Form 20-F X
|
Form 40-F ___
|
Yes
|
___ |
No X
|
Exhibit No. 1
|
Total Voting Rights released on 31 May 2012
|
Exhibit No. 2
|
Director/PDMR Shareholding released on 1 June 2012
|
Exhibit No. 3
|
Total Voting Rights released on 7 June 2012
|
Exhibit No. 4
|
Director/PDMR Shareholding released on 8 June 2012
|
Exhibit No. 5
|
Director/PDMR Shareholding released on 19 June 2012
|
Exhibit No. 6
|
Total Voting Rights released on 19 June 2012
|
Exhibit No. 7
|
Notification of Major Interest in Shares released on 20 June 2012
|
Exhibit No. 8
|
Publication of Prospectus released on 26 June 2012
|
Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights
|
31 May 12
|
|||
Ordinary shares of £0.25
|
59,554,319,127
|
1
|
59,554,319,127
|
11% Cumulative Preference Shares of £1
|
500,000
|
4
|
2,000,000
|
5.5% Cumulative Preference Shares of £1
|
400,000
|
4
|
1,600,000
|
Non-cumulative Preference Shares of £1 (series 1)
|
54,442
|
1
|
54,442
|
Non-cumulative Preference Shares of €0.01 (Series 1)
|
1,250,000
|
4
|
5,000,000
|
Non-cumulative Preference Shares of €0.01 (Series 2)
|
784,989
|
4
|
3,139,956
|
Non-cumulative Preference Shares of €0.01 (Series 3)
|
9,429
|
1
|
9,429
|
Non-cumulative Preference Shares of US$0.01 (Series M)
|
23,125,869
|
4
|
92,503,476
|
Non-cumulative Preference Shares of US$0.01 (Series N)
|
22,113,160
|
4
|
88,452,640
|
Non-cumulative Preference Shares of US$0.01 (Series P)
|
9,883,307
|
4
|
39,533,228
|
Non-cumulative Preference Shares of US$0.01 (Series Q)
|
20,646,938
|
4
|
82,587,752
|
Non-cumulative Preference Shares of US$0.01 (Series R)
|
10,163,932
|
4
|
40,655,728
|
Non-cumulative Preference Shares of US$0.01 (Series S)
|
26,449,040
|
1
|
26,449,040
|
Non-cumulative Preference Shares of US$0.01 (Series T)
|
51,245,839
|
1
|
51,245,839
|
Non-cumulative Preference Shares of US$0.01 (Series U)
|
10,130
|
1
|
10,130
|
Series 1 class B shares of £0.01
|
51,000,000,000
|
N/A
|
N/A
|
Total:
|
110,720,956,202
|
59,987,560,787
|
Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights
|
07 June 12
|
|||
Ordinary shares of £1
|
5,955,431,912
|
4
|
23,821,727,648
|
11% Cumulative Preference Shares of £1
|
500,000
|
4
|
2,000,000
|
5.5% Cumulative Preference Shares of £1
|
400,000
|
4
|
1,600,000
|
Non-cumulative Preference Shares of £1 (series 1)
|
54,442
|
1
|
54,442
|
Non-cumulative Preference Shares of €0.01 (Series 1)
|
1,250,000
|
1
|
1,250,000
|
Non-cumulative Preference Shares of €0.01 (Series 2)
|
784,989
|
1
|
784,989
|
Non-cumulative Preference Shares of €0.01 (Series 3)
|
9,429
|
1
|
9,429
|
Non-cumulative Preference Shares of US$0.01 (Series M)
|
23,125,869
|
1
|
23,125,869
|
Non-cumulative Preference Shares of US$0.01 (Series N)
|
22,113,160
|
1
|
22,113,160
|
Non-cumulative Preference Shares of US$0.01 (Series P)
|
9,883,307
|
1
|
9,883,307
|
Non-cumulative Preference Shares of US$0.01 (Series Q)
|
20,646,938
|
1
|
20,646,938
|
Non-cumulative Preference Shares of US$0.01 (Series R)
|
10,163,932
|
1
|
10,163,932
|
Non-cumulative Preference Shares of US$0.01 (Series S)
|
26,449,040
|
1
|
26,449,040
|
Non-cumulative Preference Shares of US$0.01 (Series T)
|
51,245,839
|
1
|
51,245,839
|
Non-cumulative Preference Shares of US$0.01 (Series U)
|
10,130
|
1
|
10,130
|
Total:
|
6,122,068,987
|
23,991,064,723
|
Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights
|
19 June 12
|
|||
Ordinary shares of £1
|
6,016,589,160
|
4
|
24,066,356,640
|
11% Cumulative Preference Shares of £1
|
500,000
|
4
|
2,000,000
|
5.5% Cumulative Preference Shares of £1
|
400,000
|
4
|
1,600,000
|
Non-cumulative Preference Shares of £1 (series 1)
|
54,442
|
1
|
54,442
|
Non-cumulative Preference Shares of €0.01 (Series 1)
|
1,250,000
|
1
|
1,250,000
|
Non-cumulative Preference Shares of €0.01 (Series 2)
|
784,989
|
1
|
784,989
|
Non-cumulative Preference Shares of €0.01 (Series 3)
|
9,429
|
1
|
9,429
|
Non-cumulative Preference Shares of US$0.01 (Series M)
|
23,125,869
|
1
|
23,125,869
|
Non-cumulative Preference Shares of US$0.01 (Series N)
|
22,113,160
|
1
|
22,113,160
|
Non-cumulative Preference Shares of US$0.01 (Series P)
|
9,883,307
|
1
|
9,883,307
|
Non-cumulative Preference Shares of US$0.01 (Series Q)
|
20,646,938
|
1
|
20,646,938
|
Non-cumulative Preference Shares of US$0.01 (Series R)
|
10,163,932
|
1
|
10,163,932
|
Non-cumulative Preference Shares of US$0.01 (Series S)
|
26,449,040
|
1
|
26,449,040
|
Non-cumulative Preference Shares of US$0.01 (Series T)
|
51,245,839
|
1
|
51,245,839
|
Non-cumulative Preference Shares of US$0.01 (Series U)
|
10,130
|
1
|
10,130
|
Total:
|
6,183,226,235
|
24,235,693,715
|
For filings with the FSA include the annex
|
|
For filings with issuer exclude the annex
|
|
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
|
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii
|
The Royal Bank of Scotland Group plc
|
||||
2. Reason for the notification
(please tick the appropriate box or boxes):
|
|||||
An acquisition or disposal of voting rights
|
|||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
|||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
|
|||||
An event changing the breakdown of voting rights
|
x
|
||||
Other (please specify):
|
|||||
3. Full name of person(s) subject to the
notification obligation:
iii
|
The Solicitor for the affairs of Her Majesty's Treasury
|
||||
4. Full name of shareholder(s)
(if different from 3.):iv
|
|||||
5. Date of the transaction and date on
which the threshold is crossed or
reached:
v
|
18 June 2012
|
||||
6. Date on which issuer notified:
|
19 June 2012
|
||||
7. Threshold(s) that is/are crossed or
reached:
vi, vii
|
Fallen below 66%
|
8. Notified details:
|
|||||||||||||||||
A: Voting rights attached to shares
viii, ix
|
|||||||||||||||||
Class/type of
shares
if possible using
the ISIN CODE
|
Situation previous
to the triggering
transaction
|
Resulting situation after the triggering transaction
|
|||||||||||||||
Number
of
Shares
|
Number
of
Voting
Rights
|
Number
of shares
|
Number of voting
rights
|
% of voting rights x
|
|||||||||||||
Direct
|
Direct
xi
|
Indirect
xii
|
Direct
|
Indirect
|
|||||||||||||
GB00B7T77214
|
3,964,483,519
|
15,857,934,076
|
3,964,483,519
|
15,857,934,076
|
65.43%
|
||||||||||||
B: Qualifying Financial Instruments
|
|||||||||||||||||
Resulting situation after the triggering transaction
|
|||||||||||||||||
Type of financial
instrument
|
Expiration
date
xiii
|
Exercise/
Conversion Period
xiv
|
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
|
% of voting
rights
|
|||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
xv, xvi
|
|||||||||||||||||
Resulting situation after the triggering transaction
|
|||||||||||||||||
Type of financial
instrument
|
Exercise price
|
Expiration date
xvii
|
Exercise/
Conversion period
xviii
|
Number of voting rights instrument refers to
|
% of voting rights
xix, xx
|
||||||||||||
Series 1 class B shares
|
£5.00 (subject to adjustment)
|
-
|
Any time
|
Up to 20,400,000,000 (depending on extent of conversion into ordinary shares)
|
Nominal
|
Delta
|
|||||||||||
Up to 45.7%
|
|||||||||||||||||
Total (A+B+C)
|
|||||||||||||||||
Number of voting rights
|
Percentage of voting rights
|
||||||||||||||||
36,257,934,076
|
81.54%
|
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
|
||
UKFI Financial Investments Limited, a company wholly-owned by Her Majesty's Treasury, is entitled to exercise control over the voting rights which are the subject of this notification (pursuant to certain management arrangements agreed with Her Majesty's Treasury).
The solicitor for the affairs of Her Majesty's Treasury is acting as nominee for Her Majesty's Treasury.
|
||
Proxy Voting:
|
||
10. Name of the proxy holder:
|
||
11. Number of voting rights proxy holder will cease
to hold:
|
||
12. Date on which proxy holder will cease to hold
voting rights:
|
||
13. Additional information:
|
||
14. Contact name:
|
Vicky Malpus, UKFI
|
|
15. Contact telephone number:
|
+44 (0)207 070 5942
|
|
Note: Annex should only be submitted to the FSA not the issuer
|
|
Annex: Notification of major interests in share
|
|
|
|
A: Identity of the persons or legal entity subject to the notification obligation
|
|
Full name
(including legal form of legal entities)
|
The Solicitor for the affairs of Her Majesty's Treasury
|
Contact address
(registered office for legal entities)
|
One Kemble Street, London, WC2B 4TS
|
Phone number & email
|
c/o Vicky Malpus;
vicky.malpus@ukfi.co.uk;
0207 070 5942
|
Other useful information
(at least legal representative for legal persons)
|
|
B: Identity of the notifier, if applicable
|
|
Full name
|
Vicky Malpus
|
Contact address
|
UKFI, 1a Cockspur Street, London SW1Y 5BG
|
Phone number & email
|
vicky.malpus@ukfi.co.uk; 0207 070 5942
|
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation)
|
UKFI holds power of attorney to act in TSol's name and on its behalf in connection with all meetings of shareholders held by The Royal Bank of Scotland Group
|
C: Additional information
|
|
For notes on how to complete form TR-1 please see the FSA website.
|
THE ROYAL BANK OF SCOTLAND GROUP plc (Registrant)
|
By:
|
/s/ Jan Cargill
|
Name:
Title:
|
Jan Cargill
Deputy Secretary
|