1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(1)
|
06/17/2023 |
Common Stock
|
123,512
|
$
2.232
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
09/10/2020 |
Common Stock
|
61,177
|
$
0.682
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
06/23/2021 |
Common Stock
|
1,222
|
$
0.682
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
One-sixteenth of these shares vested on August 3, 2013 and one-sixteenth vest quarterly thereafter. |
(2) |
As of January 30, 2014, 55,443 of the shares underlying this option shall be vested. On April 8, 2014 and July 8, 2014, subject to the reporting person's continuous service to the issuer through such date, 4,536 and 1,198 shares underlying this option shall become vested, respectively. |
(3) |
As of January 30, 2014, 1,120 of the shares underlying this option shall be vested. On April 8, 2014 and July 8, 2014, subject to the reporting person's continuous service to the issuer, through such date, 80 and 22 shares underlying this option shall become vested, respectively. |