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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options | $ 3.8672 | 11/17/2009 | G(3) | V | 14,181 | 04/09/2004 | 04/29/2014 | Common Stock, par value $0.000001 per share | 14,181 | $ 0 | 0 | I | By 75260G trust |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KOTICK ROBERT A C/O ACTIVISION BLIZZARD, INC. 3100 OCEAN PARK BOULEVARD SANTA MONICA, CA 90405 |
X | President & CEO |
/s/ Robert A. Kotick | 01/05/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On December 31, 2009, 242,425 restricted stock units held by Mr. Kotick vested. Pursuant to the terms of his restricted stock unit award, he elected to have the Company withhold 113,164 of the shares otherwise deliverable to him in order to satisfy the resulting tax withholding obligation. |
(2) | Includes 100,000 shares previously held indirectly by Delmonte Invesments, LLC (previously reported as having been 100,002 shares), which were distributed to Mr. Kotick on November 18, 2009 and are now held directly by the 10122B Trust Following the transactions reported on this Form 4, Mr. Kotick directly held 3,096,565 shares of the Company's common stock, consisting of (a) 2,500,000 performance shares of the Company's common stock, (b) 242,424 restricted stock units and (c) 354,141 shares of the Company's common stock. |
(3) | On November 17, 2009, the 75260G Trust made a gift of the options to the 45121I Trust. |