Amendment #2 to Schedule 13G

OMB APPROVAL


OMB Number:    3235-0145


Expires:    December 31, 2005


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 2)

 

 

 

 

 

United Defense Industries, Inc.

(Name of Issuer)

 

 

Common Stock, Par Value $0.01 Per Share

(Title of Class of Securities)

 

 

91018B 10 4

(CUSIP Number)

 

 

July 31, 2003

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

 

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. TCG Holdings, L.L.C.

I.R.S. Identification Nos. of above persons (entities only). 54-1686011

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Delaware            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                11,094,413


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                11,094,413


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            11,094,413

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            21.28

   

12.  

Type of Reporting Person (See Instructions)

 

            OO (Limited Liability Company)

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. TC Group, L.L.C. d/b/a The Carlyle Group

I.R.S. Identification Nos. of above persons (entities only). 54-1686957

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Delaware            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                11,094,413


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                11,094,413


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            11,094,413

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            21.28%

   

12.  

Type of Reporting Person (See Instructions)

 

            OO (Limited Liability Company)

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. Carlyle Partners II, L.P.

I.R.S. Identification Nos. of above persons (entities only). 51-0357731

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Delaware            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                3,352,321


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                3,352,321


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            3,352,321

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            6.43%

   

12.  

Type of Reporting Person (See Instructions)

 

            PN

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. Carlyle SBC Partners II, L.P.

I.R.S. Identification Nos. of above persons (entities only). 51-0369721

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Delaware            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                153,013


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                153,013


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            153,013

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            .29%

   

12.  

Type of Reporting Person (See Instructions)

 

            PN

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. State Board of Administration of Florida

I.R.S. Identification Nos. of above persons (entities only). 52-2038314

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Instrumentality of the State of Florida            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                1,408,137


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                1,408,137


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,408,137

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            2.70%

   

12.  

Type of Reporting Person (See Instructions)

 

            OO

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. Carlyle Investment Group, L.P.

I.R.S. Identification Nos. of above persons (entities only). 51-0357730

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Delaware            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                3,521


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                3,521


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            3,521

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            .01%

   

12.  

Type of Reporting Person (See Instructions)

 

            PN

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. Carlyle International Partners II, L.P.

I.R.S. Identification Nos. of above persons (entities only). 98-0153707

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Cayman Islands            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                2,829,707


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                2,829,707


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,829,707

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            5.43%

   

12.  

Type of Reporting Person (See Instructions)

 

            PN

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. Carlyle International Partners III, L.P.

I.R.S. Identification Nos. of above persons (entities only). 98-0153592

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Cayman Islands            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                152,464


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                152,464


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            152,464

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            .29%

   

12.  

Type of Reporting Person (See Instructions)

 

            PN

   


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. C/S International Partners

I.R.S. Identification Nos. of above persons (entities only). 98-0160490

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Cayman Islands            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                637,123


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                637,123


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            637,123

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            1.22%

   

12.  

Type of Reporting Person (See Instructions)

 

            PN

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. Carlyle-UDLP Partners, L.P.

I.R.S. Identification Nos. of above persons (entities only). 52-2060122

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Delaware            

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                943,562


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                943,562


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            943,562

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            1.81%

   

12.  

Type of Reporting Person (See Instructions)

 

            PN

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons.Carlyle-UDLP International Partners, L.P.

I.R.S. Identification Nos. of above persons (entities only). 98-0181881

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Cayman Islands

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                463,366


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                463,366


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            463,366

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            .89%

   

12.  

Type of Reporting Person (See Instructions)

 

            PN

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. Carlyle-UDLP Partners II, L.P.

I.R.S. Identification Nos. of above persons (entities only). 52-2060123

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                931,510


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                931,510


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            931,510

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            1.79%

   

12.  

Type of Reporting Person (See Instructions)

 

            PN

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. Carlyle-UDLP International Partners II, L.P.

I.R.S. Identification Nos. of above persons (entities only). 98-0181883

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Cayman Islands

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                219,689


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                219,689


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            219,689

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            .42%

   

12.  

Type of Reporting Person (See Instructions)

 

            PN

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. Carlyle Investment Management, L.L.C.

I.R.S. Identification Nos. of above persons (entities only). 52-1988385

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                1,408,137


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                1,408,137


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,408,137

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            2.70%

   

12.  

Type of Reporting Person (See Instructions)

 

            OO (Limited Liability Company)

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. DBD Investors IV, L.L.C.

I.R.S. Identification Nos. of above persons (entities only). 52-2076068

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                128,259


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                128,259


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            128,259

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

             .25%

   

12.  

Type of Reporting Person (See Instructions)

 

            OO (Limited Liability Company)

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. TC Group II, L.L.C.

I.R.S. Identification Nos. of above persons (entities only). 54-1686957

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                7,124,628


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                7,124,628


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            7,124,628

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            13.67%

   

12.  

Type of Reporting Person (See Instructions)

 

            OO (Limited Liability Company)

   

 


CUSIP No. 91018B 10 4

 


  1.  

Names of Reporting Persons. Iron Horse Investors, L.L.C.

I.R.S. Identification Nos. of above persons (entities only). 52-2059783

 

   

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                0


  6.    Shared Voting Power

 

                11,222,672


  7.    Sole Dispositive Power

 

                0


  8.    Shared Dispositive Power

 

                11,222,672


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            11,222,672

   

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

            21.53%

   

12.  

Type of Reporting Person (See Instructions)

 

            OO (Limited Liability Company)

   

 


SCHEDULE 13G

 

Item 1(a).   

Name of Issuer:

    

United Defense Industries, Inc.

Item 1(b).   

Address of Issuer’s Principal Executive Offices:

    

1525 Wilson Boulevard, Suite 700

    

Arlington, VA 22209-2444

Item 2(a).   

Name of Person Filing:

    

TCG Holdings, L.L.C.

    

TC Group, L.L.C.

    

Carlyle Partners II, L.P.

    

Carlyle SBC Partners II, L.P.

    

State Board of Administration of Florida

    

Carlyle Investment Group, L.P.

    

Carlyle International Partners II, L.P.

    

Carlyle International Partners III, L.P.

    

C/S International Partners

    

Carlyle-UDLP Partners, L.P.

    

Carlyle-UDLP International Partners, L.P.

    

Carlyle-UDLP Partners II, L.P.

    

Carlyle-UDLP International Partners II, L.P.

    

Carlyle Investment Management, L.L.C.

    

DBD Investors IV, L.L.C.

    

TC Group II, L.L.C.

    

Iron Horse Investors, L.L.C

Item 2(b).   

Address of Principal Business Office:

    

c/o The Carlyle Group

    

1001 Pennsylvania Ave, NW

    

Suite 220 South

    

Washington, D.C. 20004-2505

Item 2(c).   

Citizenship:

    

TCG Holdings, L.L.C.—Delaware

    

TC Group, L.L.C.—Delaware

    

Carlyle Partners II, L.P.—Delaware

    

Carlyle SBC Partners II, L.P.—Delaware

    

State Board of Administration of Florida—Instrumentality of the State of Florida

    

Carlyle Investment Group, L.P.—Delaware

    

Carlyle International Partners II, L.P.—Cayman Islands

    

Carlyle International Partners III, L.P.—Cayman Islands

    

C/S International Partners—Cayman Islands

    

Carlyle-UDLP Partners, L.P.—Delaware

    

Carlyle-UDLP International Partners, L.P.—Cayman Islands

    

Carlyle-UDLP Partners II, L.P.—Delaware

    

Carlyle-UDLP International Partners II, L.P.—Cayman Islands

    

Carlyle Investment Management, L.L.C.—Delaware


    

DBD Investors IV, L.L.C.—Delaware

    

TC Group II, L.L.C.—Delaware

    

Iron Horse Investors, L.L.C—Delaware

Item 2(d).   

Title of Class of Securities

Common Stock, Par Value $0.01 Per Share

Item 2(e).   

CUSIP Number

    

91018B 10 4

Item 3.   

Not applicable.

    

[Remainder of this page has been left intentionally blank.]

 


Item  4.    Ownership

 


Reporting Person   

Amount

beneficially
owned:

   Percent
of class:
  

Sole
power to

vote or
direct
the vote:

   Shared
power to
vote or to
direct the
vote:
   Sole power
to dispose
or to direct
the
disposition
of
  

Shared power
to dispose or
to direct the

disposition of


TCG Holdings, L.L.C.

   11,094,413    21.28%    0    11,094,413    0    11,094,413

TC Group, L.L.C.

   11,094,413    21.28%    0    11,094,413    0    11,094,413

Carlyle Partners II, L.P.

   3,352,321    6.43%    0    3,352,321    0    3,352,321

Carlyle SBC Partners II, L.P.

   153,013    .29%    0    153,013    0    153,013

State Board of Administration of Florida

   1,408,137    2.70%    0    1,408,137    0    1,408,137

Carlyle Investment Group, L.P.

   3,521    .01%    0    3,521    0    3,521

Carlyle International Partners II, L.P.

   2,829,707    5.43%    0    2,829,707    0    2,829,707

Carlyle International Partners III, L.P.

   152,464    .29%    0    152,464    0    152,464

C/S International Partners

   637,123    1.22%    0    637,123    0    637,123

Carlyle-UDLP Partners, L.P.

   943,562    1.81%    0    943,562    0    943,562

Carlyle-UDLP International Partners, L.P.

   463,366    .89%    0    463,366    0    463,366

Carlyle-UDLP Partners II, L.P.

   931,510    1.79%    0    931,510    0    931,510

Carlyle-UDLP International Partners II, L.P.

   219,689    .42%    0    219,689    0    219,689

Carlyle Investment Management, L.L.C.

   1,408,137    2.70%    0    1,408,137    0    1,408,137

DBD Investors IV, L.L.C.

   128,259    .25%    0    128,259    0    128,259

TC Group II, L.L.C.

   7,124,628    13.67%    0    7,124,628    0    7,124,628

Iron Horse Investors, L.L.C.

   11,222,672    21.53%    0    11,222,672    0    11,222,672

 

Iron Horse Investors, L.L.C., a Delaware limited liability company (“Iron Horse”) is the record owner of 11,222,672 shares of Common Stock of United Defense Industries, Inc. Carlyle Partners II, L.P., Carlyle SBC Partners II, L.P., Carlyle Investment Group, L.P., Carlyle International Partners II, L.P., Carlyle International Partners III, L.P., C/S International Partners, Carlyle-UDLP Partners, L.P., Carlyle-UDLP International Partners, L.P., Carlyle-UDLP Partners II, L.P., and Carlyle-UDLP International Partners II, L.P., (collectively, the “Investment Partnerships”) together with DBD Investors IV, L.L.C. and the State Board of Administration of Florida constitute all the members of Iron Horse.

 

TC Group, L.L.C. exercises investment discretion and control over the shares held by the Investment Partnership directly through its capacity as the sole general partner of certain of the Investment Partnerships or indirectly through its wholly-owned subsidiary TC Group II, L.L.C., the sole general partner of certain of the Investment Partnerships. TCG Holdings, L.L.C. is the sole managing member of TC Group, L.L.C. TCG Holdings, L.L.C., TC Group, L.L.C., TC Group II, L.L.C. and the Investment


Partnerships could therefore be deemed to be beneficial owners of the shares owned of record by Iron Horse.

 

William E. Conway, Jr., Daniel A. D’Aniello, and David M. Rubenstein, as the managing members of TCG Holdings, L.L.C., and DBD Investors IV, L.L.C., may be deemed to share beneficial ownership of the shares shown as beneficially owned by each entity. Such persons disclaim such beneficial ownership.

 

Carlyle Investment Management, L.L.C. acts as investment advisor and manager with authority and responsibility to invest certain assets on behalf of the State Board of Administration of Florida. TC Group, L.L.C. is the sole managing member of Carlyle Investment Management, L.L.C. TCG Holdings, L.L.C. is the sole managing member of TC Group, L.L.C. Accordingly, Carlyle Investment Management, L.L.C., TC Group, L.L.C. and TCG Holdings, L.L.C. may be deemed to be beneficial owners of shares of Common Stock owned by the State Board of Administration of Florida.

 

Item 5.    Ownership of Five Percent or Less of a Class
     If this statement has been filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [            ].
Item 6:    Ownership of More than Five Percent on Behalf of Another Person:
     Not applicable.
Item 7:    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company
     Not applicable.
Item 8:    Identification and Classification of Members of the Group.
     Not applicable.
Item 9:    Notice of Dissolution of Group
     Not applicable.
Item 10:    Certification
     Not applicable.


Signature Page 1 of 5

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:   February 12, 2004

 

TCG HOLDINGS, L.L.C.

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director

 

TC GROUP, L.L.C.

By:

   TCG Holdings, L.L.C., its Managing Member

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director

 

CARLYLE PARTNERS II, L.P.

By:

   TC Group II, L.L.C., its General Partner
     By:    TC Group, L.L.C., its Managing Member
     By:    TCG Holdings, L.L.C., its Managing Member

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director


Signature Page 2 of 5

 

CARLYLE SBC PARTNERS II, L.P.

By:

   TC Group II, L.L.C., its General Partner
     By:    TC Group, L.L.C., its General Partner
     By:    TCG Holdings, L.L.C., its Managing Member

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director

 

CARLYLE INVESTMENT GROUP, L.P.

By:

   TC Group, L.L.C., its General Partner
     By:    TCG Holdings, L.L.C., its Managing Member

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director

 

CARLYLE INTERNATIONAL PARTNERS II, L.P.

By:

   TC Group II, L.L.C., its General Partner
     By:    TC Group, L.L.C., its General Partner
     By:    TCG Holdings, L.L.C., its Managing Member

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director

 


Signature Page 3 of 5

 

CARLYLE INTERNATIONAL PARTNERS III, L.P.

By:

   TC Group II, L.L.C., its General Partner
     By:    TC Group, L.L.C., its General Partner
     By:    TCG Holdings, L.L.C., its Managing Member

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director

 

CARLYLE-UDLP PARTNERS, L.P.

By:

   TC Group, L.L.C., its General Partner
     By:    TCG Holdings, L.L.C., its Managing Member

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director

 

CARLYLE-UDLP INTERNATIONAL PARTNERS, L.P.

By:

   TC Group, L.L.C., its General Partner
     By:    TCG Holdings, L.L.C., its Managing Member

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director


Signature Page 4 of 5

 

C/S INTERNATIONAL PARTNERS

By:

   TC Group II, L.L.C., its Managing General Partner
     By:    TC Group, L.L.C., its General Partner
     By:    TCG Holdings, L.L.C., its Managing Member

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director

 

CARLYLE-UDLP PARTNERS II, L.P.

By:

   TC Group, L.L.C., its General Partner
     By:    TCG Holdings, L.L.C., its Managing Member

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director

 

CARLYLE-UDLP INTERNATIONAL PARTNERS II, L.P.

By:

   TC Group, L.L.C., its General Partner
     By:    TCG Holdings, L.L.C., its Managing Member

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director


Signature Page 5 of 5

 

DBD INVESTORS IV, L.L.C.

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director

 

CARLYLE INVESTMENT MANAGEMENT, L.L.C.

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director

 

TC GROUP II, L.L.C.

By:

   TC Group, L.L.C., its Managing Member
     By:    TCG Holdings, L.L.C., its Managing Member

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director

 

IRON HORSE INVESTORS, L.L.C.

By:

  

/s/ Daniel A. D’Aniello


Name:

   Daniel A. D’Aniello

Title:

   Managing Director

 

STATE BOARD OF ADMINISTRATION OF FLORIDA

separate account maintained pursuant to an Investment Management Agreement dated as of September 6, 1996 between the State Board of Administration of Florida, Carlyle Investment Group, L.P. and Carlyle Investment Management, L.L.C.

By:

 

Carlyle Investment Management, L.L.C.,

as Investment Manager

    By:   

/s/ Daniel A. D’Aniello


   

Name:

   Daniel A. D’Aniello
   

Title:

   Managing Director