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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WARREN KELCY L 8111 WESTCHESTER DRIVE DALLAS, TX 75225 |
X | X |
Sonia Aube, Attorney-in-fact for Mr. Warren | 03/10/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amendment is being filed to correct the number of ETE common units previously reported as 2,506 due to a rounding error. The correct number should have been 2,507 pre-split (5,014 post split). |
(2) | The reported 2,507 ETE common units (5,014 post split) units are owned directly by ET Company Ltd. and represents Mr. Warren 's estimated prorata general partner interest in ET Company Ltd., including the general partner interest held through Three Dawaco, Inc. The reported holdings exclude an additional 129,896 ETE common units (259,792 post-split) that represent Mr. Warren 's estimated prorata limited partner interest in ET Company Ltd. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein. |
Remarks: This amendment is being filed to correct the number of units reported at the time from 2,506 to 2,507 and to add additional information on the nature of the indirect beneficial ownership. |