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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 05/31/2006 | 05/31/2006 | A | 954 | 05/15/2007(2) | (2) | Common Stock | 954 | (3) | 954 | D | |||
Stock Options (right to buy) | $ 46.25 | 05/31/2006 | 05/31/2006 | D | 1,139 | (4) | 12/14/2013 | Common Stock | 1,139 | (5) | 0 | D | |||
Stock Options (Right to Buy) | $ 46.25 | 05/31/2006 | 05/31/2006 | D | 166 | (6) | 12/14/2013 | Common Stock | 166 | (7) | 0 | D | |||
Stock Options (Right to Buy) | $ 46.25 | 05/31/2006 | 05/31/2006 | D | 479 | (4) | 12/14/2013 | Common Stock | 479 | (8) | 0 | D | |||
Stock Options (Right to Buy) | $ 52.5 | 05/31/2006 | 05/31/2006 | D | 1,600 | (9) | 11/16/2013 | Common Stock | 1,600 | (10) | 0 | D | |||
Stock Options (Right to Buy) | $ 143.75 | 05/31/2006 | 05/31/2006 | D | 7 | (11) | 02/17/2012 | Common Stock | 7 | (12) | 0 | D | |||
Stock Options (Right to Buy) | $ 143.75 | 05/31/2006 | 05/31/2006 | D | 359 | (11) | 02/17/2012 | Common Stock | 359 | (13) | 0 | D | |||
Stock Options (Right to Buy) | $ 181.75 | 05/31/2006 | 05/31/2006 | D | 166 | (14) | 11/15/2011 | Common Stock | 166 | (15) | 0 | D | |||
Stock Options (Right to Buy) | $ 107.25 | 05/31/2006 | 05/31/2006 | D | 17 | (16) | 10/16/2011 | Common Stock | 17 | (12) | 0 | D | |||
Stock Options (Right to Buy) | $ 107.25 | 05/31/2006 | 05/31/2006 | D | 440 | (17) | 10/16/2011 | Common Stock | 440 | (18) | 0 | D | |||
Stock Options (Right to Buy) | $ 107.25 | 05/31/2006 | 05/31/2006 | D | 219 | (19) | 10/16/2011 | Common Stock | 219 | (20) | 0 | D | |||
Stock Options (Right to Buy) | $ 107.25 | 05/31/2006 | 05/31/2006 | D | 439 | (21) | 10/16/2011 | Common Stock | 439 | (18) | 0 | D | |||
Stock Options (Right to Buy) | $ 107.25 | 05/31/2006 | 05/31/2006 | D | 1,199 | (22) | 10/16/2011 | Common Stock | 1,199 | (23) | 0 | D | |||
Stock Options (Right to Buy) | $ 107.25 | 05/31/2006 | 05/31/2006 | D | 8 | (24) | 10/16/2011 | Common Stock | 8 | (25) | 0 | D | |||
Stock Options (Right to Buy) | $ 553.91 | 05/31/2006 | 05/31/2006 | D | 80 | (26) | 11/28/2009 | Common Stock | 80 | (25) | 0 | D | |||
Stock Options (Right to Buy) | $ 553.91 | 05/31/2006 | 05/31/2006 | D | 200 | (26) | 11/28/2009 | Common Stock | 200 | (12) | 0 | D | |||
Stock Options (Right to Buy) | $ 261.72 | 05/31/2006 | 05/31/2006 | D | 320 | (27) | 10/03/2009 | Common Stock | 320 | (28) | 0 | D | |||
Stock Options (Right to Buy) | $ 150.78 | 05/31/2006 | 05/31/2006 | D | 160 | (29) | 04/18/2009 | Common Stock | 160 | (30) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wardak M Miriam 11701 LUNA ROAD DALLAS, TX 75234 |
Sr. VP, Human Resources |
Robin Gunter, Attorney-in-Fact | 06/02/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of ITWO common stock. |
(2) | The restricted stock units vest in two equal annual installments beginning May 15, 2007. |
(3) | On May 31, 2006, i2 Technologies canceled, pursuant to i2's Option Exchange Program, various option grants issued to the reporting person totalling 6,998 shares with exercise prices of $46.25 and above. In exchange for these options, the reporting person received a grant for 954 restricted stock units. |
(4) | The canceled option provided for vesting as to 1% on 12-15-2003; 24% on 12-15-2004; the remaining shares vested in 36 equal monthly installments thereafter. |
(5) | Pursuant to i2's Option Exchange Program, in exchange for this option, reporting person received 227 restricted stock units. |
(6) | The canceled option was fully vested. |
(7) | Pursuant to i2's Option Exchange Program, in exchange for this option, reporting person received 33 restricted stock units. |
(8) | Pursuant to i2's Option Exchange Program, in exchange for this option, reporting person received 96 restricted stock units. |
(9) | The canceled option provided for vesting as to 1% on 02-17-2003; 24% on 02-17-2004; the remaining shares vested in 36 equal monthly installments thereafter. |
(10) | Pursuant to i2's Option Exchange Program, in exchange for this option, reporting person received 320 restricted stock units. |
(11) | The canceled option provided for vested as to 25% on 01-21-2003; the remaining shares vested in 36 equal monthly installments thereafter. |
(12) | Pursuant to i2's Option Exchange Program, in exchange for this option, reporting person received 2 restricted stock units. |
(13) | Pursuant to i2's Option Exchange Program, in exchange for this option, reporting person received 32 restricted stock units. |
(14) | The canceled option provided for vesting as to 25% on 12-16-2001; the remaining shares vested in 36 equal monthly installments thereafter. |
(15) | Pursuant to i2's Option Exchange Program, in exchange for this option, reporting person received 15 restricted stock units. |
(16) | The canceled option provided for vesting as to 25% on 04-14-2001; the remaining shares vested in 36 equal monthly installments thereafter. |
(17) | The canceled option provided for vesting as to 25% on 07-20-2001; the remaining share vested in 36 equal monthly installments thereafter. |
(18) | Pursuant to i2's Option Exchange Program, in exchange for this option, reporting person received 39 restricted stock units. |
(19) | The canceled option provided for vesting as to 25% on 02-19-2002; the remaining shares vested in 36 equal monthly installments thereafter. |
(20) | Pursuant to i2's Option Exchange Program, in exchange for this option, reporting person received 19 restricted stock units. |
(21) | The canceled option provided for vesting as to 25% on 11-15-2001; the remaining shares vested in 36 equal monthly installments thereafter. |
(22) | The canceled option provided for vesting as to 25% on 04-17-2002; the remaining shares vested in 36 equal monthly installments thereafter. |
(23) | Pursuant to i2's Option Exchange Program, in exchange for this option, reporting person received 108 restricted stock units. |
(24) | The canceled option provided for vesting as to 25% on 08-17-2002; the remaining shares vested in 36 equal monthly installments thereafter. |
(25) | Pursuant to i2's Option Exchnage Program, in exchange for this option, reporting person received 1 restricted stock unit. |
(26) | The canceled option proivded for vesting in 4 equal annual installments beginning 11-29-2000. |
(27) | The canceled option provided for vesting in four equal annual installments beginning 10-04-2000. |
(28) | Pursuant to i2's Option Exchange Program, in exchange for this option, reporting person received 4 restricted stock units. |
(29) | The canceled option provided for vesting in four equal annual installments beginning 04-19-2000. |
(30) | Pursuant to i2's Option Exchange Program, in exchange for this option, reporting person received 14 restricted stock units. |