UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | Â (3) | 05/01/2020 | Common Stock | 50,000 | $ 6.59 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JOSEPHS ROBIN 950 TOWER LANE, 6TH FLOOR FOSTER CITY, CA 94404 |
 X |  |  |  |
/s/ Margaretta Smith For: Robin Josephs | 05/06/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amendment to the Initial Statement of Beneficial Ownership of Securities on Form 3 originally filed with the Securities and Exchange Commission on May 3, 2013 is being filed to correct the original Form 3 filing by including footnote 2 to Table 1 - Non-Derivative Securities Beneficially Owned. Footnote 2 was omitted in error, and this amendment corrects that error. There are no other changes to the original Form 3 filing. |
(2) | Represents shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The RSU award vests quarterly in equal installments over a period of four years beginning on May 2, 2013. The initial vest date will be August 2, 2013. |
(3) | The shares of common stock subject to the option vest monthly in equal installments over a period of four years beginning on May 2, 2013. The initial vest date will be June 2, 2013. |