UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21547
NAME OF REGISTRANT: CALAMOS GLOBAL TOTAL RETURN
FUND
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court
Naperville, IL 60563-2787
NAME AND ADDRESS OF AGENT FOR SERVICE: John P. Calamos, Sr., President
Calamos Advisors LLC
2020 Calamos Court
Naperville, IL 60563-2787
REGISTRANT'S TELEPHONE NUMBER: (630)245-7200
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2014 - 06/30/2015
Calamos Global Total Return Fund
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 934111915
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 04-Feb-2015
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA Mgmt For For
1B. RE-APPOINTMENT OF DIRECTOR: DINA DUBLON Mgmt For For
1C. RE-APPOINTMENT OF DIRECTOR: CHARLES H. Mgmt For For
GIANCARLO
1D. RE-APPOINTMENT OF DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
1E. RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER Mgmt For For
1F. RE-APPOINTMENT OF DIRECTOR: BLYTHE J. Mgmt For For
MCGARVIE
1G. RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME Mgmt For For
1H. RE-APPOINTMENT OF DIRECTOR: GILLES C. Mgmt For For
PELISSON
1I. RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE Mgmt For For
1J. RE-APPOINTMENT OF DIRECTOR: WULF VON Mgmt For For
SCHIMMELMANN
1K. RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG Mgmt For For
2. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF KPMG LLP ("KPMG") AS THE
INDEPENDENT AUDITORS OF ACCENTURE AND TO
AUTHORIZE, IN A BINDING VOTE, THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE KPMG'S REMUNERATION.
4. TO GRANT THE BOARD OF DIRECTORS THE Mgmt For For
AUTHORITY TO ISSUE SHARES UNDER IRISH LAW.
5. TO GRANT THE BOARD OF DIRECTORS THE Mgmt For For
AUTHORITY TO OPT-OUT OF STATUTORY
PRE-EMPTION RIGHTS UNDER IRISH LAW.
6. TO AUTHORIZE HOLDING THE 2016 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE AT A LOCATION OUTSIDE OF IRELAND.
7. TO AUTHORIZE ACCENTURE AND ITS SUBSIDIARIES Mgmt For For
TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE
CLASS A ORDINARY SHARES UNDER IRISH LAW.
8. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY SHARES UNDER IRISH
LAW.
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 705919059
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 08-May-2015
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2015/0326/LTN20150326471.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2015/0326/LTN20150326503.pdf
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 30
NOVEMBER 2014
2 TO DECLARE A FINAL DIVIDEND OF 34.00 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 30
NOVEMBER 2014
3 TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU Mgmt For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
4 TO RE-ELECT MR. CHUNG-KONG CHOW AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. JOHN BARRIE HARRISON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY FOR THE TERM FROM
PASSING OF THIS RESOLUTION UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AND TO AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX ITS
REMUNERATION
7.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE, GRANT AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE AGGREGATE
NUMBER OF SHARES IN THE COMPANY IN ISSUE AT
THE DATE OF THIS RESOLUTION, AND THE
DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL
NOT EXCEED 10 PER CENT TO THE BENCHMARKED
PRICE
7.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE AGGREGATE
NUMBER OF SHARES IN THE COMPANY IN ISSUE AT
THE DATE OF THIS RESOLUTION
7.C TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY UNDER THE RESTRICTED
SHARE UNIT SCHEME ADOPTED BY THE COMPANY ON
28 SEPTEMBER 2010 (AS AMENDED)
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 934157959
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 12-May-2015
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR KEVIN P. CHILTON Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: MARK C. MCKINLEY Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1J. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
5. STOCKHOLDER PROPOSAL - REPORT ON CARBON Shr Against For
RISK.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 705934861
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: MIX
Meeting Date: 29-Apr-2015
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
S.A.1 AMEND ARTICLES RE: REMOVE REFERENCES TO Mgmt For For
BEARER SHARES
A.B.1 RECEIVE DIRECTORS' REPORTS Non-Voting
A.B.2 RECEIVE AUDITORS' REPORTS Non-Voting
A.B.3 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Non-Voting
AND STATUTORY REPORTS
A.B.4 APPROVE FINANCIAL STATEMENTS, ALLOCATION OF Mgmt For For
INCOME, AND DIVIDENDS OF EUR 3.00 PER SHARE
A.B.5 APPROVE DISCHARGE OF DIRECTORS Mgmt For For
A.B.6 APPROVE DISCHARGE OF AUDITORS Mgmt For For
A.B7a REELECT MICHELE BURNS AS INDEPENDENT Mgmt For For
DIRECTOR
A.B7b REELECT OLIVIER GOUDET AS INDEPENDENT Mgmt For For
DIRECTOR
A.B7c ELECT KASPER ROSTED AS INDEPENDENT DIRECTOR Mgmt For For
A.B7d REELECT PAUL CORNET DE WAYS RUART AS Mgmt For For
DIRECTOR
A.B7e REELECT STEFAN DESCHEEMAEKER AS DIRECTOR Mgmt For For
A.B8a APPROVE REMUNERATION REPORT Mgmt For For
A.B8b PROPOSAL TO INCREASE REMUNERATION OF AUDIT Mgmt For For
COMMITTEE CHAIRMAN
A.B8c APPROVE NON-EMPLOYEE DIRECTOR STOCK OPTION Mgmt For For
PLAN AND ACCORDING STOCK OPTION GRANTS TO
NON EXECUTIVE DIRECTORS
A.C.1 AUTHORIZE IMPLEMENTATION OF APPROVED Mgmt For For
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934118983
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 10-Mar-2015
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIM COOK Mgmt For For
1B. ELECTION OF DIRECTOR: AL GORE Mgmt For For
1C. ELECTION OF DIRECTOR: BOB IGER Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
1E. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For
1F. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For
1G. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. THE AMENDMENT OF THE APPLE INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
5. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH ENTITLED
"RISK REPORT"
6. A SHAREHOLDER PROPOSAL BY MR. JAMES Shr Against For
MCRITCHIE AND MR. JOHN HARRINGTON ENTITLED
"PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 934194022
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 01-Jun-2015
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM L. BAX Mgmt For For
1C. ELECTION OF DIRECTOR: D. JOHN COLDMAN Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: ELBERT O. HAND Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID S. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: KAY W. MCCURDY Mgmt For For
1I. ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT AUDITOR
3. APPROVAL OF THE ARTHUR J. GALLAGHER & CO. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
4. APPROVAL OF THE ARTHUR J. GALLAGHER & CO. Mgmt For For
SENIOR MANAGEMENT INCENTIVE PLAN
5. APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda Number: 705937336
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 29-Apr-2015
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2014
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT IN THE FORM SET OUT IN THE COMPANY'S
ANNUAL REPORT AND ACCOUNTS FOR THE YEAR
ENDED 31 DECEMBER 2014
3 TO DECLARE A FINAL DIVIDEND OF 100.6P PER Mgmt For For
ORDINARY SHARE IN RESPECT OF THE YEAR ENDED
31 DECEMBER 2014, PAYABLE ON 7 MAY 2015 TO
SHAREHOLDERS ON THE REGISTER AT THE CLOSE
OF BUSINESS ON 20 MARCH 2015
4 TO APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITORS UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY
5 TO AUTHORISE THE AUDIT COMMITTEE TO AGREE Mgmt For For
THE AUDITORS' REMUNERATION
6 RE-ELECTION OF DIRECTOR: RICHARD BURROWS Mgmt For For
7 RE-ELECTION OF DIRECTOR: KAREN DE SEGUNDO Mgmt For For
8 RE-ELECTION OF DIRECTOR: NICANDRO DURANTE Mgmt For For
9 RE-ELECTION OF DIRECTOR: ANN GODBEHERE Mgmt For For
10 RE-ELECTION OF DIRECTOR: SAVIO KWAN Mgmt For For
11 RE-ELECTION OF DIRECTOR: CHRISTINE Mgmt For For
MORIN-POSTEL
12 RE-ELECTION OF DIRECTOR: GERRY MURPHY Mgmt For For
13 RE-ELECTION OF DIRECTOR: KIERAN POYNTER Mgmt For For
14 RE-ELECTION OF DIRECTOR: BEN STEVENS Mgmt For For
15 RE-ELECTION OF DIRECTOR: RICHARD TUBB Mgmt For For
16 ELECTION OF DIRECTOR: SUE FARR Mgmt For For
17 ELECTION OF DIRECTOR: PEDRO MALAN Mgmt For For
18 ELECTION OF DIRECTOR: DIMITRI Mgmt For For
PANAYOTOPOULOS
19 AUTHORITY TO ALLOT SHARES Mgmt For For
20 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
21 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
22 AUTHORITY TO MAKE DONATIONS TO POLITICAL Mgmt For For
ORGANISATIONS AND TO INCUR POLITICAL
EXPENDITURE
23 THAT A GENERAL MEETING, OTHER THAN AN Mgmt For For
ANNUAL GENERAL MEETING, MAY BE CALLED ON
NOT LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
C. R. BARD, INC. Agenda Number: 934143924
--------------------------------------------------------------------------------------------------------------------------
Security: 067383109
Meeting Type: Annual
Meeting Date: 15-Apr-2015
Ticker: BCR
ISIN: US0673831097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: MARC C. BRESLAWSKY Mgmt For For
1C. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID F. MELCHER Mgmt For For
1F. ELECTION OF DIRECTOR: GAIL K. NAUGHTON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY M. RING Mgmt For For
1H. ELECTION OF DIRECTOR: TOMMY G. THOMPSON Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN H. WEILAND Mgmt For For
1J. ELECTION OF DIRECTOR: ANTHONY WELTERS Mgmt For For
1K. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2015.
3. TO APPROVE THE 2012 LONG TERM INCENTIVE Mgmt For For
PLAN OF C.R. BARD, INC., AS AMENDED AND
RESTATED.
4. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS ON AN ADVISORY BASIS.
5. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
SUSTAINABILITY REPORTING.
6. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
SEPARATING THE CHAIR AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 934152353
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: CNQ
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CATHERINE M. BEST Mgmt For For
N. MURRAY EDWARDS Mgmt For For
TIMOTHY W. FAITHFULL Mgmt For For
HON. GARY A. FILMON Mgmt For For
CHRISTOPHER L. FONG Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
WILFRED A. GOBERT Mgmt For For
STEVE W. LAUT Mgmt For For
HON. FRANK J. MCKENNA Mgmt For For
DAVID A. TUER Mgmt For For
ANNETTE M. VERSCHUREN Mgmt For For
02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, CHARTERED ACCOUNTANTS, CALGARY,
ALBERTA, AS AUDITORS OF THE CORPORATION FOR
THE ENSUING YEAR AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE CORPORATION TO FIX THEIR
REMUNERATION.
03 ON AN ADVISORY BASIS, ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS SET FORTH IN THE
ACCOMPANYING INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934141160
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1D. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1I. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1J. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1L. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1M. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3. ADVISORY APPROVAL OF CITI'S 2014 EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE CITIGROUP Mgmt For For
2014 STOCK INCENTIVE PLAN AUTHORIZING
ADDITIONAL SHARES.
5. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr For For
ACCESS FOR SHAREHOLDERS.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
AMENDMENT TO THE GENERAL CLAWBACK POLICY.
8. STOCKHOLDER PROPOSAL REQUESTING A BY-LAW Shr Against For
AMENDMENT TO EXCLUDE FROM THE BOARD OF
DIRECTORS' AUDIT COMMITTEE ANY DIRECTOR WHO
WAS A DIRECTOR AT A PUBLIC COMPANY WHILE
THAT COMPANY FILED FOR REORGANIZATION UNDER
CHAPTER 11.
9. STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
REGARDING THE VESTING OF EQUITY-BASED
AWARDS FOR SENIOR EXECUTIVES DUE TO A
VOLUNTARY RESIGNATION TO ENTER GOVERNMENT
SERVICE.
--------------------------------------------------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LTD, GRAND CAYMAN Agenda Number: 706191260
--------------------------------------------------------------------------------------------------------------------------
Security: G21765105
Meeting Type: AGM
Meeting Date: 23-Jun-2015
Ticker:
ISIN: KYG217651051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2015/0521/LTN20150521736.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2015/0521/LTN20150521684.PDF
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 24 JUNE 2015 AT 8:00. CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, REPORT OF THE DIRECTORS AND THE
INDEPENDENT AUDITOR'S REPORT FOR THE PERIOD
FROM 11 DECEMBER 2014 (DATE OF
INCORPORATION) TO 31 DECEMBER 2014
2.A TO RE-ELECT MR LI KA-SHING AS A DIRECTOR Mgmt For For
2.B TO RE-ELECT MR FOK KIN NING, CANNING AS A Mgmt Abstain Against
DIRECTOR
2.C TO RE-ELECT MRS CHOW WOO MO FONG, SUSAN AS Mgmt For For
A DIRECTOR
2.D TO RE-ELECT MR FRANK JOHN SIXT AS A Mgmt Abstain Against
DIRECTOR
2.E TO RE-ELECT MR IP TAK CHUEN, EDMOND AS A Mgmt Abstain Against
DIRECTOR
2.F TO RE-ELECT MR KAM HING LAM AS A DIRECTOR Mgmt Abstain Against
2.G TO RE-ELECT MR LAI KAI MING, DOMINIC AS A Mgmt For For
DIRECTOR
2.H TO RE-ELECT MR CHOW KUN CHEE, ROLAND AS A Mgmt For For
DIRECTOR
2.I TO RE-ELECT MR LEE YEH KWONG, CHARLES AS A Mgmt For For
DIRECTOR
2.J TO RE-ELECT MR LEUNG SIU HON AS A DIRECTOR Mgmt For For
2.K TO RE-ELECT MR GEORGE COLIN MAGNUS AS A Mgmt For For
DIRECTOR
2.L TO RE-ELECT MR CHENG HOI CHUEN, VINCENT AS Mgmt Abstain Against
A DIRECTOR
2.M TO RE-ELECT THE HON SIR MICHAEL DAVID Mgmt For For
KADOORIE AS A DIRECTOR
2.N TO RE-ELECT MR KWOK TUN-LI, STANLEY AS A Mgmt For For
DIRECTOR
2.O TO RE-ELECT MS LEE WAI MUN, ROSE AS A Mgmt For For
DIRECTOR
2.P TO RE-ELECT MR WILLIAM SHURNIAK AS A Mgmt For For
DIRECTOR
2.Q TO RE-ELECT MR WONG CHUNG HIN AS A DIRECTOR Mgmt For For
2.R TO RE-ELECT DR WONG YICK-MING, ROSANNA AS A Mgmt For For
DIRECTOR
3 TO APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
4 TO APPROVE THE REMUNERATION OF THE Mgmt For For
DIRECTORS
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE ADDITIONAL SHARES
5.2 TO APPROVE THE REPURCHASE BY THE COMPANY OF Mgmt For For
ITS OWN SHARES
5.3 TO EXTEND THE GENERAL MANDATE IN ORDINARY Mgmt For For
RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL
SHARES
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934169613
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. APPROVAL OF OUR 2006 CASH BONUS PLAN Mgmt For For
4. TO PROVIDE AN ANNUAL REPORT ON LOBBYING Shr Against For
ACTIVITIES
5. TO PROHIBIT ACCELERATED VESTING UPON A Shr Against For
CHANGE OF CONTROL
6. TO PROVIDE EACH SHARE AN EQUAL VOTE Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA, BELLEVUE Agenda Number: 705478801
--------------------------------------------------------------------------------------------------------------------------
Security: H25662182
Meeting Type: AGM
Meeting Date: 17-Sep-2014
Ticker:
ISIN: CH0210483332
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt Take No Action
GENERAL MEETING, HAVING TAKEN NOTE OF THE
REPORTS OF THE AUDITORS, APPROVE THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
GROUP, THE FINANCIAL STATEMENTS OF THE
COMPANY AS WELL AS THE REPORT FOR THE
BUSINESS YEAR ENDED 31.3.2014
1.2 THE BOARD OF DIRECTORS ALSO PROPOSES THAT Mgmt Take No Action
THE 2014 COMPENSATION REPORT AS PER PAGES
51 TO 59 OF THE 2014 BUSINESS REPORT BE
RATIFIED
2 APPROPRIATION OF PROFITS : APPROVE Mgmt Take No Action
ALLOCATION OF INCOME AND DIVIDENDS OF CHF
1.40 PER REGISTERED A SHARE AND OF CHF 0.14
PER BEARER B SHARE
3 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt Take No Action
4.1 ELECTION OF THE BOARD OF DIRECTOR: Mgmt Take No Action
YVESANDRE ISTEL
4.2 ELECTION OF THE BOARD OF DIRECTOR: LORD Mgmt Take No Action
DOURO
4.3 ELECTION OF THE BOARD OF DIRECTOR: Mgmt Take No Action
JEANBLAISE ECKERT
4.4 ELECTION OF THE BOARD OF DIRECTOR: BERNARD Mgmt Take No Action
FORNAS
4.5 ELECTION OF THE BOARD OF DIRECTOR: RICHARD Mgmt Take No Action
LEPEU
4.6 ELECTION OF THE BOARD OF DIRECTOR: RUGGERO Mgmt Take No Action
MAGNONI
4.7 ELECTION OF THE BOARD OF DIRECTOR: JOSUA Mgmt Take No Action
MALHERBE
4.8 ELECTION OF THE BOARD OF DIRECTOR: Mgmt Take No Action
FREDERICK MOSTERT
4.9 ELECTION OF THE BOARD OF DIRECTOR: SIMON Mgmt Take No Action
MURRAY
4.10 ELECTION OF THE BOARD OF DIRECTOR: ALAIN Mgmt Take No Action
DOMINIQUE PERRIN
4.11 ELECTION OF THE BOARD OF DIRECTOR: Mgmt Take No Action
GUILLAUME PICTET
4.12 ELECTION OF THE BOARD OF DIRECTOR: NORBERT Mgmt Take No Action
PLATT
4.13 ELECTION OF THE BOARD OF DIRECTOR: ALAN Mgmt Take No Action
QUASHA
4.14 ELECTION OF THE BOARD OF DIRECTOR: MARIA Mgmt Take No Action
RAMOS
4.15 ELECTION OF THE BOARD OF DIRECTOR: LORD Mgmt Take No Action
RENWICK OF CLIFTON
4.16 ELECTION OF THE BOARD OF DIRECTOR: JAN Mgmt Take No Action
RUPERT
4.17 ELECTION OF THE BOARD OF DIRECTOR: GARY Mgmt Take No Action
SAAGE
4.18 ELECTION OF THE BOARD OF DIRECTOR: JUERGEN Mgmt Take No Action
SCHREMPP
4.19 THE BOARD OF DIRECTORS FURTHER PROPOSES Mgmt Take No Action
THAT JOHANN RUPERT BE ELECTED TO THE BOARD
OF DIRECTORS AND TO SERVE AS ITS CHAIRMAN
FOR A TERM OF ONE YEAR
5.1 ELECTION OF THE COMPENSATION COMMITTEE: Mgmt Take No Action
LORD RENWICK OF CLIFTON. IF LORD RENWICK OF
CLIFTON IS ELECTED, HE WILL BE APPOINTED
CHAIRMAN OF THE COMPENSATION COMMITTEE
5.2 ELECTION OF THE COMPENSATION COMMITTEE: Mgmt Take No Action
LORD DOURO
5.3 ELECTION OF THE COMPENSATION COMMITTEE: Mgmt Take No Action
YVESANDRE ISTEL TO THE COMPENSATION
COMMITTEE FOR A TERM OF ONE YEAR
6 RE-ELECTION OF THE AUDITOR: Mgmt Take No Action
PRICEWATERHOUSECOOPERS SA
7 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt Take No Action
THE BOARD OF DIRECTORS PROPOSES THE
ELECTION OF MAITRE FRANCOISE DEMIERRE
MORAND, ETUDE GAMPERT AND DEMIERRE,
NOTAIRES, AS INDEPENDENT REPRESENTATIVE OF
THE SHAREHOLDERS FOR A TERM OF ONE YEAR
CMMT 14 AUG 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT
AND MODIFICATION OF TEXT IN RESOLUTIONS 5.1
AND 5.3. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DAIWA SECURITIES GROUP INC. Agenda Number: 706205401
--------------------------------------------------------------------------------------------------------------------------
Security: J11718111
Meeting Type: AGM
Meeting Date: 25-Jun-2015
Ticker:
ISIN: JP3502200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Suzuki, Shigeharu Mgmt For For
1.2 Appoint a Director Hibino, Takashi Mgmt For For
1.3 Appoint a Director Iwamoto, Nobuyuki Mgmt For For
1.4 Appoint a Director Kusaki, Yoriyuki Mgmt For For
1.5 Appoint a Director Nakamura, Hiroshi Mgmt For For
1.6 Appoint a Director Tashiro, Keiko Mgmt For For
1.7 Appoint a Director Shirataki, Masaru Mgmt For For
1.8 Appoint a Director Yasuda, Ryuji Mgmt For For
1.9 Appoint a Director Matsubara, Nobuko Mgmt For For
1.10 Appoint a Director Tadaki, Keiichi Mgmt For For
1.11 Appoint a Director Onodera, Tadashi Mgmt For For
1.12 Appoint a Director Ogasawara, Michiaki Mgmt For For
2 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE ANNINGTON IMMOBILIEN SE, DUESSELDORF Agenda Number: 705905163
--------------------------------------------------------------------------------------------------------------------------
Security: D1764R100
Meeting Type: AGM
Meeting Date: 30-Apr-2015
Ticker:
ISIN: DE000A1ML7J1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BY JUDGEMENT OF OLG Non-Voting
COLOGNE RENDERED ON JUNE 6, 2012, ANY
SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF
3 PERCENT OR MORE OF THE OUTSTANDING SHARE
CAPITAL MUST REGISTER UNDER THEIR
BENEFICIAL OWNER DETAILS BEFORE THE
APPROPRIATE DEADLINE TO BE ABLE TO VOTE.
FAILURE TO COMPLY WITH THE DECLARATION
REQUIREMENTS AS STIPULATED IN SECTION 21 OF
THE SECURITIES TRADE ACT (WPHG) MAY PREVENT
THE SHAREHOLDER FROM VOTING AT THE GENERAL
MEETINGS. THEREFORE, YOUR CUSTODIAN MAY
REQUEST THAT WE REGISTER BENEFICIAL OWNER
DATA FOR ALL VOTED ACCOUNTS WITH THE
RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE
FURTHER INFORMATION WHETHER OR NOT SUCH BO
REGISTRATION WILL BE CONDUCTED FOR YOUR
CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR
CSR.
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED Non-Voting
SHARES ARE NOT BLOCKED FOR TRADING PURPOSES
I.E. THEY ARE ONLY UNAVAILABLE FOR
SETTLEMENT. REGISTERED SHARES WILL BE
DEREGISTERED AT THE DEREGISTRATION DATE BY
THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN.
PLEASE CONTACT YOUR CSR FOR FURTHER
INFORMATION.
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 15 Non-Voting
APR 2015. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2014
2. APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt Take No Action
OF EUR 0.78 PER SHARE
3. APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt Take No Action
FISCAL 2014
4. APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt Take No Action
FISCAL 2014
5. APPROVE REMUNERATION SYSTEM FOR MANAGEMENT Mgmt Take No Action
BOARD MEMBERS
6. RATIFY KPMG AG AS AUDITORS FOR FISCAL 2015 Mgmt Take No Action
7.1 APPROVE INCREASE IN SIZE OF SUPERVISORY Mgmt Take No Action
BOARD TO 12 MEMBERS
7.2 ELECT GERHARD ZIELER TO THE SUPERVISORY Mgmt Take No Action
BOARD
7.3 ELECT HENDRIK JELLEMA TO THE SUPERVISORY Mgmt Take No Action
BOARD
7.4 ELECT DANIEL JUST TO THE SUPERVISORY BOARD Mgmt Take No Action
7.5 RE-ELECT MANUELA BETTER TO THE SUPERVISORY Mgmt Take No Action
BOARD
7.6 RE-ELECT BURKHARD ULRICH DRESCHER TO THE Mgmt Take No Action
SUPERVISORY BOARD
7.7 RE-ELECT FLORIAN FUNCK TO THE SUPERVISORY Mgmt Take No Action
BOARD
7.8 RE-ELECT CHRISTIAN ULBRICH TO THE Mgmt Take No Action
SUPERVISORY BOARD
8.1 CHANGE COMPANY NAME TO VONOVIA SE Mgmt Take No Action
8.2 AMEND CORPORATE PURPOSE Mgmt Take No Action
8.3 AMEND ARTICLES RE: BUDGET PLAN Mgmt Take No Action
8.4 AMEND ARTICLES RE: ANNUAL GENERAL MEETING Mgmt Take No Action
9. APPROVE CREATION OF EUR 170.8 MILLION POOL Mgmt Take No Action
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
10. APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt Take No Action
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH
PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 5.3
BILLION APPROVE CREATION OF EUR 177.1
MILLION POOL OF CAPITAL TO GUARANTEE
CONVERSION RIGHTS
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 934142251
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1D. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2015.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. STOCKHOLDER PROPOSAL CONCERNING PROXY Shr Against For
ACCESS, IF PROPERLY PRESENTED.
5. STOCKHOLDER PROPOSAL CONCERNING A METHANE Shr Against For
EMISSIONS REPORT, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 706237612
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 26-Jun-2015
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Inaba, Yoshiharu Mgmt For For
2.2 Appoint a Director Yamaguchi, Kenji Mgmt For For
2.3 Appoint a Director Uchida, Hiroyuki Mgmt For For
2.4 Appoint a Director Gonda, Yoshihiro Mgmt For For
2.5 Appoint a Director Inaba, Kiyonori Mgmt For For
2.6 Appoint a Director Matsubara, Shunsuke Mgmt For For
2.7 Appoint a Director Noda, Hiroshi Mgmt For For
2.8 Appoint a Director Kohari, Katsuo Mgmt For For
2.9 Appoint a Director Okada, Toshiya Mgmt For For
2.10 Appoint a Director Richard E. Schneider Mgmt For For
2.11 Appoint a Director Olaf C. Gehrels Mgmt For For
2.12 Appoint a Director Ono, Masato Mgmt For For
2.13 Appoint a Director Tsukuda, Kazuo Mgmt For For
2.14 Appoint a Director Imai, Yasuo Mgmt For For
3.1 Appoint a Corporate Auditor Kimura, Mgmt For For
Shunsuke
3.2 Appoint a Corporate Auditor Shimizu, Naoki Mgmt For For
3.3 Appoint a Corporate Auditor Nakagawa, Takeo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934149685
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT TO Mgmt For For
GILEAD'S EMPLOYEE STOCK PURCHASE PLAN AND
INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT GILEAD ISSUE AN ANNUAL
SUSTAINABILITY REPORT.
8. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD REPORT ON CERTAIN
RISKS TO GILEAD FROM RISING PRESSURE TO
CONTAIN U.S. SPECIALTY DRUG PRICES.
--------------------------------------------------------------------------------------------------------------------------
GLENCORE PLC, ST HELIER Agenda Number: 705983155
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 07-May-2015
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2014 (2014
ANNUAL REPORT)
2 TO APPROVE A FINAL DISTRIBUTION OF Mgmt For For
U.S.D0.12 PER ORDINARY SHARE FOR THE YEAR
ENDED 31 DECEMBER 2014 WHICH THE DIRECTORS
PROPOSE, AND THE SHAREHOLDERS RESOLVE, IS
TO BE PAID ONLY FROM THE CAPITAL
CONTRIBUTION RESERVES OF THE COMPANY
3 TO APPROVE A DISTRIBUTION IN SPECIE OF Mgmt For For
139,513,430 ORDINARY SHARES OF USD 1 EACH
IN LONMIN PLC (LONMIN SHARES) TO
SHAREHOLDER ON THE REGISTER OF MEMBERS AT 7
P.M. CEST ON 15 MAY 2015 (OR SUCH OTHER
TIME AND DATE AS THE DIRECTORS, OR ANY DULY
AUTHORISED COMMITTEE OF THEM, MAY
DETERMINE)
4 TO RE-ELECT ANTHONY HAYWARD (CHAIRMAN) AS A Mgmt For For
DIRECTOR
5 TO RE-ELECT LEONHARD FISCHER (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
6 TO RE-ELECT WILLIAM MACAULAY (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
7 TO RE-ELECT IVAN GLASENBERG (CHIEF Mgmt For For
EXECUTIVE OFFICER) AS A DIRECTOR
8 TO RE-ELECT PETER COATES (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR
9 TO RE-ELECT JOHN MACK (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
10 TO RE-ELECT PETER GRAUER (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
11 TO ELECT PATRICE MERRIN (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
12 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT IN THE 2014 ANNUAL REPORT (EXCLUDING
THE DIRECTORS' REMUNERATION POLICY AS SET
OUT IN PART A OF THE DIRECTORS'
REMUNERATION REPORT)
13 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID
14 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
15 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION (THE
ARTICLES) TO ALLOT SHARES OR GRANT RIGHTS
TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES FOR AN ALLOTMENT PERIOD
16 SUBJECT TO AND CONDITIONALLY UPON THE Mgmt For For
PASSING OF RESOLUTION 15, TO EMPOWER THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR AN
ALLOTMENT PERIOD (EACH AS DEFINED IN THE
ARTICLES) COMMENCING ON THE DATE OF THE
PASSING THIS RESOLUTION
17 THE COMPANY BE AND IS HEREBY GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED PURSUANT TO
ARTICLE 57 OF THE COMPANIES (JERSEY) LAW
1991 (THE COMPANIES LAW) TO MAKE MARKET
PURCHASES OF ORDINARY SHARES
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 934194010
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 03-Jun-2015
Ticker: GOOGL
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
ALAN R. MULALLY Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
3 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S Mgmt For For
2012 STOCK PLAN TO INCREASE THE SHARE
RESERVE BY 17,000,000 SHARES OF CLASS C
CAPITAL STOCK.
4 A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr Against For
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5 A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6 A STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7 A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON RENEWABLE ENERGY COST, IF PROPERLY
PRESENTED AT THE MEETING.
8 A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON BUSINESS RISK RELATED TO CLIMATE CHANGE
REGULATIONS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HKEX INTERNATIONAL LTD, HONG KONG Agenda Number: 705980919
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506NAA3
Meeting Type: AGM
Meeting Date: 29-Apr-2015
Ticker:
ISIN: XS0836237213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU.
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Non-Voting
FOR THE YEAR ENDED 31 DECEMBER 2014
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITOR THEREON
2 TO DECLARE A FINAL DIVIDEND Non-Voting
3 TO ELECT DIRECTORS Non-Voting
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Non-Voting
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
5 THAT: (A) SUBJECT TO PARAGRAPH (B) OF THIS Non-Voting
RESOLUTION, THE EXERCISE BY THE DIRECTORS
OF HKEX DURING THE RELEVANT PERIOD (AS
DEFINED BELOW) OF ALL THE POWERS OF HKEX TO
BUY BACK SHARES OF HKEX ON THE STOCK
EXCHANGE OR ON ANY OTHER STOCK EXCHANGE ON
WHICH THE SHARES OF HKEX MAY BE LISTED AND
WHICH IS RECOGNISED BY THE SECURITIES AND
FUTURES COMMISSION AND THE STOCK EXCHANGE
FOR THIS PURPOSE, SUBJECT TO AND IN
ACCORDANCE WITH ALL APPLICABLE LAWS AND THE
REQUIREMENTS OF THE RULES GOVERNING THE
LISTING OF SECURITIES ON THE STOCK EXCHANGE
OF HONG KONG LIMITED OR OF ANY OTHER STOCK
EXCHANGE (AS APPLICABLE) AS AMENDED FROM
TIME TO TIME, BE AND IS HEREBY GENERALLY
AND UNCONDITIONALLY APPROVED; (B) THE
AGGREGATE NUMBER OF SHARES TO BE BOUGHT
BACK PURSUANT TO THE APPROVAL IN PARAGRAPH
(A) OF THIS RESOLUTION SHALL NOT EXCEED 10
PER CONTD
CONT CONTD CENT OF THE NUMBER OF ISSUED SHARES Non-Voting
OF HKEX AT THE DATE OF THE PASSING OF THIS
RESOLUTION (SUBJECT TO ADJUSTMENT IN THE
CASE OF ANY CONVERSION OF ANY OR ALL OF THE
SHARES OF HKEX INTO A LARGER OR SMALLER
NUMBER OF SHARES IN ACCORDANCE WITH SECTION
170(2)(E) OF THE COMPANIES ORDINANCE
(CHAPTER 622 OF THE LAWS OF HONG KONG)
AFTER THE PASSING OF THIS RESOLUTION), AND
THE SAID APPROVAL SHALL BE LIMITED
ACCORDINGLY; AND (C) FOR THE PURPOSES OF
THIS RESOLUTION: "RELEVANT PERIOD" MEANS
THE PERIOD FROM THE PASSING OF THIS
RESOLUTION UNTIL THE EARLIER OF: (I) THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF HKEX; (II) THE EXPIRY OF THE
PERIOD WITHIN WHICH THE NEXT ANNUAL GENERAL
MEETING OF HKEX IS REQUIRED BY LAW TO BE
HELD; AND (III) THE PASSING OF AN ORDINARY
RESOLUTION BY SHAREHOLDERS OF HKEX IN
GENERAL MEETING CONTD
CONT CONTD REVOKING OR VARYING THE AUTHORITY Non-Voting
GIVEN TO THE DIRECTORS OF HKEX BY THIS
RESOLUTION
6 THAT: (A) SUBJECT TO PARAGRAPHS (B) AND (C) Non-Voting
OF THIS RESOLUTION, THE EXERCISE BY THE
DIRECTORS OF HKEX DURING THE RELEVANT
PERIOD (AS DEFINED BELOW) OF ALL THE POWERS
OF HKEX TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES OF HKEX, TO GRANT RIGHTS
TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY
INTO, SHARES IN HKEX (INCLUDING THE ISSUE
OF ANY SECURITIES CONVERTIBLE INTO SHARES,
OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO
SUBSCRIBE FOR ANY SHARES) AND TO MAKE OR
GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH
WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH
POWER(S) DURING OR AFTER THE END OF THE
RELEVANT PERIOD, BE AND IS HEREBY GENERALLY
AND UNCONDITIONALLY APPROVED; (B) OTHER
THAN IN RESPECT OF AN EXCLUDED ISSUE (AS
DEFINED BELOW), THE AGGREGATE NUMBER OF
SHARES ALLOTTED OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED (WHETHER
CONTD
CONT CONTD PURSUANT TO AN OPTION OR OTHERWISE) Non-Voting
BY THE DIRECTORS OF HKEX PURSUANT TO THE
APPROVAL IN PARAGRAPH (A) OF THIS
RESOLUTION SHALL NOT EXCEED 10 PER CENT OF
THE NUMBER OF ISSUED SHARES OF HKEX AT THE
DATE OF THE PASSING OF THIS RESOLUTION
(SUBJECT TO ADJUSTMENT IN THE CASE OF ANY
CONVERSION OF ANY OR ALL OF THE SHARES OF
HKEX INTO A LARGER OR SMALLER NUMBER OF
SHARES IN ACCORDANCE WITH SECTION 170(2)(E)
OF THE COMPANIES ORDINANCE (CHAPTER 622 OF
THE LAWS OF HONG KONG) AFTER THE PASSING OF
THIS RESOLUTION); (C) OTHER THAN IN RESPECT
OF AN EXCLUDED ISSUE (AS DEFINED BELOW),
ANY SHARES OF HKEX TO BE ALLOTTED AND
ISSUED (WHETHER WHOLLY OR PARTLY FOR CASH
OR OTHERWISE) PURSUANT TO THE APPROVAL IN
PARAGRAPH (A) OF THIS RESOLUTION SHALL NOT
BE AT A DISCOUNT OF MORE THAN 10 PER CENT
OF THE BENCHMARKED PRICE (AS DEFINED BELOW)
CONTD
CONT CONTD OF SUCH SHARES OF HKEX; AND (D) FOR Non-Voting
THE PURPOSES OF THIS RESOLUTION:
"BENCHMARKED PRICE" MEANS THE HIGHER OF:
(I) THE CLOSING PRICE OF THE SHARES OF HKEX
AS QUOTED ON THE STOCK EXCHANGE ON THE DATE
OF THE AGREEMENT INVOLVING THE RELEVANT
PROPOSED ISSUE OF SHARES OF HKEX; AND (II)
THE AVERAGE CLOSING PRICE AS QUOTED ON THE
STOCK EXCHANGE OF THE SHARES OF HKEX FOR
THE 5 TRADING DAYS IMMEDIATELY PRECEDING
THE EARLIER OF THE DATE: (A) OF
ANNOUNCEMENT OF THE TRANSACTION OR
ARRANGEMENT INVOLVING THE RELEVANT PROPOSED
ISSUE OF SHARES OF HKEX, (B) OF THE
AGREEMENT INVOLVING THE RELEVANT PROPOSED
ISSUE OF SHARES OF HKEX AND (C) ON WHICH
THE PRICE OF SHARES OF HKEX THAT ARE
PROPOSED TO BE ISSUED IS FIXED. "EXCLUDED
ISSUE" MEANS: (I) A RIGHTS ISSUE (AS
DEFINED IN THIS PARAGRAPH (D)); (II) ANY
SCRIP DIVIDEND OR SIMILAR CONTD
CONT CONTD ARRANGEMENT PURSUANT TO THE ARTICLES Non-Voting
OF ASSOCIATION OF HKEX FROM TIME TO TIME;
(III) THE GRANT OF OPTIONS OR RIGHTS TO
ACQUIRE SHARES IN HKEX OR AN ISSUE OF
SHARES IN HKEX UPON THE EXERCISE OF OPTIONS
OR RIGHTS GRANTED UNDER ANY OPTION SCHEME
OR SIMILAR ARRANGEMENT FOR THE TIME BEING
ADOPTED AND APPROVED BY SHAREHOLDERS OF
HKEX; OR (IV) THE EXERCISE OF RIGHTS OF
SUBSCRIPTION OR CONVERSION UNDER THE TERMS
OF ANY OPTIONS, WARRANTS OR SIMILAR RIGHTS
GRANTED BY HKEX OR ANY SECURITIES WHICH ARE
CONVERTIBLE INTO SHARES OF HKEX. "RELEVANT
PERIOD" MEANS THE PERIOD FROM THE PASSING
OF THIS RESOLUTION UNTIL THE EARLIER OF:
(I) THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF HKEX; (II) THE EXPIRY OF
THE PERIOD WITHIN WHICH THE NEXT ANNUAL
GENERAL MEETING OF HKEX IS REQUIRED BY LAW
TO BE HELD; AND (III) THE PASSING OF AN
CONTD
CONT CONTD ORDINARY RESOLUTION BY SHAREHOLDERS Non-Voting
OF HKEX IN GENERAL MEETING REVOKING OR
VARYING THE AUTHORITY GIVEN TO THE
DIRECTORS OF HKEX BY THIS RESOLUTION.
"RIGHTS ISSUE" MEANS AN OFFER OF SHARES OF
HKEX OR AN ISSUE OF OPTIONS, WARRANTS OR
OTHER SECURITIES GIVING THE RIGHT TO
SUBSCRIBE FOR SHARES OF HKEX, OPEN FOR A
PERIOD FIXED BY THE DIRECTORS OF HKEX TO
HOLDERS OF SHARES OF HKEX ON THE REGISTER
OF MEMBERS ON A FIXED RECORD DATE IN
PROPORTION TO THEIR THEN HOLDINGS OF SUCH
SHARES OF HKEX (SUBJECT TO SUCH EXCLUSIONS
OR OTHER ARRANGEMENTS AS THE DIRECTORS OF
HKEX MAY DEEM NECESSARY OR EXPEDIENT IN
RELATION TO FRACTIONAL ENTITLEMENTS OR
HAVING REGARD TO ANY RESTRICTIONS OR
OBLIGATIONS UNDER THE LAWS OF, OR THE
REQUIREMENTS OF ANY RECOGNISED REGULATORY
BODY OR ANY STOCK EXCHANGE IN, ANY
TERRITORY OUTSIDE HONG KONG)
7.A "THAT UNTIL SHAREHOLDERS OF HKEX IN GENERAL Non-Voting
MEETING OTHERWISE DETERMINE, REMUNERATION
OF HKD 2,100,000 BE PAYABLE TO THE CHAIRMAN
OF HKEX FOR THE PERIOD FROM THE CONCLUSION
OF EACH ANNUAL GENERAL MEETING OF HKEX TO
THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF HKEX TO BE HELD IN THE
IMMEDIATELY FOLLOWING YEAR, PROVIDED THAT
SUCH REMUNERATION BE PAYABLE IN PROPORTION
TO THE PERIOD OF SERVICE IF THE CHAIRMAN
HAS NOT SERVED THE ENTIRE PERIOD
7.B THAT UNTIL SHAREHOLDERS OF HKEX IN GENERAL Non-Voting
MEETING OTHERWISE DETERMINE, IN ADDITION TO
THE ATTENDANCE FEE OF HKD 3,000 PER
MEETING, REMUNERATION OF HKD 200,000 AND
HKD 120,000 RESPECTIVELY BE PAYABLE TO THE
CHAIRMAN AND EACH OF THE OTHER MEMBERS OF
THE AUDIT COMMITTEE OF HKEX, AND HKD
180,000 AND HKD 120,000 RESPECTIVELY BE
PAYABLE TO THE CHAIRMAN AND EACH OF THE
OTHER MEMBERS IN RESPECT OF EACH COMMITTEE
THAT SUCH PERSON IS THE CHAIRMAN OR MEMBER
(EXCLUDING EXECUTIVE DIRECTOR, IF ANY) OF
THE EXECUTIVE COMMITTEE, INVESTMENT
ADVISORY COMMITTEE, REMUNERATION COMMITTEE
AND RISK COMMITTEE OF HKEX FOR THE PERIOD
FROM THE CONCLUSION OF EACH ANNUAL GENERAL
MEETING OF HKEX TO THE CONCLUSION OF THE
ANNUAL GENERAL MEETING OF HKEX TO BE HELD
IN THE IMMEDIATELY FOLLOWING YEAR, PROVIDED
THAT SUCH REMUNERATION BE PAYABLE IN
PROPORTION CONTD
CONT CONTD TO THE PERIOD OF SERVICE IF A Non-Voting
COMMITTEE MEMBER HAS NOT SERVED THE ENTIRE
PERIOD
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD, HONG KONG Agenda Number: 705943137
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: OGM
Meeting Date: 20-Apr-2015
Ticker:
ISIN: HK0013000119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/sehk/2015/0330/LTN201503301570.pdf
http://www.hkexnews.hk/listedco/listconews/
sehk/2015/0330/LTN201503301558.pdf
1 TO APPROVE THE SCHEME OF ARRANGEMENT DATED Mgmt For For
31 MARCH 2015 (THE "SCHEME") BETWEEN THE
COMPANY AND THE SCHEME SHAREHOLDERS (AS
DEFI NED IN THE SCHEME DOCUMENT) AND THE
IMPLEMENTATION OF THE SCHEME, INCLUDING THE
RELATED REDUCTION OF THE ISSUED SHARE
CAPITAL OF THE COMPANY, THE INCREASE IN THE
SHARE CAPITAL OF THE COMPANY, AND THE ISSUE
OF THE NEW SHARES IN THE COMPANY AS MORE
PARTICULARLY SET OUT IN THE NOTICE OF
GENERAL MEETING
2 TO APPROVE THE CONDITIONAL SHARE EXCHANGE Mgmt For For
AGREEMENT DATED 9 JANUARY 2015 ENTERED INTO
BETWEEN L.F. INVESTMENTS S.A R.L. AND
HUTCHISON WHAMPOA EUROPE INVESTMENTS S.A
R.L. IN RELATION TO THE ACQUISITION OF
COMMON SHARES OF HUSKY ENERGY INC. (THE
"HUSKY SHARE EXCHANGE"), AND THE
TRANSACTIONS CONTEMPLATED UNDER THE HUSKY
SHARE EXCHANGE (INCLUDING THE HUSKY SHARE
EXCHANGE AS A SPECIAL DEAL UNDER RULE 25 OF
THE HONG KONG CODE ON TAKEOVERS AND MERGERS
IN RELATION TO THE SCHEME), AS MORE
PARTICULARLY DESCRIBED IN THE COMPOSITE
SCHEME DOCUMENT RELATING TO THE SCHEME
DATED 31 MARCH 2015
3 TO APPROVE THE RE-ELECTION OF MR. CHENG HOI Mgmt Abstain Against
CHUEN, VINCENT AS A DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD, HONG KONG Agenda Number: 705943151
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: CRT
Meeting Date: 20-Apr-2015
Ticker:
ISIN: HK0013000119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2015/0330/LTN201503301548.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2015/0330/LTN201503301534.pdf
1 FOR THE PURPOSE OF CONSIDERING AND, IF Mgmt For For
THOUGHT FIT, APPROVING (WITH OR WITHOUT
MODIFICATION) THE SCHEME OF ARRANGEMENT
REFERRED TO IN THE NOTICE CONVENING THE
MEETING (THE "SCHEME") AND AT SUCH MEETING
(OR AT ANY ADJOURNMENT THEREOF)
CMMT 15 APR 2015: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT,
MODIFICATION OF THE TEXT OF RESOLUTION 1
AND CHANGE IN RECORD DATE. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 14 APR 2015: PLEASE MONITOR THE CHANGE OF Non-Voting
YOUR HOLDINGS OF YOUR A/C BEFORE THE
MEETING. WE WILL BASE ON YOUR HOLDINGS ON
THE RECORD DATE TO VOTE ON YOUR BEHALF. FOR
DETAILS OF AGENDA, PLEASE REFER TO THE
HYPERLINK IN FIELD 70E ABOVE (A) APPROVED
BY THE INDEPENDENT HUTCHISON SHAREHOLDERS
REPRESENTING AT LEAST 75PCT OF THE VOTING
RIGHTS OF INDEPENDENT HUTCHISON
SHAREHOLDERS PRESENT AND VOTING, IN PERSON
OR BY PROXY, AT THE HUTCHISON COURT
MEETING, WITH VOTES CAST AGAINST THE
HUTCHISON SCHEME AT THE HUTCHISON COURT
MEETING NOT EXCEEDING 10PCT OF THE TOTAL
VOTING RIGHTS ATTACHED TO ALL DISINTERESTED
SHARES OF HUTCHISON (B) PASSING OF SPECIAL
RESOLUTION(S) BY HUTCHISON SHAREHOLDERS AT
THE HUTCHISON GENERAL MEETING TO APPROVE
(1) THE HUTCHISON SCHEME AND (2) THE
IMPLEMENTATION OF THE HUTCHISON SCHEME,
INCLUDING, IN PARTICULAR, THE REDUCTION OF
THE ISSUED SHARE CAPITAL OF HUTCHISON BY
CANCELLING AND EXTINGUISHING THE HUTCHISON
SCHEME SHARES AND THE ISSUE OF THE NEW
HUTCHISON SHARES TO THE HUTCHISON PROPOSAL
OFFEROR.
CMMT 15 APR 2015: DELETION OF DUPLICATE REVISION Non-Voting
COMMENT
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934134761
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 23-Apr-2015
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1J. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
4. SHAREHOLDER PROPOSAL - COMMON SENSE POLICY Shr Against For
REGARDING OVEREXTENDED DIRECTORS
5. SHAREHOLDER PROPOSAL - ALIGNMENT BETWEEN Shr Against For
CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 934202184
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 04-Jun-2015
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JASON N. ADER Mgmt For For
MICHELINE CHAU Mgmt For For
MICHAEL A. LEVEN Mgmt For For
DAVID F. LEVI Mgmt For For
2 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLC AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED DECEMBER 31, 2015
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 934206295
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 09-Jun-2015
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI Mgmt For For
1G. ELECTION OF DIRECTOR: MERIT E. JANOW Mgmt For For
1H. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1I. ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1J. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1L. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1M. ELECTION OF DIRECTOR: EDWARD SUNING TIAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. APPROVAL OF THE AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE ANNUAL INCENTIVE COMPENSATION
PLAN
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2015
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 706181954
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 12-Jun-2015
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1 ADOPTION OF THE 2014 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2014 PROFITS. PROPOSED CASH DIVIDEND:
TWD 22 PER SHARE
3 AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION
4 AMENDMENT TO PROCEDURES GOVERNING THE Mgmt For For
ACQUISITION OR DISPOSITION OF ASSETS,
OPERATING PROCEDURES OF OUTWARD LOANS TO
OTHERS, AND OPERATING PROCEDURES OF THE
COMPANY'S ENDORSEMENT/GUARANTEE
5 AMENDMENT TO THE COMPANY'S RULES FOR Mgmt For For
ELECTION OF DIRECTORS AND SUPERVISORS
6.1 THE ELECTION OF THE DIRECTOR:MING CHIEH Mgmt For For
TSAI, SHAREHOLDER NO. 1
6.2 THE ELECTION OF THE DIRECTOR:CHING CHIANG Mgmt For For
HSIEH, SHAREHOLDER NO. 11
6.3 THE ELECTION OF THE DIRECTOR:CHEN YAO Mgmt For For
HSUN,SHAREHOLDER NO. 109274
6.4 THE ELECTION OF THE DIRECTOR:LIEN FANG Mgmt For For
CHIN,SHAREHOLDER NO. F102831XXX
6.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:CHUNG YU WU,SHAREHOLDER NO.
Q101799XXX
6.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:PING HENG CHANG, SHAREHOLDER NO.
A102501XXX
6.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:TIEN CHIH CHEN, SHAREHOLDER NO.
F100078XXX
7 TO SUSPEND THE NON-COMPETITION RESTRICTION Mgmt For For
ON THE COMPANY'S NEWLY ELECTED DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934087708
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 03-Dec-2014
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
1C. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1D. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For
1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2015
4. SHAREHOLDER PROPOSAL - PROXY ACCESS FOR Shr Against For
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD Agenda Number: 705483650
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: AGM
Meeting Date: 29-Aug-2014
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ACCEPTANCE OF ANNUAL FINANCIAL STATEMENTS Mgmt For For
O.2 CONFIRMATION AND APPROVAL OF PAYMENT OF Mgmt For For
DIVIDENDS
O.3 REAPPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
INC. AS AUDITOR
O.4.1 TO CONFIRM THE APPOINTMENT OF THE FOLLOWING Mgmt For For
DIRECTOR: MR C L ENENSTEIN
O.4.2 TO CONFIRM THE APPOINTMENT OF THE FOLLOWING Mgmt For For
DIRECTOR: MR D G ERIKSSON
O.4.3 TO CONFIRM THE APPOINTMENT OF THE FOLLOWING Mgmt For For
DIRECTOR: MR R OLIVEIRA DE LIMA
O.4.4 TO CONFIRM THE APPOINTMENT OF THE FOLLOWING Mgmt For For
DIRECTOR: MR Y MA
O.4.5 TO CONFIRM THE APPOINTMENT OF THE FOLLOWING Mgmt For For
DIRECTOR: MR J D T STOFBERG
O.4.6 TO CONFIRM THE APPOINTMENT OF THE FOLLOWING Mgmt For For
DIRECTOR: MR F L N LETELE
O.4.7 TO CONFIRM THE APPOINTMENT OF THE FOLLOWING Mgmt For For
DIRECTOR: MR B VAN DIJK
O.4.8 TO CONFIRM THE APPOINTMENT OF THE FOLLOWING Mgmt For For
DIRECTOR: MR V SGOURDOS
O.5.1 TO ELECT THE FOLLOWING DIRECTOR: PROF R C C Mgmt For For
JAFTA
O.5.2 TO ELECT THE FOLLOWING DIRECTOR: PROF D Mgmt For For
MEYER
O.5.3 TO ELECT THE FOLLOWING DIRECTOR: MR J J M Mgmt For For
VAN ZYL
O.6.1 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: ADV F-A DU PLESSIS
O.6.2 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: MR D G ERIKSSON
O.6.3 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: MR B J VAN DER ROSS
O.6.4 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER: MR J J M VAN ZYL
O.7 TO ENDORSE THE COMPANY'S REMUNERATION Mgmt For For
POLICY
O.8 APPROVAL OF GENERAL AUTHORITY PLACING Mgmt For For
UNISSUED SHARES UNDER THE CONTROL OF THE
DIRECTORS
O.9 APPROVAL OF ISSUE OF SHARES FOR CASH Mgmt For For
O.10 AUTHORISATION TO IMPLEMENT ALL RESOLUTIONS Mgmt For For
ADOPTED AT THE ANNUAL GENERAL MEETING
CMMT PLEASE NOTE THAT THE BELOW RESOLUTION Non-Voting
APPROVAL OF THE REMUNERATION OF THE
NON-EXECUTIVE DIRECTORS FROM S.1.1 TO S1.15
ARE PROPOSED FOR 31 MARCH 2015
S.1.1 BOARD - CHAIR Mgmt For For
S.121 BOARD - MEMBER (SOUTH AFRICAN RESIDENT) Mgmt For For
S.122 BOARD - MEMBER (NON-SOUTH AFRICAN RESIDENT) Mgmt For For
S.123 BOARD - MEMBER (ADDITIONAL AMOUNT FOR Mgmt For For
NON-SOUTH AFRICAN RESIDENT)
S.124 BOARD - MEMBER (DAILY AMOUNT) Mgmt For For
S.1.3 AUDIT COMMITTEE - CHAIR Mgmt For For
S.1.4 AUDIT COMMITTEE - MEMBER Mgmt For For
S.1.5 RISK COMMITTEE - CHAIR Mgmt For For
S.1.6 RISK COMMITTEE - MEMBER Mgmt For For
S.1.7 HUMAN RESOURCES AND REMUNERATION COMMITTEE Mgmt For For
- CHAIR
S.1.8 HUMAN RESOURCES AND REMUNERATION COMMITTEE Mgmt For For
- MEMBER
S.1.9 NOMINATION COMMITTEE - CHAIR Mgmt For For
S.110 NOMINATION COMMITTEE - MEMBER Mgmt For For
S.111 SOCIAL AND ETHICS COMMITTEE - CHAIR Mgmt For For
S.112 SOCIAL AND ETHICS COMMITTEE - MEMBER Mgmt For For
S.113 TRUSTEES OF GROUP SHARE SCHEMES/OTHER Mgmt For For
PERSONNEL FUNDS
S.114 MEDIA24 PENSION FUND - CHAIR Mgmt For For
S.115 MEDIA24 PENSION FUND - TRUSTEE Mgmt For For
CMMT PLEASE NOTE THAT THE BELOW RESOLUTION Non-Voting
APPROVAL OF THE REMUNERATION OF THE
NON-EXECUTIVE DIRECTORS FROM S.1.1 TO S1.15
ARE PROPOSED FOR 31 MARCH 2016
S.1.1 BOARD - CHAIR Mgmt For For
S.121 BOARD - MEMBER (SOUTH AFRICAN RESIDENT) Mgmt For For
S.122 BOARD - MEMBER (NON-SOUTH AFRICAN RESIDENT) Mgmt For For
S.123 BOARD - MEMBER (ADDITIONAL AMOUNT FOR Mgmt For For
NON-SOUTH AFRICAN RESIDENT)
S.124 BOARD - MEMBER (DAILY AMOUNT) Mgmt For For
S.1.3 AUDIT COMMITTEE - CHAIR Mgmt For For
S.1.4 AUDIT COMMITTEE - MEMBER Mgmt For For
S.1.5 RISK COMMITTEE - CHAIR Mgmt For For
S.1.6 RISK COMMITTEE - MEMBER Mgmt For For
S.1.7 HUMAN RESOURCES AND REMUNERATION COMMITTEE Mgmt For For
- CHAIR
S.1.8 HUMAN RESOURCES AND REMUNERATION COMMITTEE Mgmt For For
- MEMBER
S.1.9 NOMINATION COMMITTEE - CHAIR Mgmt For For
S.110 NOMINATION COMMITTEE - MEMBER Mgmt For For
S.111 SOCIAL AND ETHICS COMMITTEE - CHAIR Mgmt For For
S.112 SOCIAL AND ETHICS COMMITTEE - MEMBER Mgmt For For
S.113 TRUSTEES OF GROUP SHARE SCHEMES/OTHER Mgmt For For
PERSONNEL FUNDS
S.114 MEDIA24 PENSION FUND - CHAIR Mgmt For For
S.115 MEDIA24 PENSION FUND - TRUSTEE Mgmt For For
S.2 AMENDMENT TO ARTICLE 26 OF THE MEMORANDUM Mgmt For For
OF INCORPORATION
S.3 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 44
OF THE ACT
S.4 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 45
OF THE ACT
S.5 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE N ORDINARY SHARES
IN THE COMPANY
S.6 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE A ORDINARY SHARES
IN THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 705899651
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 16-Apr-2015
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2014
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2014 Mgmt For For
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2014
4.1.1 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
PETER BRABECK-LETMATHE
4.1.2 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
PAUL BULCKE
4.1.3 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
ANDREAS KOOPMANN
4.1.4 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
BEAT HESS
4.1.5 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
DANIEL BOREL
4.1.6 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
STEVEN G. HOCH
4.1.7 RE-ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
NAINA LAL KIDWAI
4.1.8 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
JEAN-PIERRE ROTH
4.1.9 RE-ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
ANN M. VENEMAN
41.10 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
HENRI DE CASTRIES
41.11 RE-ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
EVA CHENG
4.2.1 ELECTION TO THE BOARD OF DIRECTORS: MS RUTH Mgmt For For
KHASAYA ONIANG'O
4.2.2 ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
PATRICK AEBISCHER
4.2.3 ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
RENATO FASSBIND
4.3 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS: MR PETER BRABECK-LETMATHE
4.4.1 ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR BEAT HESS
4.4.2 ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR DANIEL BOREL
4.4.3 ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR ANDREAS KOOPMANN
4.4.4 ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR JEAN-PIERRE ROTH
4.5 ELECTION OF THE STATUTORY AUDITOR: KPMG SA, Mgmt For For
GENEVA BRANCH
4.6 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF COMPENSATION: TOTAL Mgmt For For
COMPENSATION OF THE BOARD OF DIRECTORS
5.2 APPROVAL OF COMPENSATION: TOTAL Mgmt For For
COMPENSATION OF THE EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For
SHARES)
7 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt For For
BY A SHAREHOLDER DURING THE GENERAL
MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE FOR THE PROPOSAL
MADE BY THE BOARD OF DIRECTORS (IN RESPONSE
TO SUCH SHAREHOLDER'S PROPOSAL): (YES=IN
ACCORDANCE WITH THE PROPOSAL OF THE BOARD
OF DIRECTORS, NO=AGAINST THE PROPOSAL OF
THE BOARD OF DIRECTORS, ABSTAIN=ABSTENTION)
CMMT IMPORTANT: WITHOUT SPECIFIC INSTRUCTIONS ON Non-Voting
HOW TO VOTE REGARDING ONE OR SEVERAL ITEMS
LISTED ABOVE, I HEREWITH INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE IN
FAVOUR OF THE PROPOSALS OF THE BOARD OF
DIRECTORS WITH REGARD TO THE ITEMS LISTED
ON THE AGENDA AND WITH REGARD TO ANY NEW OR
MODIFIED PROPOSAL DURING THE GENERAL
MEETING.
CMMT 31 MAR 2015: IMPORTANT CLARIFICATION ON Non-Voting
ITEM 7: INVESTORS WHO WANT TO VOTE AGAINST
NEW PROPOSALS INTRODUCED BY SHAREHOLDERS AT
THE MEETING SHOULD, ON NESTLE'S PROXY FORM,
EITHER MARK THE FIRST BOX AND VOTE FOR THE
PROPOSALS FROM THE BOARD (WHICH WILL ALWAYS
REJECT SUCH NEW PROPOSALS), OR ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 705585872
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 31-Oct-2014
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4.A AND 4.B VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSALS WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
ABSTAIN) ON THE RELEVANT PROPOSAL ITEMS. BY
DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSALS, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSALS AND
YOU COMPLY WITH THE VOTING EXCLUSION
2.A RE-ELECTION OF LADY WINIFRED KAMIT AS A Mgmt For For
DIRECTOR
2.B RE-ELECTION OF RICHARD KNIGHT AS A DIRECTOR Mgmt For For
3 ADOPTION OF REMUNERATION REPORT (ADVISORY Mgmt For For
ONLY)
4.A GRANT OF PERFORMANCE RIGHTS TO SANDEEP Mgmt For For
BISWAS
4.B GRANT OF PERFORMANCE RIGHTS TO GERARD BOND Mgmt For For
5 RENEWAL OF PROPORTIONAL TAKEOVER BID Mgmt For For
APPROVAL RULE
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 705800539
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 27-Feb-2015
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE ANNUAL REPORT OF NOVARTIS Mgmt Take No Action
AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG
AND THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE 2014 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt Take No Action
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt Take No Action
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND
4 REDUCTION OF SHARE CAPITAL (SEE FULL NOTICE Mgmt Take No Action
OF AGM FOR DETAILS)
5 REVISION OF THE ARTICLES OF INCORPORATION Mgmt Take No Action
(SEE FULL NOTICE OF AGM FOR DETAILS)
6.1 BINDING VOTE ON TOTAL COMPENSATION FOR Mgmt Take No Action
MEMBERS OF THE BOARD OF DIRECTORS FROM THE
2015 ANNUAL GENERAL MEETING TO THE 2016
ANNUAL GENERAL MEETING (SEE FULL NOTICE OF
AGM FOR DETAILS)
6.2 BINDING VOTE ON TOTAL COMPENSATION FOR Mgmt Take No Action
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
NEXT FINANCIAL YEAR, I.E. 2016 (SEE FULL
NOTICE OF AGM FOR DETAILS)
6.3 ADVISORY VOTE ON THE 2014 COMPENSATION Mgmt Take No Action
REPORT
7.1 RE-ELECTION OF JOERG REINHARDT, PH.D., AND Mgmt Take No Action
RE-ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS (IN A SINGLE VOTE)
7.2 RE-ELECTION OF DIMITRI AZAR, M.D., AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
7.3 RE-ELECTION OF VERENA A. BRINER, M.D., AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
7.4 RE-ELECTION OF SRIKANT DATAR, PH.D., AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
7.5 RE-ELECTION OF ANN FUDGE AS A MEMBER OF THE Mgmt Take No Action
BOARD OF DIRECTORS
7.6 RE-ELECTION OF PIERRE LANDOLT, PH.D., AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
7.7 RE-ELECTION OF ANDREAS VON PLANTA, PH.D AS Mgmt Take No Action
A MEMBER OF THE BOARD OF DIRECTORS
7.8 RE-ELECTION OF CHARLES L. SAWYERS, M.D., AS Mgmt Take No Action
A MEMBER OF THE BOARD OF DIRECTORS
7.9 RE-ELECTION OF ENRICO VANNI, PH.D., AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
7.10 RE-ELECTION OF WILLIAM T. WINTERS AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
7.11 ELECTION OF NANCY C. ANDREWS, M.D., PH.D., Mgmt Take No Action
AS A MEMBER OF THE BOARD OF DIRECTORS
8.1 RE-ELECTION OF SRIKANT DATAR, PH.D., AS Mgmt Take No Action
MEMBER OF THE COMPENSATION COMMITTEE
8.2 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt Take No Action
COMPENSATION COMMITTEE
8.3 RE-ELECTION OF ENRICO VANNI, PH.D., AS Mgmt Take No Action
MEMBER OF THE COMPENSATION COMMITTEE
8.4 ELECTION OF WILLIAM T. WINTERS AS MEMBER OF Mgmt Take No Action
THE COMPENSATION COMMITTEE
9 RE-ELECTION OF THE STATUTORY AUDITOR: Mgmt Take No Action
PRICEWATERHOUSECOOPERS AG
10 RE-ELECTION OF THE INDEPENDENT PROXY: LIC. Mgmt Take No Action
IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW,
BASEL
B IF ALTERNATIVE MOTIONS UNDER THE AGENDA Mgmt Take No Action
ITEMS PUBLISHED IN THE NOTICE OF ANNUAL
GENERAL MEETING AND/OR MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS (ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS) ARE PROPOSED AT THE ANNUAL
GENERAL MEETING, I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (YES
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST
ALTERNATIVE/ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 705861816
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 19-Mar-2015
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 431351 DUE TO ADDITION OF
RESOLUTION 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
2 ADOPTION OF THE AUDITED ANNUAL REPORT 2014 Mgmt For For
3.1 APPROVAL OF ACTUAL REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS FOR 2014
3.2 APPROVAL OF REMUNERATION LEVEL OF THE BOARD Mgmt For For
OF DIRECTORS FOR 2015
4 RESOLUTION TO DISTRIBUTE THE PROFIT: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT THE
DIVIDEND FOR 2014 IS DKK 5.00 FOR EACH NOVO
NORDISK A OR B SHARE OF DKK 0.20
5.1 ELECTION OF GORAN ANDO AS CHAIRMAN Mgmt For For
5.2 ELECTION OF JEPPE CHRISTIANSEN AS VICE Mgmt For For
CHAIRMAN
5.3A ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: BRUNO ANGELICI
5.3B ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: SYLVIE GREGOIRE
5.3C ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LIZ HEWITT
5.3D ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: THOMAS PAUL KOESTLER
5.3E ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: EIVIND KOLDING
5.3F ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MARY SZELA
6 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR
7.1 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
REDUCTION OF THE COMPANY'S B SHARE CAPITAL
FROM DKK 422,512,800 TO DKK 412,512,800
7.2 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION OF THE BOARD OF DIRECTORS TO
ALLOW THE COMPANY TO ACQUIRE OWN SHARES
7.3 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT TO THE ARTICLES OF ASSOCIATION;
DISTRIBUTION OF EXTRAORDINARY DIVIDENDS:
NEW ARTICLE 18.3
7.4 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF REVISED REMUNERATION PRINCIPLES
8 THE BOARD DOES NOT MAKE ANY RECOMMENDATION Mgmt For For
ON RESOLUTION: PROPOSALS FROM SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
PANDORA A/S, GLOSTRUP Agenda Number: 705556251
--------------------------------------------------------------------------------------------------------------------------
Security: K7681L102
Meeting Type: EGM
Meeting Date: 09-Oct-2014
Ticker:
ISIN: DK0060252690
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
1 ELECTION OF MEMBERS TO THE BOARD OF Mgmt For For
DIRECTOR: PEDER TUBORGH
2 ANY OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PANDORA A/S, GLOSTRUP Agenda Number: 705837132
--------------------------------------------------------------------------------------------------------------------------
Security: K7681L102
Meeting Type: AGM
Meeting Date: 18-Mar-2015
Ticker:
ISIN: DK0060252690
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "7.1 TO 7.9 AND 8".
THANK YOU.
1 THE BOARD OF DIRECTORS' REPORT ON THE Non-Voting
COMPANY'S ACTIVITIES DURING THE PAST
FINANCIAL YEAR
2 ADOPTION OF THE ANNUAL REPORT 2014 Mgmt For For
3.1 RESOLUTION PROPOSED BY THE BOARD OF Mgmt For For
DIRECTORS ON REMUNERATION TO THE BOARD OF
DIRECTORS FOR 2014 AND 2015: APPROVAL OF
REMUNERATION FOR 2014
3.2 RESOLUTION PROPOSED BY THE BOARD OF Mgmt For For
DIRECTORS ON REMUNERATION TO THE BOARD OF
DIRECTORS FOR 2014 AND 2015 :APPROVAL OF
REMUNERATION LEVEL FOR 2015
4 RESOLUTION PROPOSED ON THE DISTRIBUTION OF Mgmt For For
PROFIT AS RECORDED IN THE ADOPTED ANNUAL
REPORT, INCLUDING THE PROPOSED AMOUNT OF
ANY DIVIDEND TO BE DISTRIBUTED OR PROPOSAL
TO COVER ANY LOSS: DKK 9.0 PER SHARE
5 RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE BOARD OF DIRECTORS AND THE EXECUTIVE
MANAGEMENT
6.1 ANY PROPOSAL BY THE SHAREHOLDERS AND/OR Mgmt For For
BOARD OF DIRECTORS.THE BOARD OF DIRECTORS
HAS SUBMITTED THE FOLLOWING PROPOSAL:
REDUCTION OF THE COMPANY'S SHARE CAPITAL
6.2 ANY PROPOSAL BY THE SHAREHOLDERS AND/OR Mgmt For For
BOARD OF DIRECTORS.THE BOARD OF DIRECTORS
HAS SUBMITTED THE FOLLOWING
PROPOSAL:AUTHORITY TO THE BOARD OF
DIRECTORS TO LET THE COMPANY BUY BACK
TREASURY SHARES
6.3 ANY PROPOSAL BY THE SHAREHOLDERS AND/OR Mgmt For For
BOARD OF DIRECTORS. THE BOARD OF DIRECTORS
HAS SUBMITTED THE FOLLOWING PROPOSAL:
AMENDMENTS TO THE COMPANY'S ARTICLES OF
ASSOCIATION
6.4 ANY PROPOSAL BY THE SHAREHOLDERS AND/OR Mgmt For For
BOARD OF DIRECTORS. THE BOARD OF DIRECTORS
HAS SUBMITTED THE FOLLOWING PROPOSAL:
AUTHORITY TO THE CHAIRMAN OF THE ANNUAL
GENERAL MEETING
7.1 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: PEDER TUBORGH
7.2 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: CHRISTIAN FRIGAST
7.3 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ALLAN LEIGHTON
7.4 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ANDREA DAWN ALVEY
7.5 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: RONICA WANG
7.6 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ANDERS BOYER-SOGAARD
7.7 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: BJORN GULDEN
7.8 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: PER BANK
7.9 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MICHAEL HAUGE SORENSEN
8 ELECTION OF AUDITOR: THE BOARD OF DIRECTORS Mgmt For For
PROPOSES RE-ELECTION OF ERNST & YOUNG P/S
AS THE COMPANY'S AUDITOR
9 ANY OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PERNOD-RICARD, PARIS Agenda Number: 705587648
--------------------------------------------------------------------------------------------------------------------------
Security: F72027109
Meeting Type: MIX
Meeting Date: 06-Nov-2014
Ticker:
ISIN: FR0000120693
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 20 OCT 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/1001/201410011404714.pdf. THIS IS A
REVISION DUE TO RECEIPT OF ADDITIONAL URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_223202.PDF. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
JUNE 30, 2014
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
JUNE 30, 2014
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED JUNE 30, 2014 AND SETTING THE
DIVIDEND OF EUR 1.64 PER SHARE
O.4 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt For For
COMMITMENTS PURSUANT TO ARTICLES L.225-86
ET SEQ. OF THE COMMERCIAL CODE
O.5 RENEWAL OF TERM OF MRS. MARTINA Mgmt For For
GONZALEZ-GALLARZA AS DIRECTOR
O.6 RENEWAL OF TERM OF MR. IAN GALLIENNE AS Mgmt For For
DIRECTOR
O.7 RENEWAL OF TERM OF MR. GILLES SAMYN AS Mgmt For For
DIRECTOR
O.8 SETTING THE ANNUAL AMOUNT OF ATTENDANCE Mgmt For For
ALLOWANCES TO BE ALLOCATED TO BOARD MEMBERS
O.9 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MRS. DANIELE RICARD, CHAIRMAN OF
THE BOARD OF DIRECTORS, FOR THE 2013/2014
FINANCIAL YEAR
O.10 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. PIERRE PRINGUET, VICE-CHAIRMAN
OF THE BOARD OF DIRECTORS AND CEO, FOR THE
2013/2014 FINANCIAL YEAR
O.11 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. ALEXANDRE RICARD, MANAGING
DIRECTORS, FOR THE 2013/2014 FINANCIAL YEAR
O.12 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY'S SHARES
E.13 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOCATE FREE PERFORMANCE
SHARES TO EMPLOYEES AND EXECUTIVE CORPORATE
OFFICERS OF THE COMPANY AND COMPANIES OF
THE GROUP
E.14 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO GRANT OPTIONS ENTITLING TO THE
SUBSCRIPTION FOR COMPANY'S SHARES TO BE
ISSUED OR THE PURCHASE OF COMPANY'S
EXISTING SHARES TO EMPLOYEES AND EXECUTIVE
CORPORATE OFFICERS OF THE COMPANY AND
COMPANIES OF THE GROUP
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO INCREASE
SHARE CAPITAL UP TO 2% OF SHARE CAPITAL BY
ISSUING SHARES OR SECURITIES GIVING ACCESS
TO CAPITAL RESERVED FOR MEMBERS OF COMPANY
SAVINGS PLANS WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR
OF THE LATTER
E.16 POWERS TO CARRY OUT ALL REQUIRED LEGAL Mgmt For For
FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934145738
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: WERNER GEISSLER Mgmt For For
1E. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F. ELECTION OF DIRECTOR: JUN MAKIHARA Mgmt For For
1G. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1H. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1I. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1J. ELECTION OF DIRECTOR: FREDERIK PAULSEN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1L. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr Against For
5. SHAREHOLDER PROPOSAL 2 - NON-EMPLOYMENT OF Shr Against For
CERTAIN FARM WORKERS
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934118616
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 09-Mar-2015
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1J. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1K. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1M. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1N. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1O. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 27, 2015.
3. TO APPROVE AN AMENDMENT TO THE 2001 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE SHARE RESERVE BY 25,000,000 SHARES.
4. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROYAL PHILIPS NV, EINDHOVEN Agenda Number: 705913588
--------------------------------------------------------------------------------------------------------------------------
Security: N6817P109
Meeting Type: AGM
Meeting Date: 07-May-2015
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 SPEECH OF THE PRESIDENT Non-Voting
2.A EXPLANATION OF THE IMPLEMENTATION OF THE Non-Voting
REMUNERATION POLICY
2.B EXPLANATION OF POLICY ON ADDITIONS TO Non-Voting
RESERVES AND DIVIDENDS
2.C ADOPTION OF THE 2014 FINANCIAL STATEMENTS Mgmt Against Against
2.D ADOPTION OF A DIVIDEND OF EUR 0.80 PER Mgmt Against Against
COMMON SHARE IN CASH OR SHARES, AT THE
OPTION OF THE SHAREHOLDER
2.E DISCHARGE OF THE RESPONSIBILITIES OF THE Mgmt Against Against
MEMBERS OF THE BOARD OF MANAGEMENT
2.F DISCHARGE OF THE RESPONSIBILITIES OF THE Mgmt Against Against
MEMBERS OF THE SUPERVISORY BOARD
3 ADOPTION OF THE PROPOSAL TO APPROVE THE Mgmt Against Against
SEPARATION OF THE LIGHTING BUSINESS FROM
ROYAL PHILIPS
4.A RE-APPOINT MR FRANS VAN HOUTEN AS Mgmt Against Against
PRESIDENT/CEO AND MEMBER OF THE BOARD OF
MANAGEMENT WITH EFFECT FROM MAY 7, 2015
4.B RE-APPOINT MR RON WIRAHADIRAKSA AS MEMBER Mgmt Against Against
OF THE BOARD OF MANAGEMENT WITH EFFECT FROM
MAY 7, 2015
4.C RE-APPOINT MR PIETER NOTA AS MEMBER OF THE Mgmt Against Against
BOARD OF MANAGEMENT WITH EFFECT FROM MAY 7,
2015
5.A RE-APPOINT MR JACKSON TAI AS MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD WITH EFFECT FROM MAY 7,
2015
5.B RE-APPOINT MR HEINO VON PRONDZYNSKI AS Mgmt Against Against
MEMBER OF THE SUPERVISORY BOARD WITH EFFECT
FROM MAY 7, 2015
5.C RE-APPOINT MR KEES VAN LEDE AS MEMBER OF Mgmt Against Against
THE SUPERVISORY BOARD FOR A TERM OF TWO
YEARS WITH EFFECT FROM MAY 7, 2015
5.D APPOINT MR DAVID PYOTT AS MEMBER OF THE Mgmt Against Against
SUPERVISORY BOARD WITH EFFECT FROM MAY 7,
2015
6 ADOPTION OF THE REVISED REMUNERATION FOR Mgmt Against Against
SUPERVISORY BOARD MEMBERS
7.A APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt Against Against
EXTERNAL AUDITOR OF THE COMPANY
7.B ADOPT THE PROPOSAL TO AMEND THE TERM OF Mgmt Against Against
APPOINTMENT OF THE EXTERNAL AUDITOR IN THE
ARTICLES OF ASSOCIATION
8.A AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt Against Against
ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE
SHARES FOR A PERIOD OF 18 MONTHS, PER MAY
7, 2015, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, UP TO A MAXIMUM OF 10%
OF THE NUMBER OF ISSUED SHARES AS OF MAY 7,
2015, PLUS 10% OF THE ISSUED CAPITAL AS OF
THAT SAME DATE IN CONNECTION WITH OR ON THE
OCCASION OF MERGERS, ACQUISITIONS AND/OR
STRATEGIC ALLIANCES
8.B AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt Against Against
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS FOR
A PERIOD OF 18 MONTHS, PER MAY 7, 2015, AS
THE BODY WHICH IS AUTHORIZED, WITH THE
APPROVAL OF THE SUPERVISORY BOARD, TO
RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS
ACCRUING TO SHAREHOLDERS
9 AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt Against Against
ACQUIRE SHARES IN THE COMPANY FOR A PERIOD
OF 18 MONTHS, EFFECTIVE MAY 7, 2015, WITHIN
THE LIMITS OF THE LAW AND THE ARTICLES OF
ASSOCIATION, TO ACQUIRE, WITH THE APPROVAL
OF THE SUPERVISORY BOARD, FOR VALUABLE
CONSIDERATION, ON THE STOCK EXCHANGE OR
OTHERWISE, SHARES IN THE COMPANY, NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
AS OF MAY 7, 2015, WHICH NUMBER MAY BE
INCREASED BY 10% OF THE ISSUED CAPITAL AS
OF THAT SAME DATE IN CONNECTION WITH THE
EXECUTION OF SHARE REPURCHASE PROGRAMS FOR
CAPITAL REDUCTION PURPOSES
10 AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt Against Against
CANCEL SHARES IN THE SHARE CAPITAL OF THE
COMPANY HELD OR TO BE ACQUIRED BY THE
COMPANY
11 ANY OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 705825137
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 13-Mar-2015
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1.1 ELECTION OF OUTSIDE DIRECTOR GIM HAN JUNG Mgmt For For
2.1.2 ELECTION OF OUTSIDE DIRECTOR I BYEONG GI Mgmt For For
2.2 ELECTION OF INSIDE DIRECTOR GWON O HYEON Mgmt For For
2.3 ELECTION OF AUDIT COMMITTEE MEMBER GIM HAN Mgmt For For
JUNG
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA, PARIS Agenda Number: 705887543
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 04-May-2015
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 14 APR 2015: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
015/0311/201503111500474.pdf . THIS IS A
REVISION DUE TO RECEIPT OF ADDITIONAL URL
LINK:
http://www.journal-officiel.gouv.fr//pdf/20
15/0413/201504131501041.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2014 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2014 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME AND SETTING THE Mgmt For For
DIVIDEND
O.4 AGREEMENTS AND COMMITMENTS PURSUANT TO Mgmt For For
ARTICLES L.225-38 ET SEQ. OF THE COMMERCIAL
CODE
O.5 RENEWAL OF TERM OF MR. SERGE WEINBERG AS Mgmt For For
DIRECTOR
O.6 RENEWAL OF TERM OF MR. SUET-FERN LEE AS Mgmt For For
DIRECTOR
O.7 RATIFICATION OF THE COOPTATION OF MRS. Mgmt For For
BONNIE BASSLER AS DIRECTOR
O.8 RENEWAL OF TERM OF MRS. BONNIE BASSLER AS Mgmt For For
DIRECTOR
O.9 RATIFICATION OF THE COOPTATION OF MR. Mgmt For For
OLIVIER BRANDICOURT AS DIRECTOR
O.10 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. SERGE WEINBERG, CHAIRMAN OF THE
BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR
ENDED ON DECEMBER 31, 2014
O.11 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR. CHRISTOPHER VIEHBACHER, CEO,
FOR THE FINANCIAL YEAR ENDED ON DECEMBER
31, 2014
O.12 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY'S SHARES
E.13 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES AND/OR SECURITIES GIVING ACCESS TO
CAPITAL OF THE COMPANY, ANY SUBSIDIARY
AND/OR ANY OTHER COMPANY WHILE MAINTAINING
PREFERENTIAL SUBSCRIPTION RIGHTS
E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES AND/OR SECURITIES GIVING ACCESS TO
CAPITAL OF THE COMPANY, ANY SUBSIDIARY
AND/OR ANY OTHER COMPANY WITH CANCELLATION
OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA
PUBLIC OFFERING
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES AND/OR SECURITIES GIVING ACCESS TO
CAPITAL OF THE COMPANY, ANY SUBSIDIARY
AND/OR ANY OTHER COMPANY WITH CANCELLATION
OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA
PRIVATE PLACEMENT
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE
DEBT SECURITIES GIVING ACCESS TO CAPITAL OF
SUBSIDIARIES OF THE COMPANY AND/OR ANY
OTHER COMPANIES
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN CASE
OF ISSUANCE OF COMMON SHARES AND/OR
SECURITIES GIVING ACCESS TO CAPITAL OF THE
COMPANY, ANY SUBSIDIARIES AND/OR ANY OTHER
COMPANY WITH OR WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
E.18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE SHARES
AND/OR SECURITIES GIVING ACCESS TO CAPITAL
OF THE COMPANY, ANY SUBSIDIARY AND/OR
ANOTHER COMPANY WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, IN
CONSIDERATION FOR IN-KIND CONTRIBUTIONS
E.19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE SHARE CAPITAL BY INCORPORATION OF
RESERVES, PROFITS, PREMIUMS OR OTHER
AMOUNTS
E.20 DELEGATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
E.21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES OR SECURITIES GIVING ACCESS TO
CAPITAL OF THE COMPANY RESERVED FOR MEMBERS
OF SAVINGS PLANS WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR
OF THE LATTER
E.22 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT FREE ALLOTMENTS OF
EXISTING SHARES OR SHARES TO BE ISSUED TO
EMPLOYEES AND CORPORATE OFFICERS OF THE
GROUP OR SOME OF THEM
E.23 AMENDMENT TO ARTICLE 7 OF THE BYLAWS Mgmt For For
E.24 AMENDMENT TO ARTICLE 19 OF THE BYLAWS Mgmt For For
E.25 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934127348
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 08-Apr-2015
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1C. ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON Mgmt For For
DARKES
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1G. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2014 FINANCIAL Mgmt For For
STATEMENTS AND THE BOARD'S 2014
DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. Agenda Number: 706120956
--------------------------------------------------------------------------------------------------------------------------
Security: J7165H108
Meeting Type: AGM
Meeting Date: 28-May-2015
Ticker:
ISIN: JP3422950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Suzuki, Toshifumi Mgmt For For
2.2 Appoint a Director Murata, Noritoshi Mgmt For For
2.3 Appoint a Director Goto, Katsuhiro Mgmt For For
2.4 Appoint a Director Ito, Junro Mgmt For For
2.5 Appoint a Director Takahashi, Kunio Mgmt For For
2.6 Appoint a Director Shimizu, Akihiko Mgmt For For
2.7 Appoint a Director Isaka, Ryuichi Mgmt For For
2.8 Appoint a Director Anzai, Takashi Mgmt For For
2.9 Appoint a Director Otaka, Zenko Mgmt For For
2.10 Appoint a Director Suzuki, Yasuhiro Mgmt For For
2.11 Appoint a Director Joseph M. DePinto Mgmt For For
2.12 Appoint a Director Scott Trevor Davis Mgmt For For
2.13 Appoint a Director Tsukio, Yoshio Mgmt For For
2.14 Appoint a Director Ito, Kunio Mgmt For For
2.15 Appoint a Director Yonemura, Toshiro Mgmt For For
3 Appoint a Corporate Auditor Eguchi, Masao Mgmt For For
4 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Share Acquisition Rights Issued as
Stock-Linked Compensation Type Stock
Options for Executive Officers of the
Company and Directors and Executive
Officers of the Company's Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
SHIRE PLC, ST HELIER Agenda Number: 705936815
--------------------------------------------------------------------------------------------------------------------------
Security: G8124V108
Meeting Type: AGM
Meeting Date: 28-Apr-2015
Ticker:
ISIN: JE00B2QKY057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2014
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO RE-ELECT DOMINIC BLAKEMORE Mgmt For For
5 TO RE-ELECT WILLIAM BURNS Mgmt For For
6 TO RE-ELECT DR. STEVEN GILLIS Mgmt For For
7 TO RE-ELECT DR. DAVID GINSBURG Mgmt For For
8 TO RE-ELECT DAVID KAPPLER Mgmt For For
9 TO RE-ELECT SUSAN KILSBY Mgmt For For
10 TO RE-ELECT ANNE MINTO Mgmt For For
11 TO RE-ELECT DR. FLEMMING ORNSKOV Mgmt For For
12 TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For
AUDITOR
13 TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK Mgmt For For
COMMITTEE TO DETERMINE THE REMUNERATION OF
THE AUDITOR
14 TO APPROVE THE SHIRE LONG TERM INCENTIVE Mgmt For For
PLAN 2015
15 TO APPROVE THE SHIRE GLOBAL EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
16 TO AUTHORIZE THE ALLOTMENT OF SHARES Mgmt For For
17 TO AUTHORIZE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
18 TO AUTHORIZE PURCHASES OF OWN SHARES Mgmt For For
19 TO APPROVE THE NOTICE PERIOD FOR GENERAL Mgmt For For
MEETINGS
CMMT 30 MAR 2015: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO APPLICATION OF RECORD DATE.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO LTD, SEOUL Agenda Number: 705846321
--------------------------------------------------------------------------------------------------------------------------
Security: Y4935N104
Meeting Type: AGM
Meeting Date: 20-Mar-2015
Ticker:
ISIN: KR7017670001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS FOR THE Mgmt For For
31ST FISCAL YEAR(2014)
2 APPROVAL OF AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION
3 APPROVAL OF THE ELECTION OF DIRECTOR Mgmt For For
(CANDIDATE : JANG, DONG-HYUN)
4 APPROVAL OF THE ELECTION OF A MEMBER OF THE Mgmt For For
AUDIT COMMITTEE (CANDIDATE : LEE, JAE-HOON)
5 APPROVAL OF CEILING AMOUNT OF THE Mgmt For For
REMUNERATION FOR DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 706216668
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 19-Jun-2015
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Official Company Mgmt For For
Name to SoftBank Group Corp., Reduce Term
of Office of Directors to One Year, Adopt
Reduction of Liability System for
Non-Executive Directors and Corporate
Auditors, Increase the Board of Corporate
Auditors Size to 5
3.1 Appoint a Director Son, Masayoshi Mgmt For For
3.2 Appoint a Director Nikesh Arora Mgmt For For
3.3 Appoint a Director Miyauchi, Ken Mgmt For For
3.4 Appoint a Director Ronald D. Fisher Mgmt For For
3.5 Appoint a Director Yun Ma Mgmt For For
3.6 Appoint a Director Miyasaka, Manabu Mgmt For For
3.7 Appoint a Director Yanai, Tadashi Mgmt For For
3.8 Appoint a Director Mark Schwartz Mgmt For For
3.9 Appoint a Director Nagamori, Shigenobu Mgmt For For
4.1 Appoint a Corporate Auditor Murata, Mgmt For For
Tatsuhiro
4.2 Appoint a Corporate Auditor Toyama, Atsushi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 934118680
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 18-Mar-2015
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2015.
4. ESTABLISH A BOARD COMMITTEE ON Shr Against For
SUSTAINABILITY.
5. REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 934169992
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1C. ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D. ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E. ELECTION OF DIRECTOR: W. FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H. ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I. ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1J. ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1K. ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1L. ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2. TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 934140182
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD E. COX, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: SRIKANT M. DATAR, Mgmt For For
PH.D.
1C. ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM Mgmt For For
1D. ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI Mgmt For For
1E. ELECTION OF DIRECTOR: ALLAN C. GOLSTON Mgmt For For
1F. ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1H. ELECTION OF DIRECTOR: ANDREW K. SILVERNAIL Mgmt For For
1I. ELECTION OF DIRECTOR: RONDA E. STRYKER Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3. APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD Agenda Number: 706163209
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 09-Jun-2015
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1 2014 ANNUAL BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
2 2014 PROFIT DISTRIBUTION. CASH DIVIDEND: Mgmt For For
TWD 4.5 PER SHARE
3.1 THE ELECTION OF THE DIRECTOR: MORRIS CHANG, Mgmt For For
SHAREHOLDER NO. 4515
3.2 THE ELECTION OF THE DIRECTOR: F.C. TSENG, Mgmt For For
SHAREHOLDER NO. 104
3.3 THE ELECTION OF THE DIRECTOR: NATIONAL Mgmt For For
DEVELOPMENT FUND EXECUTIVE YUAN,
SHAREHOLDER NO. 1, JOHNSEE LEE AS
REPRESENTATIVE
3.4 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
SIR PETER LEAHY BONFIELD, SHAREHOLDER NO.
504512XXX
3.5 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
STAN SHIH, SHAREHOLDER NO. 534770
3.6 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt Abstain Against
THOMAS J. ENGIBOUS, SHAREHOLDER NO.
515274XXX
3.7 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
KOK CHOO CHEN, SHAREHOLDER NO. A210358XXX
3.8 THE ELECTION OF THE INDEPENDENT DIRECTOR: Mgmt For For
MICHAEL R. SPLINTER, SHAREHOLDER NO.
488601XXX
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 705938225
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 13-May-2015
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2015/0330/LTN201503301236.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2015/0330/LTN201503301228.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2014
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.i.a TO RE-ELECT Mr LI DONG SHENG AS DIRECTOR Mgmt Abstain Against
3.i.b TO RE-ELECT Mr IAIN FERGUSON BRUCE AS Mgmt Abstain Against
DIRECTOR
3.ii TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND TO AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5
AS SET OUT IN THE NOTICE OF THE AGM)
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES (ORDINARY RESOLUTION 6
AS SET OUT IN THE NOTICE OF THE AGM)
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt For For
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED (ORDINARY RESOLUTION 7 AS SET
OUT IN THE NOTICE OF THE AGM)
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 934138163
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: MARC BOLLAND Mgmt For For
1D. ELECTION OF DIRECTOR: ANA BOTIN Mgmt For For
1E. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1G. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1H. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1I. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1M. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1N. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1O. ELECTION OF DIRECTOR: DAVID B. WEINBERG Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
4. SHAREOWNER PROPOSAL REGARDING PROXY ACCESS Shr Against For
5. SHAREOWNER PROPOSAL REGARDING RESTRICTED Shr Against For
STOCK
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934163584
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1C. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1E. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1F. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1G. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1H. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG A. MENEAR Mgmt For For
1J. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
CHAIRMAN OF THE BOARD
5. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr Against For
SHAREHOLDER MEETINGS
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934118666
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 12-Mar-2015
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2015.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO INDEPENDENT BOARD CHAIRMAN.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO ACCELERATION OF EXECUTIVE PAY.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 706119206
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: OGM
Meeting Date: 29-May-2015
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 452883 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
015/0504/201505041501610.pdf
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2014
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2014
3 ALLOCATION OF INCOME AND SETTING THE Mgmt For For
DIVIDEND, OPTION FOR THE PAYMENT OF THE
2014 FINAL DIVIDEND IN SHARES
4 OPTION FOR INTERIM PAYMENTS OF THE DIVIDEND Mgmt For For
IN SHARES FOR THE 2015 FINANCIAL
YEAR-DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS
5 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
6 RENEWAL OF TERM OF MR. PATRICK ARTUS AS Mgmt For For
DIRECTOR
7 RENEWAL OF TERM OF MRS. ANNE-MARIE IDRAC AS Mgmt For For
DIRECTOR
8 APPOINTMENT OF MR. PATRICK POUYANNE AS Mgmt For For
DIRECTOR
9 COMMITMENT PURSUANT TO ARTICLE L.225-42-1 Mgmt For For
OF THE COMMERCIAL CODE IN FAVOR OF MR.
PATRICK POUYANNE
10 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2014 TO MR. THIERRY DESMAREST,
CHAIRMAN OF THE BOARD OF DIRECTORS SINCE
OCTOBER 22, 2014
11 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2014 TO MR. PATRICK POUYANNE,
CEO SINCE OCTOBER 22, 2014
12 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2014 TO MR. CHRISTOPHE DE
MARGERIE, PRESIDENT AND CEO UNTIL OCTOBER
20, 2014
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RECOMMENDATION TO THE
BOARD OF DIRECTORS FOR A FAIR DISTRIBUTION
BETWEEN SHAREHOLDERS AND EMPLOYEES (NOT
APPROVED BY THE BOARD OF DIRECTORS)
--------------------------------------------------------------------------------------------------------------------------
TOURMALINE OIL CORP. Agenda Number: 934221196
--------------------------------------------------------------------------------------------------------------------------
Security: 89156V106
Meeting Type: Annual
Meeting Date: 03-Jun-2015
Ticker: TRMLF
ISIN: CA89156V1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO FIX THE NUMBER OF DIRECTORS TO BE Mgmt For For
ELECTED AT THE MEETING AT TEN (10)
02 DIRECTOR
MICHAEL L. ROSE Mgmt For For
WILLIAM D. ARMSTRONG Mgmt For For
LEE A. BAKER Mgmt For For
ROBERT W. BLAKELY Mgmt For For
JOHN W. ELICK Mgmt For For
KEVIN J. KEENAN Mgmt For For
PHILLIP A. LAMOREAUX Mgmt For For
ANDREW B. MACDONALD Mgmt For For
CLAYTON H. RIDDELL Mgmt For For
BRIAN G. ROBINSON Mgmt For For
03 AN ORDINARY RESOLUTION TO APPOINT KPMG LLP, Mgmt For For
CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
AND THE AUTHORIZATION OF THE DIRECTORS TO
FIX THEIR REMUNERATION AS SUCH.
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 706194735
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 16-Jun-2015
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Uchiyamada, Takeshi Mgmt For For
2.2 Appoint a Director Toyoda, Akio Mgmt For For
2.3 Appoint a Director Kodaira, Nobuyori Mgmt For For
2.4 Appoint a Director Kato, Mitsuhisa Mgmt For For
2.5 Appoint a Director Sudo, Seiichi Mgmt For For
2.6 Appoint a Director Terashi, Shigeki Mgmt For For
2.7 Appoint a Director Hayakawa, Shigeru Mgmt For For
2.8 Appoint a Director Didier Leroy Mgmt For For
2.9 Appoint a Director Ijichi, Takahiko Mgmt For For
2.10 Appoint a Director Uno, Ikuo Mgmt Abstain Against
2.11 Appoint a Director Kato, Haruhiko Mgmt For For
2.12 Appoint a Director Mark T. Hogan Mgmt For For
3.1 Appoint a Corporate Auditor Kato, Masahiro Mgmt For For
3.2 Appoint a Corporate Auditor Kagawa, Mgmt For For
Yoshiyuki
3.3 Appoint a Corporate Auditor Wake, Yoko Mgmt For For
3.4 Appoint a Corporate Auditor Ozu, Hiroshi Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Sakai, Ryuji
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Amend Articles to Adopt Reduction of Mgmt For For
Liability System for Non-Executive
Directors and Corporate Auditors
7 Amend Articles to Issue Class Shares and Mgmt For For
Approve Delegation of Authority to the
Board of Directors to Determine Offering
Terms for the Offered Shares
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 934142871
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. ABNEY Mgmt For For
1B. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1G. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1H. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN T. STANKEY Mgmt For For
1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO APPROVE THE 2015 OMNIBUS INCENTIVE Mgmt For For
COMPENSATION PLAN.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
4. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For
5. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr Against For
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
6. SHAREOWNER PROPOSAL REGARDING TAX GROSS-UPS Shr Against For
PAYMENTS TO SENIOR EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 934105001
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Special
Meeting Date: 29-Dec-2014
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt No vote
OF MERGER, DATED AS OF OCTOBER 17, 2014,
PURSUANT TO WHICH ONTARIO MERGER SUB, INC.
WILL MERGE WITH AND INTO WALGREEN CO. (THE
"REORG MERGER") AND WALGREEN CO. WILL
SURVIVE THE REORG MERGER AS A WHOLLY OWNED
SUBSIDIARY OF WALGREENS BOOTS ALLIANCE,
INC., AND TO APPROVE AND ADOPT THE REORG
MERGER AND THE REORGANIZATION (AS DEFINED
IN THE ACCOMPANYING PROXY
STATEMENT/PROSPECTUS) (THE "REORGANIZATION
PROPOSAL").
2. TO APPROVE THE ISSUANCE, IN A PRIVATE Mgmt No vote
PLACEMENT, OF SHARES OF (A) IF THE
REORGANIZATION PROPOSAL IS APPROVED AND THE
REORGANIZATION COMPLETED, WALGREENS BOOTS
ALLIANCE, INC. COMMON STOCK OR (B) IF THE
REORGANIZATION PROPOSAL IS NOT APPROVED OR
THE REORGANIZATION IS NOT OTHERWISE
COMPLETED, WALGREEN CO. COMMON STOCK, IN
EITHER CASE TO THE SELLERS (AS DEFINED IN
THE ACCOMPANYING PROXY
STATEMENT/PROSPECTUS) IN CONNECTION WITH
THE COMPLETION OF THE STEP 2 ACQUISITION
(AS DEFINED IN THE ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL).
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt No vote
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE AND ADOPT THE
REORGANIZATION PROPOSAL OR THE SHARE
ISSUANCE PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE Agenda Number: 934190202
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108
Meeting Type: Annual
Meeting Date: 28-May-2015
Ticker: WBA
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1E. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN A. LEDERER Mgmt For For
1G. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1H. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For
1I. ELECTION OF DIRECTOR: BARRY ROSENSTEIN Mgmt For For
1J. ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER Mgmt For For
1K. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS WALGREENS BOOTS ALLIANCE, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. STOCKHOLDER PROPOSAL REGARDING AN EXECUTIVE Shr Against For
EQUITY RETENTION POLICY.
5. STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr Against For
VESTING OF EQUITY AWARDS OF SENIOR
EXECUTIVES UPON A CHANGE IN CONTROL.
6. STOCKHOLDER PROPOSAL REGARDING PROXY Shr Against For
ACCESS.
7. STOCKHOLDER PROPOSAL REGARDING LINKING Shr Against For
EXECUTIVE PAY TO PERFORMANCE ON
SUSTAINABILITY GOALS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934141374
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt For For
1F) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1G) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1H) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1I) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1J) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1K) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1L) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1M) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1O) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
1P) ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. PROVIDE A REPORT ON THE COMPANY'S LOBBYING Shr Against For
POLICIES AND PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WPP PLC, ST HELIER Agenda Number: 706113696
--------------------------------------------------------------------------------------------------------------------------
Security: G9788D103
Meeting Type: AGM
Meeting Date: 09-Jun-2015
Ticker:
ISIN: JE00B8KF9B49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND APPROVE THE AUDITED ACCOUNTS Mgmt For For
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3 TO APPROVE THE IMPLEMENTATION REPORT OF THE Mgmt For For
COMPENSATION COMMITTEE
4 TO APPROVE THE SUSTAINABILITY REPORT OF THE Mgmt For For
DIRECTORS
5 TO ELECT ROBERTO QUARTA AS A DIRECTOR Mgmt For For
6 TO RE-ELECT ROGER AGNELLI AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DR JACQUES AIGRAIN AS A Mgmt For For
DIRECTOR
8 TO RE-ELECT RUIGANG LI AS A DIRECTOR Mgmt For For
9 TO RE-ELECT PAUL RICHARDSON AS A DIRECTOR Mgmt For For
10 TO RE-ELECT HUGO SHONG AS A DIRECTOR Mgmt For For
11 TO RE-ELECT TIMOTHY SHRIVER AS A DIRECTOR Mgmt For For
12 TO RE-ELECT SIR MARTIN SORRELL AS A Mgmt For For
DIRECTOR
13 TO RE-ELECT SALLY SUSMAN AS A DIRECTOR Mgmt For For
14 TO RE-ELECT SOLOMON TRUJILLO AS A DIRECTOR Mgmt For For
15 TO RE-ELECT SIR JOHN HOOD AS A DIRECTOR Mgmt For For
16 TO RE-ELECT CHARLENE BEGLEY AS A DIRECTOR Mgmt For For
17 TO RE-ELECT NICOLE SELIGMAN AS A DIRECTOR Mgmt For For
18 TO RE-ELECT DANIELA RICCARDI AS A DIRECTOR Mgmt For For
19 TO RE-APPOINT THE AUDITORS AND AUTHORISE Mgmt For For
THE DIRECTORS TO DETERMINE THEIR
REMUNERATION
20 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
RELEVANT SECURITIES
21 TO APPROVE THE 2015 SHARE OPTION PLAN Mgmt For For
22 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
23 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
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ZIMMER HOLDINGS, INC. Agenda Number: 934149534
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 05-May-2015
Ticker: ZMH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. FARRELL Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1I. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1J. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For
PH.D.
2. APPROVE THE AMENDED STOCK PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS
3. APPROVE THE AMENDED AND RESTATED DEFERRED Mgmt For For
COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
5. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) CALAMOS GLOBAL TOTAL RETURN FUND
By (Signature) /s/ John P. Calamos, Sr.
Name John P. Calamos, Sr.
Title President
Date 08/26/2015