voting
CONDITIONAL UPON PASSING OF RESOLUTIONS 5
AND 6. THANK YOU
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt For For
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
8 TO ADOPT THE 2017 SHARE OPTION SCHEME Mgmt For For
CMMT 14 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 708080786
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 17-May-2017
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/SEHK/2017/0425/LTN201704251515.PDF AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0425/LTN201704251519.pdf
1 TO ADOPT THE SHARE OPTION PLAN OF TENCENT Mgmt For For
MUSIC ENTERTAINMENT GROUP
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 934538589
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: MARC BOLLAND Mgmt For For
1D. ELECTION OF DIRECTOR: ANA BOTIN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1F. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1G. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES QUINCEY Mgmt For For
1N. ELECTION OF DIRECTOR: DAVID B. WEINBERG Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
5. SHAREOWNER PROPOSAL REGARDING A HUMAN Shr Against For
RIGHTS REVIEW
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934538375
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1B. ELECTION OF DIRECTOR: MARJORIE RODGERS Mgmt For For
CHESHIRE
1C. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL R. HESSE Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1I. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1J. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1K. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL J. WARD Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. RECOMMENDATION FOR THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
DIVERSITY REPORT WITH SPECIFIC ADDITIONAL
DISCLOSURE, INCLUDING EEOC-DEFINED METRICS.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 934472616
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 11-Oct-2016
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1B. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: DAVID S. TAYLOR Mgmt For For
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1J. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION (THE "SAY ON PAY" VOTE)
4. SHAREHOLDER PROPOSAL - REPORT ON LOBBYING Shr Against For
POLICIES OF THIRD PARTY ORGANIZATIONS
5. SHAREHOLDER PROPOSAL - REPORT ON Shr Against For
APPLICATION OF COMPANY NON-DISCRIMINATION
POLICIES IN STATES WITH PRO-DISCRIMINATION
LAWS
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 707860791
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 26-May-2017
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
017/0322/201703221700668.pdf
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.3 ALLOCATION OF PROFITS, SETTING OF THE Mgmt For For
DIVIDEND AND AN OPTION FOR THE PAYMENT OF
THE DIVIDEND BALANCE IN SHARES, FOR THE
2016 FINANCIAL YEAR
O.4 OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS Mgmt For For
IN SHARES, FOR THE 2017 FINANCIAL YEAR -
DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS
O.5 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY SHARES
O.6 RENEWAL OF THE TERM OF MS PATRICIA BARBIZET Mgmt For For
AS DIRECTOR
O.7 RENEWAL OF THE TERM OF MS MARIE-CHRISTINE Mgmt For For
COISNE-ROQUETTE AS DIRECTOR
O.8 APPOINTMENT OF MR MARK CUTIFANI AS DIRECTOR Mgmt For For
O.9 APPOINTMENT OF MR CARLOS TAVARES AS Mgmt For For
DIRECTOR
O.10 AGREEMENTS PURSUANT TO ARTICLES L.225-38 Mgmt For For
AND FOLLOWING THE FRENCH COMMERCIAL CODE
O.11 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
THE CHIEF EXECUTIVE OFFICER FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.12 APPROVAL OF THE PRINCIPLES AND DETERMINING Mgmt For For
CRITERIA FOR THE ALLOCATION AND DESIGNATION
OF THE FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS COMPOSING THE TOTAL COMPENSATION
AND BENEFITS OF EVERY KIND DUE TO THE CHIEF
EXECUTIVE OFFICER
E.13 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE CAPITAL BY MEANS OF
SHARE CANCELLATION
--------------------------------------------------------------------------------------------------------------------------
TOURMALINE OIL CORP. Agenda Number: 934617652
--------------------------------------------------------------------------------------------------------------------------
Security: 89156V106
Meeting Type: Annual and Special
Meeting Date: 07-Jun-2017
Ticker: TRMLF
ISIN: CA89156V1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 AN ORDINARY RESOLUTION TO FIX THE NUMBER OF Mgmt For For
DIRECTORS TO BE ELECTED BY SHAREHOLDERS
FROM TIME TO TIME AT ELEVEN (11).
02 DIRECTOR
MICHAEL L. ROSE Mgmt For For
BRIAN G. ROBINSON Mgmt For For
JILL T. ANGEVINE Mgmt For For
WILLIAM D. ARMSTRONG Mgmt For For
LEE A. BAKER Mgmt For For
ROBERT W. BLAKELY Mgmt For For
JOHN W. ELICK Mgmt For For
PHILLIP A. LAMOREAUX Mgmt For For
ANDREW B. MACDONALD Mgmt For For
LUCY M. MILLER Mgmt For For
RONALD C. WIGHAM Mgmt For For
03 AN ORDINARY RESOLUTION TO APPOINT KPMG LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS,
CALGARY, ALBERTA, AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS OF THE COMPANY TO
FIX THEIR REMUNERATION AS SUCH.
04 AN ORDINARY RESOLUTION TO ADOPT NEW Mgmt For For
BY-LAWS.
05 AN ORDINARY RESOLUTION APPROVING THE Mgmt For For
UNALLOCATED OPTIONS UNDER THE COMPANY'S
SHARE OPTION PLAN.
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 708192531
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 14-Jun-2017
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uchiyamada, Takeshi Mgmt For For
1.2 Appoint a Director Hayakawa, Shigeru Mgmt For For
1.3 Appoint a Director Toyoda, Akio Mgmt For For
1.4 Appoint a Director Didier Leroy Mgmt For For
1.5 Appoint a Director Terashi, Shigeki Mgmt For For
1.6 Appoint a Director Nagata, Osamu Mgmt For For
1.7 Appoint a Director Uno, Ikuo Mgmt For For
1.8 Appoint a Director Kato, Haruhiko Mgmt For For
1.9 Appoint a Director Mark T. Hogan Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Sakai, Ryuji
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 707843492
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 26-Apr-2017
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CONSIDERATION OF THE ANNUAL REPORT AND Non-Voting
ACCOUNTS FOR THE 2016 FINANCIAL YEAR
2 TO ADOPT THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE PROFIT FOR THE 2016
FINANCIAL YEAR: DURING 2016 EUR 4 MILLION
WAS PAID AS DIVIDEND ON THE PREFERENCE
SHARES AND EUR 1,973 MILLION WAS PAID AS
DIVIDEND ON THE ORDINARY SHARES
3 TO DISCHARGE THE EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2016 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK
4 TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2016 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK
5 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
6 TO APPROVE THE UNILEVER SHARE PLAN 2017 Mgmt For For
7 TO REAPPOINT MR N S ANDERSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
8 TO REAPPOINT MS L M CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
9 TO REAPPOINT MR V COLAO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10 TO REAPPOINT DR M DEKKERS AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
11 TO REAPPOINT MS A M FUDGE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
12 TO REAPPOINT DR J HARTMANN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
13 TO REAPPOINT MS M MA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
14 TO REAPPOINT MR S MASIYIWA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
15 TO REAPPOINT PROFESSOR Y MOON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
16 TO REAPPOINT MR G PITKETHLY AS AN EXECUTIVE Mgmt For For
DIRECTOR
17 TO REAPPOINT MR P G J M POLMAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
18 TO REAPPOINT MR J RISHTON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
19 TO REAPPOINT MR F SIJBESMA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
20 TO APPOINT KPMG AS THE AUDITOR CHARGED WITH Mgmt For For
THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE
2017 FINANCIAL YEAR
21 TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED TO ISSUE SHARES IN
THE COMPANY
22 TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
PURCHASE SHARES AND DEPOSITARY RECEIPTS
THEREOF IN THE SHARE CAPITAL OF THE COMPANY
23 TO REDUCE THE CAPITAL WITH RESPECT TO Mgmt For For
SHARES AND DEPOSITARY RECEIPTS THEREOF HELD
BY THE COMPANY IN ITS OWN SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 934541548
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 24-Apr-2017
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD J. AUSTIN III Mgmt For For
1B. ELECTION OF DIRECTOR: DIANE M. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1D. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1E. ELECTION OF DIRECTOR: GREGORY J. HAYES Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1I. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1J. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1K. ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
TO SERVE AS INDEPENDENT AUDITOR FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREOWNER VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VONOVIA SE, DUESSELDORF Agenda Number: 707980086
--------------------------------------------------------------------------------------------------------------------------
Security: D9581T100
Meeting Type: AGM
Meeting Date: 16-May-2017
Ticker:
ISIN: DE000A1ML7J1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL.
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
01.05.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2016 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE REPORT
BY THE BOARD OF MDS PURSUANT TO SECTIONS
289(4) AND 315(4) OF THE GERMAN COMMERCIAL
CODE
2 THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF Mgmt For For
EUR 802,881,048.32 SHALL BE APPROPRIATED AS
FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.12
PER DIVIDEND ENTITLED NO-PAR SHARE EUR
277,828,480 SHALL BE CARRIED FORWARD.
EX-DIVIDEND DATE: JUNE 14, 2017 PAYABLE
DATE: JUNE 16, 2017
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2017 FINANCIAL
YEAR AND FOR THE REVIEW OF THE INTERIM
HALF-YEAR FINANCIAL STATEMENTS: KPMG AG,
BERLIN
6 RESOLUTION ON THE CREATION OF AUTHORIZED Mgmt For For
CAPITAL 2017 AND THE CORRESPONDING
AMENDMENT TO THE ARTICLES OF ASSOCIATION
THE AUTHORIZED CAPITAL 2013, AND 2015 SHALL
BE REVOKED. THE BOARD OF MDS SHALL BE
AUTHORIZED, WITH THE CONSENT OF THE
SUPERVISORY BOARD, TO INCREASE THE SHARE
CAPITAL BY UP TO EUR 66,556,874 THROUGH THE
ISSUE OF UP TO 66,556,874 NEW REGISTERED
NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH
AND/OR KIND, ON OR BEFORE MAY 15, 2022.
SHAREHOLDERS' SUBSCRIPTION RIGHTS MAY BE
EXCLUDED
7 RESOLUTION ON THE TRANSFER OF THE COMPANY'S Mgmt For For
DOMICILE AND THE CORRESPONDING AMENDMENT TO
THE ARTICLES OF ASSOCIATION THE COMPANY'S
DOMICILE IS BOCHUM
8 RESOLUTION ON THE ADJUSTMENT TO THE QUORUM Mgmt For For
AND THE CORRESPONDING AMENDMENT TO SECTION
17 OF THE ARTICLES OF ASSOCIATION UNLESS
NOT STIPULATED OTHERWISE BY LAW, AMENDMENTS
TO THE ARTICLES OF ASSOCIATION REQUIRE A
TWO-THIRDS MAJORITY OF THE VOTES, AND/OR IF
AT LEAST HALF OF THE SHARE CAPITAL IS
REPRESENTED, A SIMPLE MAJORITY VOTE
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 934598713
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2017
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HARRIS Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1E. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1F. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt For For
1G. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN Y. SYSTROM Mgmt For For
1J. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1K. ELECTION OF DIRECTOR: STEUART L. WALTON Mgmt For For
2. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
SHAREHOLDER ADVISORY VOTES TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
5. REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN Shr Against For
POLICY
6. SHAREHOLDER PROXY ACCESS Shr Against For
7. REQUEST FOR INDEPENDENT DIRECTOR WITH Shr Against For
ENVIRONMENTAL EXPERTISE
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 934512648
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108
Meeting Type: Annual
Meeting Date: 26-Jan-2017
Ticker: WBA
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1D. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN A. LEDERER Mgmt For For
1F. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1G. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For
1H. ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE MEASURES UNDER THE WALGREENS
BOOTS ALLIANCE, INC. AMENDED AND RESTATED
2011 CASH-BASED INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REQUESTING CERTAIN Shr Against For
PROXY ACCESS BY-LAW AMENDMENTS.
6. STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE Shr Against For
PAY & SUSTAINABILITY PERFORMANCE.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934543314
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D. ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt For For
1E. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: KAREN B. PEETZ Mgmt For For
1I. ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1M. ELECTION OF DIRECTOR: TIMOTHY J. SLOAN Mgmt For For
1N. ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
1O. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY PROPOSAL ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5. STOCKHOLDER PROPOSAL - RETAIL BANKING SALES Shr Against For
PRACTICES REPORT.
6. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr Against For
7. STOCKHOLDER PROPOSAL - DIVESTING NON-CORE Shr Against For
BUSINESS REPORT.
8. STOCKHOLDER PROPOSAL - GENDER PAY EQUITY Shr Against For
REPORT.
9. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
10. STOCKHOLDER PROPOSAL - INDIGENOUS PEOPLES' Shr Against For
RIGHTS POLICY.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) CALAMOS GLOBAL TOTAL RETURN FUND
By (Signature) /s/ John P. Calamos, Sr.
Name John P. Calamos, Sr.
Title President
Date 08/28/2017