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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee stock options | $ 21.325 (4) | 01/22/2005 | 01/22/2014 | Common stock | 5,000 (4) | 5,000 (4) | D | ||||||||
Employee stock options | $ 21.325 (4) | 01/22/2006 | 01/22/2014 | Common stock | 5,000 (4) | 5,000 (4) | D | ||||||||
Employee stock options | $ 21.325 (4) | 01/22/2007 | 01/22/2014 | Common stock | 5,000 (4) | 5,000 (4) | D | ||||||||
Employee stock options | $ 18.1975 (5) | 09/09/2010(1) | M(1) | 3,750 | 02/02/2007 | 02/02/2015 | Common stock | 3,750 (5) | $ 0 | 0 | D | ||||
Employee stock options | $ 18.1975 (5) | 09/09/2010(1) | M(1) | 3,750 | 02/02/2008 | 02/02/2015 | Common stock | 3,750 (5) | $ 0 | 0 | D | ||||
Employee stock options | $ 18.1975 (5) | 09/09/2010(1) | M(1) | 1,837 | 02/02/2009 | 02/02/2015 | Common stock | 1,837 (5) | $ 0 | 1,913 (5) | D | ||||
Employee stock options | $ 18.1975 (5) | 02/02/2010 | 02/02/2015 | Common stock | 3,750 (5) | 3,750 (5) | D | ||||||||
Employee stock options | $ 30.635 (6) | 02/09/2007 | 02/09/2016 | Common stock | 6,666 (6) (7) | 6,666 (6) (7) | D | ||||||||
Employee stock options | $ 30.635 (6) | 02/09/2008 | 02/09/2016 | Common stock | 6,666 (6) (7) | 6,666 (6) (7) | D | ||||||||
Employee stock options | $ 30.635 (8) | 02/09/2009 | 02/09/2016 | Common stock | 6,668 (7) (8) | 6,668 (7) (8) | D | ||||||||
Employee stock options | $ 23.0825 (9) | 02/07/2008 | 02/07/2017 | Common stock | 10,000 (9) | 10,000 (9) | D | ||||||||
Employee stock options | $ 23.0825 (9) | 02/07/2009 | 02/07/2017 | Common stock | 10,000 (9) | 10,000 (9) | D | ||||||||
Employee stock options | $ 23.0825 (9) | 02/07/2010 | 02/07/2017 | Common stock | 10,000 (9) | 10,000 (9) | D | ||||||||
Employee stock options | $ 19.225 (10) | 02/06/2009 | 02/06/2018 | Common stock | 13,764 (10) | 13,764 (10) | D | ||||||||
Employee stock options | $ 19.225 (10) | 02/06/2010 | 02/06/2018 | Common stock | 13,764 (10) | 13,764 (10) | D | ||||||||
Employee stock options | $ 19.225 (10) | 02/06/2011 | 02/06/2018 | Common stock | 13,764 (10) | 13,764 (10) | D | ||||||||
Restricted stock units (11) | $ 19.225 (12) | 02/06/2011 | (13) | Common stock | 10,470 (12) | 10,470 (12) | D | ||||||||
Employee stock options | $ 17.1775 (14) | 02/04/2010 | 02/04/2019 | Common stock | 10,910 (7) (14) | 10,910 (7) (14) | D | ||||||||
Employee stock options | $ 17.1775 (15) | 02/04/2011 | 02/04/2019 | Common stock | 10,912 (7) (15) | 10,912 (7) (15) | D | ||||||||
Employee stock options | $ 17.1775 (15) | 02/04/2012 | 02/04/2019 | Common stock | 10,912 (7) (15) | 10,912 (7) (15) | D | ||||||||
Restricted stock units (11) | $ 17.1775 (16) | 02/04/2012(13) | (13) | Common stock | 14,414 (16) | 14,414 (16) | D | ||||||||
Employee stock options | $ 26.2075 (17) | 02/03/2011 | 02/03/2020 | Common stock | 8,226 (17) | 8,226 (17) | D | ||||||||
Employee stock options | $ 26.2075 (17) | 02/03/2012 | 02/03/2020 | Common stock | 8,226 (17) | 8,226 (17) | D | ||||||||
Employee stock options | $ 26.2075 (18) | 02/03/2013 | 02/03/2020 | Common stock | 8,228 (18) | 8,228 (18) | D | ||||||||
Restricted stock units (11) | $ 26.2075 (19) | 02/03/2013 | (13) | Common stock | 6,892 (19) | 6,892 (19) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VELLA KIMBERLY D 200 POWELL PLACE BRENTWOOD, TN 37027 |
SVP - Human Resources |
Kimberly D. Vella by: /s/ Kurt D. Barton, as Attorney-in-fact | 09/10/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Transaction represents the exercise of 9,337 options (adjusted for the 2-for-1 split paid by the Company on September 2, 2010) pursuant to a 10b5-1 plan executed by Ms. Vella. |
(2) | On September 2, 2010, the common stock of Tractor Supply Company split 2-for-1, resulting in the reporting person's ownership of 6,606 additional shares of common stock. |
(3) | On September 2, 2010, the common stock of Tractor Supply Company split 2-for-1, resulting in the reporting person's ownership of 287 additional shares of common stock. |
(4) | This option was previously reported as covering 2,500 shares at an exercise price of $42.65 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(5) | This option was previously reported as covering 1,875 shares at an exercise price of $36.395 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(6) | This option was previously reported as covering 3,333 shares at an exercise price of $61.27 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(7) | Fractional shares are rounded to the nearest whole number |
(8) | This option was previously reported as covering 3,334 shares at an exercise price of $61.27 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(9) | This option was previously reported as covering 5,000 shares at an exercise price of $46.165 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(10) | This option was previously reported as covering 6,882 shares at an exercise price of $38.45 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(11) | Each restricted stock unit represents a contingent right to receive one share of Tractor Supply Company common stock. |
(12) | This option was previously reported as covering 5,235 shares at an exercise price of $38.45 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(13) | The restricted stock units vest at the end of the third anniversary of the date of grant. |
(14) | This option was previously reported as covering 5,455 shares at an exercise price of $34.355 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(15) | This option was previously reported as covering 5,456 shares at an exercise price of $34.355 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(16) | This option was previously reported as covering 7,207 shares at an exercise price of $34.355 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(17) | This option was previously reported as covering 4,113 shares at an exercise price of $52.415 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(18) | This option was previously reported as covering 4,114 shares at an exercise price of $52.415 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |
(19) | This option was previously reported as covering 3,446 shares at an exercise price of $52.415 per share, but was adjusted to reflect the stock split that occurred on September 2, 2010. |