UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Warrants (right to buy) | Â (2) | 11/12/2019 | Class A Common Stock | 417,483 | $ (2) | D | Â |
Option to Purchase | 01/25/2013 | 01/10/2021 | Class A Common Stock | 150,000 | $ 21 | D | Â |
Option to Purchase | 01/25/2013 | 03/08/2022 | Class A Common Stock | 50,000 | $ 20.62 | D | Â |
Option to Purchase | Â (3) | 12/23/2023 | Class A Common Stock | 100,000 | $ 19.75 | D | Â |
Option to Purchase | Â (4) | 02/05/2024 | Class A Common Stock | 10,000 | $ 19.75 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ORAN STUART I 2500 WESTON ROAD SUITE 300 WESTON, FL 33331 |
 X |  |  Secretary |  |
/s/ Stuart Oran | 07/31/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Bond Street Management, LLC is the managing member of Bond Street Investors LLC, and as such has the power to vote, or to direct the voting, of the shares of the Company held by Bond Street Investors LLC. Bond Street Investors, LLC is a Delaware limited liability company and a shareholder of the Company and in which certain of our directors and officers, among others, have an interest. |
(2) | Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28. |
(3) | These options vested immediately upon issuance on December 23, 2013, however none of such options are exercisable until the earlier to occur of a change in control transaction or an initial public offering. In the event of an initial public offering, the options become exercisable in equal installments 6, 18 and 30 months following such offering. |
(4) | These options were granted on February 5, 2014 and vest on each of March 31, 2014, June 30, 2014, September 30, 2014 and December 31, 2014 in equal installments. |