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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase | $ 21 | 08/25/2016 | M | 50,000 | 01/25/2013 | 09/16/2020 | Class A Common Stock | 50,000 | $ 0 | 0 | D | ||||
Option to Purchase | $ 21 | 08/25/2016 | M | 50,000 | 01/25/2013 | 01/10/2021 | Class A Common Stock | 50,000 | $ 0 | 0 | D | ||||
Option to Purchase | $ 20.62 | 08/25/2016 | M | 50,000 | 01/25/2013 | 03/08/2022 | Class A Common Stock | 50,000 | $ 0 | 0 | D | ||||
Option to Purchase | $ 19.25 | 08/25/2016 | M | 10,000 | 01/25/2013 | 01/17/2023 | Class A Common Stock | 10,000 | $ 0 | 0 | D | ||||
Option to Purchase | $ 19.75 | 08/25/2016 | M | 10,000 | (3) | 02/05/2024 | Class A Common Stock | 10,000 | $ 0 | 0 | D | ||||
Option to Purchase | $ 23.97 | 08/25/2016 | M | 10,000 | (4) | 02/10/2025 | Class A Common Stock | 10,000 | $ 0 | 0 | D | ||||
Option to Purchase | $ 29.98 | 08/25/2016 | M | 5,000 | (5) | 02/23/2026 | Class A Common Stock | 5,000 | $ 0 | 5,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NOVELLY PAUL A. 200 W. COCONUT PALM ROAD BOCA RATON, FL 33432 |
X |
/s/ Douglas Bates, as Attorney-in-Fact for Paul Anthony Novelly | 08/29/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On August 25, 2016, Mr. Novelly transferred 185,000 directly owned shares of Class A Common Stock to the Paul A. Novelly Living Trust, of which Mr. Novelly is the settlor and serves as the sole trustee. |
(2) | Shares of Class A Common Stock owned by St. Albans Global Management Limited Partnership, LLLP, ("SAGM"), which Mr. Novelly may be deemed to beneficially own by reason of his position as chief executive officer of, and his minor pecuniary interest in, SAGM. Mr. Novelly disclaims beneficial ownership of any shares held by SAGM except to the extent of his minor pecuniary interest. |
(3) | These options were granted on February 5, 2014 and vested on each of March 31, 2014, June 30, 2014, September 30, 2014 and December 31, 2014 in equal installments. |
(4) | These options were granted on February 10, 2015 and vested on each of April 1, 2015, July 1, 2015, October 1, 2015 and January 1, 2016 in equal installments. |
(5) | These options were granted on February 23, 2016 and vest on each of April 1, 2016, July 1, 2016, October 1, 2016 and January 1, 2017 in equal installments. |