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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (Right to Buy) | $ 56.97 | 03/05/2018 | M(1) | 51,200 | 08/23/2016 | 08/23/2023 | Common Stock, Par Value $1.00 | 51,200 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MEHNERT DANA A 400 INITIATIVE DRIVE ROCHESTER, NY 14620 |
SVP, Chief Global Bus Dev Off |
By: /s/ Scott T. Mikuen, Attorney-in-Fact, For: Dana A. Mehnert | 03/06/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The exercise of an option and sale of the underlying 51,200 shares on March 5, 2018 as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on January 31, 2018, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. |
(2) | The price reported in Column 4 for the sale of 10,500 shares is a weighted average sale price of $151.69. The sale prices ranged from $151.20 to $152.16. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. |
(3) | The price reported in Column 4 for the sale of 11,792 shares is a weighted average sale price of $152.98. The sale prices ranged from $152.29 to $153.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. |
(4) | The price reported in Column 4 for the sale of 28,508 shares is a weighted average sale price of $153.82. The sale prices ranged from $153.29 to $154.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. |
(5) | The price reported in Column 4 for the sale of 400 shares is a weighted average sale price of $154.31. The sale prices ranged from $154.30 to $154.34. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. |
(6) | Aggregate of 74,435.45 shares listed in Column 5 of Table I includes 41.54 shares acquired through dividend reinvestment in the Harris Corporation 401(k) Retirement Plan from 9/7/17 through 11/16/17. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |