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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)
United Defense Industries, Inc.
(Name of Issuer)
Common Stock, Par Value $0.01 Per Share
(Title of Class of Securities)
91018B 10 4
(CUSIP Number)
July 31, 2003
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. TCG Holdings, L.L.C. I.R.S. Identification Nos. of above persons (entities only). 54-1686011
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
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4. | Citizenship or Place of Organization
Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
11,094,413 7. Sole Dispositive Power
0 8. Shared Dispositive Power
11,094,413 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
11,094,413 |
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10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
21.28 |
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12. | Type of Reporting Person (See Instructions)
OO (Limited Liability Company) |
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CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. TC Group, L.L.C. d/b/a The Carlyle Group I.R.S. Identification Nos. of above persons (entities only). 54-1686957
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
11,094,413 7. Sole Dispositive Power
0 8. Shared Dispositive Power
11,094,413 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
11,094,413 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
21.28% |
|||
12. | Type of Reporting Person (See Instructions)
OO (Limited Liability Company) |
|||
CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. Carlyle Partners II, L.P. I.R.S. Identification Nos. of above persons (entities only). 51-0357731
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
Delaware |
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
3,352,321 7. Sole Dispositive Power
0 8. Shared Dispositive Power
3,352,321 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
3,352,321 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
6.43% |
|||
12. | Type of Reporting Person (See Instructions)
PN |
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CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. Carlyle SBC Partners II, L.P. I.R.S. Identification Nos. of above persons (entities only). 51-0369721
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
|
|||
4. | Citizenship or Place of Organization
Delaware |
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
153,013 7. Sole Dispositive Power
0 8. Shared Dispositive Power
153,013 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
153,013 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
.29% |
|||
12. | Type of Reporting Person (See Instructions)
PN |
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CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. State Board of Administration of Florida I.R.S. Identification Nos. of above persons (entities only). 52-2038314
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
Instrumentality of the State of Florida |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
1,408,137 7. Sole Dispositive Power
0 8. Shared Dispositive Power
1,408,137 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
1,408,137 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
2.70% |
|||
12. | Type of Reporting Person (See Instructions)
OO |
|||
CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. Carlyle Investment Group, L.P. I.R.S. Identification Nos. of above persons (entities only). 51-0357730
|
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
3,521 7. Sole Dispositive Power
0 8. Shared Dispositive Power
3,521 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
3,521 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
.01% |
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12. | Type of Reporting Person (See Instructions)
PN |
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CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. Carlyle International Partners II, L.P. I.R.S. Identification Nos. of above persons (entities only). 98-0153707
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
Cayman Islands |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
2,829,707 7. Sole Dispositive Power
0 8. Shared Dispositive Power
2,829,707 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
2,829,707 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
5.43% |
|||
12. | Type of Reporting Person (See Instructions)
PN |
|||
CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. Carlyle International Partners III, L.P. I.R.S. Identification Nos. of above persons (entities only). 98-0153592
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
Cayman Islands |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
152,464 7. Sole Dispositive Power
0 8. Shared Dispositive Power
152,464 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
152,464 |
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10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
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11. | Percent of Class Represented by Amount in Row (9)
.29% |
|||
12. | Type of Reporting Person (See Instructions)
PN |
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CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. C/S International Partners I.R.S. Identification Nos. of above persons (entities only). 98-0160490
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
Cayman Islands |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
637,123 7. Sole Dispositive Power
0 8. Shared Dispositive Power
637,123 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
637,123 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
1.22% |
|||
12. | Type of Reporting Person (See Instructions)
PN |
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CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. Carlyle-UDLP Partners, L.P. I.R.S. Identification Nos. of above persons (entities only). 52-2060122
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
Delaware |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
943,562 7. Sole Dispositive Power
0 8. Shared Dispositive Power
943,562 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
943,562 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
1.81% |
|||
12. | Type of Reporting Person (See Instructions)
PN |
|||
CUSIP No. 91018B 10 4
1. | Names of Reporting Persons.Carlyle-UDLP International Partners, L.P. I.R.S. Identification Nos. of above persons (entities only). 98-0181881
|
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
Cayman Islands |
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
463,366 7. Sole Dispositive Power
0 8. Shared Dispositive Power
463,366 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
463,366 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
.89% |
|||
12. | Type of Reporting Person (See Instructions)
PN |
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CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. Carlyle-UDLP Partners II, L.P. I.R.S. Identification Nos. of above persons (entities only). 52-2060123
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
Delaware |
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
931,510 7. Sole Dispositive Power
0 8. Shared Dispositive Power
931,510 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
931,510 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
1.79% |
|||
12. | Type of Reporting Person (See Instructions)
PN |
|||
CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. Carlyle-UDLP International Partners II, L.P. I.R.S. Identification Nos. of above persons (entities only). 98-0181883
|
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
Cayman Islands |
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
219,689 7. Sole Dispositive Power
0 8. Shared Dispositive Power
219,689 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
219,689 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
.42% |
|||
12. | Type of Reporting Person (See Instructions)
PN |
|||
CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. Carlyle Investment Management, L.L.C. I.R.S. Identification Nos. of above persons (entities only). 52-1988385
|
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
3. | SEC Use Only
|
|||
4. | Citizenship or Place of Organization
Delaware |
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
1,408,137 7. Sole Dispositive Power
0 8. Shared Dispositive Power
1,408,137 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
1,408,137 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
2.70% |
|||
12. | Type of Reporting Person (See Instructions)
OO (Limited Liability Company) |
|||
CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. DBD Investors IV, L.L.C. I.R.S. Identification Nos. of above persons (entities only). 52-2076068
|
|||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
3. | SEC Use Only
|
|||
4. | Citizenship or Place of Organization
Delaware |
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
128,259 7. Sole Dispositive Power
0 8. Shared Dispositive Power
128,259 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
128,259 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
.25% |
|||
12. | Type of Reporting Person (See Instructions)
OO (Limited Liability Company) |
|||
CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. TC Group II, L.L.C. I.R.S. Identification Nos. of above persons (entities only). 54-1686957
|
|||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
|||
3. | SEC Use Only
|
|||
4. | Citizenship or Place of Organization
Delaware |
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
7,124,628 7. Sole Dispositive Power
0 8. Shared Dispositive Power
7,124,628 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
7,124,628 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
13.67% |
|||
12. | Type of Reporting Person (See Instructions)
OO (Limited Liability Company) |
|||
CUSIP No. 91018B 10 4
1. | Names of Reporting Persons. Iron Horse Investors, L.L.C. I.R.S. Identification Nos. of above persons (entities only). 52-2059783
|
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2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x |
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3. | SEC Use Only
|
|||
4. | Citizenship or Place of Organization
Delaware |
|||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
0 6. Shared Voting Power
11,222,672 7. Sole Dispositive Power
0 8. Shared Dispositive Power
11,222,672 | |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
11,222,672 |
|||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
21.53% |
|||
12. | Type of Reporting Person (See Instructions)
OO (Limited Liability Company) |
|||
SCHEDULE 13G
Item 1(a). | Name of Issuer: | |
United Defense Industries, Inc. | ||
Item 1(b). | Address of Issuers Principal Executive Offices: | |
1525 Wilson Boulevard, Suite 700 | ||
Arlington, VA 22209-2444 | ||
Item 2(a). | Name of Person Filing: | |
TCG Holdings, L.L.C. | ||
TC Group, L.L.C. | ||
Carlyle Partners II, L.P. | ||
Carlyle SBC Partners II, L.P. | ||
State Board of Administration of Florida | ||
Carlyle Investment Group, L.P. | ||
Carlyle International Partners II, L.P. | ||
Carlyle International Partners III, L.P. | ||
C/S International Partners | ||
Carlyle-UDLP Partners, L.P. | ||
Carlyle-UDLP International Partners, L.P. | ||
Carlyle-UDLP Partners II, L.P. | ||
Carlyle-UDLP International Partners II, L.P. | ||
Carlyle Investment Management, L.L.C. | ||
DBD Investors IV, L.L.C. | ||
TC Group II, L.L.C. | ||
Iron Horse Investors, L.L.C | ||
Item 2(b). | Address of Principal Business Office: | |
c/o The Carlyle Group | ||
1001 Pennsylvania Ave, NW | ||
Suite 220 South | ||
Washington, D.C. 20004-2505 | ||
Item 2(c). | Citizenship: | |
TCG Holdings, L.L.C.Delaware | ||
TC Group, L.L.C.Delaware | ||
Carlyle Partners II, L.P.Delaware | ||
Carlyle SBC Partners II, L.P.Delaware | ||
State Board of Administration of FloridaInstrumentality of the State of Florida | ||
Carlyle Investment Group, L.P.Delaware | ||
Carlyle International Partners II, L.P.Cayman Islands | ||
Carlyle International Partners III, L.P.Cayman Islands | ||
C/S International PartnersCayman Islands | ||
Carlyle-UDLP Partners, L.P.Delaware | ||
Carlyle-UDLP International Partners, L.P.Cayman Islands | ||
Carlyle-UDLP Partners II, L.P.Delaware | ||
Carlyle-UDLP International Partners II, L.P.Cayman Islands | ||
Carlyle Investment Management, L.L.C.Delaware |
DBD Investors IV, L.L.C.Delaware | ||
TC Group II, L.L.C.Delaware | ||
Iron Horse Investors, L.L.CDelaware | ||
Item 2(d). | Title of Class of Securities Common Stock, Par Value $0.01 Per Share | |
Item 2(e). | CUSIP Number | |
91018B 10 4 | ||
Item 3. | Not applicable. | |
[Remainder of this page has been left intentionally blank.] |
Item 4. Ownership
Reporting Person | Amount beneficially |
Percent of class: |
Sole vote or |
Shared power to vote or to direct the vote: |
Sole power to dispose or to direct the disposition of |
Shared power disposition of | ||||||
TCG Holdings, L.L.C. |
11,094,413 | 21.28% | 0 | 11,094,413 | 0 | 11,094,413 | ||||||
TC Group, L.L.C. |
11,094,413 | 21.28% | 0 | 11,094,413 | 0 | 11,094,413 | ||||||
Carlyle Partners II, L.P. |
3,352,321 | 6.43% | 0 | 3,352,321 | 0 | 3,352,321 | ||||||
Carlyle SBC Partners II, L.P. |
153,013 | .29% | 0 | 153,013 | 0 | 153,013 | ||||||
State Board of Administration of Florida |
1,408,137 | 2.70% | 0 | 1,408,137 | 0 | 1,408,137 | ||||||
Carlyle Investment Group, L.P. |
3,521 | .01% | 0 | 3,521 | 0 | 3,521 | ||||||
Carlyle International Partners II, L.P. |
2,829,707 | 5.43% | 0 | 2,829,707 | 0 | 2,829,707 | ||||||
Carlyle International Partners III, L.P. |
152,464 | .29% | 0 | 152,464 | 0 | 152,464 | ||||||
C/S International Partners |
637,123 | 1.22% | 0 | 637,123 | 0 | 637,123 | ||||||
Carlyle-UDLP Partners, L.P. |
943,562 | 1.81% | 0 | 943,562 | 0 | 943,562 | ||||||
Carlyle-UDLP International Partners, L.P. |
463,366 | .89% | 0 | 463,366 | 0 | 463,366 | ||||||
Carlyle-UDLP Partners II, L.P. |
931,510 | 1.79% | 0 | 931,510 | 0 | 931,510 | ||||||
Carlyle-UDLP International Partners II, L.P. |
219,689 | .42% | 0 | 219,689 | 0 | 219,689 | ||||||
Carlyle Investment Management, L.L.C. |
1,408,137 | 2.70% | 0 | 1,408,137 | 0 | 1,408,137 | ||||||
DBD Investors IV, L.L.C. |
128,259 | .25% | 0 | 128,259 | 0 | 128,259 | ||||||
TC Group II, L.L.C. |
7,124,628 | 13.67% | 0 | 7,124,628 | 0 | 7,124,628 | ||||||
Iron Horse Investors, L.L.C. |
11,222,672 | 21.53% | 0 | 11,222,672 | 0 | 11,222,672 |
Iron Horse Investors, L.L.C., a Delaware limited liability company (Iron Horse) is the record owner of 11,222,672 shares of Common Stock of United Defense Industries, Inc. Carlyle Partners II, L.P., Carlyle SBC Partners II, L.P., Carlyle Investment Group, L.P., Carlyle International Partners II, L.P., Carlyle International Partners III, L.P., C/S International Partners, Carlyle-UDLP Partners, L.P., Carlyle-UDLP International Partners, L.P., Carlyle-UDLP Partners II, L.P., and Carlyle-UDLP International Partners II, L.P., (collectively, the Investment Partnerships) together with DBD Investors IV, L.L.C. and the State Board of Administration of Florida constitute all the members of Iron Horse.
TC Group, L.L.C. exercises investment discretion and control over the shares held by the Investment Partnership directly through its capacity as the sole general partner of certain of the Investment Partnerships or indirectly through its wholly-owned subsidiary TC Group II, L.L.C., the sole general partner of certain of the Investment Partnerships. TCG Holdings, L.L.C. is the sole managing member of TC Group, L.L.C. TCG Holdings, L.L.C., TC Group, L.L.C., TC Group II, L.L.C. and the Investment
Partnerships could therefore be deemed to be beneficial owners of the shares owned of record by Iron Horse.
William E. Conway, Jr., Daniel A. DAniello, and David M. Rubenstein, as the managing members of TCG Holdings, L.L.C., and DBD Investors IV, L.L.C., may be deemed to share beneficial ownership of the shares shown as beneficially owned by each entity. Such persons disclaim such beneficial ownership.
Carlyle Investment Management, L.L.C. acts as investment advisor and manager with authority and responsibility to invest certain assets on behalf of the State Board of Administration of Florida. TC Group, L.L.C. is the sole managing member of Carlyle Investment Management, L.L.C. TCG Holdings, L.L.C. is the sole managing member of TC Group, L.L.C. Accordingly, Carlyle Investment Management, L.L.C., TC Group, L.L.C. and TCG Holdings, L.L.C. may be deemed to be beneficial owners of shares of Common Stock owned by the State Board of Administration of Florida.
Item 5. | Ownership of Five Percent or Less of a Class | |
If this statement has been filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. | ||
Item 6: | Ownership of More than Five Percent on Behalf of Another Person: | |
Not applicable. | ||
Item 7: | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company | |
Not applicable. | ||
Item 8: | Identification and Classification of Members of the Group. | |
Not applicable. | ||
Item 9: | Notice of Dissolution of Group | |
Not applicable. | ||
Item 10: | Certification | |
Not applicable. |
Signature Page 1 of 5
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: | February 12, 2004 |
TCG HOLDINGS, L.L.C. | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
TC GROUP, L.L.C. | ||
By: |
TCG Holdings, L.L.C., its Managing Member | |
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
CARLYLE PARTNERS II, L.P. | ||
By: |
TC Group II, L.L.C., its General Partner | |
By: TC Group, L.L.C., its Managing Member | ||
By: TCG Holdings, L.L.C., its Managing Member | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
Signature Page 2 of 5
CARLYLE SBC PARTNERS II, L.P. | ||
By: |
TC Group II, L.L.C., its General Partner | |
By: TC Group, L.L.C., its General Partner | ||
By: TCG Holdings, L.L.C., its Managing Member | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
CARLYLE INVESTMENT GROUP, L.P. | ||
By: |
TC Group, L.L.C., its General Partner | |
By: TCG Holdings, L.L.C., its Managing Member | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
CARLYLE INTERNATIONAL PARTNERS II, L.P. | ||
By: |
TC Group II, L.L.C., its General Partner | |
By: TC Group, L.L.C., its General Partner | ||
By: TCG Holdings, L.L.C., its Managing Member | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
Signature Page 3 of 5
CARLYLE INTERNATIONAL PARTNERS III, L.P. | ||
By: |
TC Group II, L.L.C., its General Partner | |
By: TC Group, L.L.C., its General Partner | ||
By: TCG Holdings, L.L.C., its Managing Member | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
CARLYLE-UDLP PARTNERS, L.P. | ||
By: |
TC Group, L.L.C., its General Partner | |
By: TCG Holdings, L.L.C., its Managing Member | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
CARLYLE-UDLP INTERNATIONAL PARTNERS, L.P. | ||
By: |
TC Group, L.L.C., its General Partner | |
By: TCG Holdings, L.L.C., its Managing Member | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
Signature Page 4 of 5
C/S INTERNATIONAL PARTNERS | ||
By: |
TC Group II, L.L.C., its Managing General Partner | |
By: TC Group, L.L.C., its General Partner | ||
By: TCG Holdings, L.L.C., its Managing Member | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
CARLYLE-UDLP PARTNERS II, L.P. | ||
By: |
TC Group, L.L.C., its General Partner | |
By: TCG Holdings, L.L.C., its Managing Member | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
CARLYLE-UDLP INTERNATIONAL PARTNERS II, L.P. | ||
By: |
TC Group, L.L.C., its General Partner | |
By: TCG Holdings, L.L.C., its Managing Member | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
Signature Page 5 of 5
DBD INVESTORS IV, L.L.C. | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
CARLYLE INVESTMENT MANAGEMENT, L.L.C. | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
TC GROUP II, L.L.C. | ||
By: |
TC Group, L.L.C., its Managing Member | |
By: TCG Holdings, L.L.C., its Managing Member | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
IRON HORSE INVESTORS, L.L.C. | ||
By: |
/s/ Daniel A. DAniello | |
Name: |
Daniel A. DAniello | |
Title: |
Managing Director |
STATE BOARD OF ADMINISTRATION OF FLORIDA | ||||
separate account maintained pursuant to an Investment Management Agreement dated as of September 6, 1996 between the State Board of Administration of Florida, Carlyle Investment Group, L.P. and Carlyle Investment Management, L.L.C. | ||||
By: |
Carlyle Investment Management, L.L.C., as Investment Manager | |||
By: | /s/ Daniel A. DAniello | |||
Name: |
Daniel A. DAniello | |||
Title: |
Managing Director |