8-K
Table of Contents

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): November 4, 2015

 

 

LAM RESEARCH CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   0-12933   94-2634797

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

4650 Cushing Parkway

Fremont, California 94538

(Address of principal executive offices including zip code)

(510) 572-0200

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Table of Contents

TABLE OF CONTENTS

 

Item 5.07 Submission of Matters to a Vote of Security Holders

   3

Item 9.01 Financial Statements and Exhibits

   4

SIGNATURES

   5

 

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Item 5.07 Submission of Matters to a Vote of Security Holders

The Annual Meeting of Stockholders was held at the principal office of the Company at 4650 Cushing Parkway, Fremont, California 94538 on November 4, 2015.

The results of voting on the following items were as set forth below:

(a) The votes for nominated directors, to serve for the ensuing year, and until their successors are elected, were as follows:

 

NOMINEE

   FOR      WITHHELD      BROKER
NON-VOTES
 

Martin B. Anstice

     131,328,241         322,960         12,827,563   

Eric K. Brandt

     131,319,801         331,400         12,827,563   

Michael R. Cannon

     129,975,100         1,676,101         12,827,563   

Youssef A. El-Mansy

     125,163,864         6,487,337         12,827,563   

Christine A. Heckart

     131,310,491         340,710         12,827,563   

Catherine P. Lego

     130,087,810         1,563,391         12,827,563   

Stephen G. Newberry

     130,575,297         1,075,904         12,827,563   

Krishna C. Saraswat

     131,330,334         320,867         12,827,563   

Abhijit Y. Talwalkar

     131,090,526         560,675         12,827,563   

All director nominees were duly elected.

(b) The vote on a proposal to approve on an advisory basis the compensation of the named executive officers of the Company (“Say on Pay”) was as follows:

 

     FOR      AGAINST      ABSTAIN      BROKER
NON-VOTES
 

Total Shares Voted

     127,224,704         4,146,258         280,239         12,827,563   

The proposal was approved.

(c) The vote on a proposal to approve the Lam 2004 Executive Incentive Plan, as amended and restated, was as follows:

 

     FOR      AGAINST      ABSTAIN      BROKER
NON-VOTES
 

Total Shares Voted

     127,501,151         3,860,421         289,629         12,827,563   

The proposal was approved.

(d) The vote on a proposal to approve the adoption of the Lam 2015 Stock Incentive Plan was as follows:

 

     FOR      AGAINST      ABSTAIN      BROKER
NON-VOTES
 

Total Shares Voted

     118,273,958         13,113,987         263,256         12,827,563   

The proposal was approved.

 

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(e) The vote on a proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal year 2016 was as follows:

 

     FOR      AGAINST      ABSTAIN      BROKER
NON-VOTES
 

Total Shares Voted

     142,760,358         1,382,426         335,980         —     

The appointment was ratified.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

 

  4.23*    2004 Executive Incentive Plan, As Amended and Restated
  4.24*    2015 Stock Incentive Plan
10.244*    Form of Restricted Stock Unit Award Agreement (U.S. Participants) — 2015 Stock Incentive Plan
10.245*    Form of Restricted Stock Unit Award Agreement (International Participants) — 2015 Stock Incentive Plan
10.246*    Form of Restricted Stock Unit Award Agreement (Outside Directors) — 2015 Stock Incentive Plan
10.247*    Form of Option Award Agreement (U.S. Participants) — 2015 Stock Incentive Plan
10.248*    Form of Option Award Agreement (International Participants) — 2015 Stock Incentive Plan
10.249*    Form of Market-Based Performance Restricted Stock Unit Award Agreement (U.S. Participants) — 2015 Stock Incentive Plan
10.250*    Form of Market-Based Performance Restricted Stock Unit Award Agreement (International Participants) — 2015 Stock Incentive Plan

 

* Indicates management contract or compensatory plan or arrangement in which executive officers of the Company are eligible to participate.

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: November 5, 2015

 

LAM RESEARCH CORPORATION
By:  

/s/ George M. Schisler

  George M. Schisler
  Vice President, General Legal Affairs

 

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EXHIBIT INDEX

 

  4.23*    2004 Executive Incentive Plan, As Amended and Restated
  4.24*    2015 Stock Incentive Plan
10.244*    Form of Restricted Stock Unit Award Agreement (U.S. Participants) — 2015 Stock Incentive Plan
10.245*    Form of Restricted Stock Unit Award Agreement (International Participants) — 2015 Stock Incentive Plan
10.246*    Form of Restricted Stock Unit Award Agreement (Outside Directors) — 2015 Stock Incentive Plan
10.247*    Form of Option Award Agreement (U.S. Participants) — 2015 Stock Incentive Plan
10.248*    Form of Option Award Agreement (International Participants) — 2015 Stock Incentive Plan
10.249*    Form of Market-Based Performance Restricted Stock Unit Award Agreement (U.S. Participants) — 2015 Stock Incentive Plan
10.250*    Form of Market-Based Performance Restricted Stock Unit Award Agreement (International Participants) — 2015 Stock Incentive Plan

 

* Indicates management contract or compensatory plan or arrangement in which executive officers of the Company are eligible to participate.

 

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