|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCREYNOLDS JOHN W 3738 OAK LAWN AVENUE DALLAS, TX 75219 |
 X |  |  President |  |
Sonia Aube, Attorney-in-fact | 02/12/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On January 27, 2014 the Common Units of Energy Transfer Equity, L.P. split 2-for-1 resulting in an increase of the reporting person's indirect ownership of 3,662,602 Common Units. The Amount of Securities Beneficially Owned also reflects a prorata distribution of 265,000 units to a limited partner without change in beneficial ownership. |
(2) | On January 27, 2014 the Common Units of Energy Transfer Equity, L.P. split 2-for-1 resulting in an increase of the reporting person's ownership of 105,700 Common Units. |
(3) | On January 27, 2014 the Common Units of Energy Transfer Equity, L.P. split 2-for-1 resulting in an increase of the reporting person's indirect ownership of 100 Common Units. |
(4) | The reported Common Units are owned directly by a limited partnership of which Mr. McReynolds is the general partner. Mr. McReynolds disclaims beneficial ownership of the reported Common Units except to the extent of his pecuniary interest therein. |
(5) | On January 27, 2014 the Common Units of Energy Transfer Equity, L.P. split 2-for-1 resulting in an increase of the reporting person's indirect ownership of 2,521,570 Common Units. |