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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options (Right to Buy) | $ 7.12 | 11/30/2012 | M | 221,225 | (2) | 09/05/2014 | Class A Common Stock | 221,225 | $ 0 | 0 | D (3) | ||||
Options (Right to Buy) | $ 7.49 | 11/30/2012 | M | 41,666 | 02/24/2010 | 06/25/2013 | Class A Common Stock | 41,666 | $ 0 | 0 | D (3) | ||||
Options (Right to Buy) | $ 7.08 | 11/30/2012 | M | 20,833 | 02/24/2010 | 06/25/2013 | Class A Common Stock | 20,833 | $ 0 | 0 | D (3) | ||||
Options (Right to Buy) | $ 10.78 | 11/30/2012 | M | 37,200 | 02/24/2010 | 10/01/2014 | Class A Common Stock | 37,200 | $ 0 | 0 | D (3) | ||||
Options (Right to Buy) | $ 10.78 | 11/30/2012 | M | 18,600 | 02/24/2010 | 10/01/2014 | Class A Common Stock | 18,600 | $ 0 | 0 | D (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DOLAN CHARLES F TWO PENN PLAZA NEW YORK, NY 10121 |
X | X | Member of 13D Group | |
DOLAN HELEN A 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
X | Member of 13D Group |
Wiliam A. Frewin, Attorney-in-Fact to Charles F. Dolan | 12/03/2012 | |
**Signature of Reporting Person | Date | |
Wiliam A. Frewin, Attorney-in-Fact for Helen A. Dolan | 12/03/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Securities held directly by Charles F. Dolan, Helen A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of all the securities of The Madison Square Garden Company ("MSG") beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(2) | The options vested in three equal installments on each of March 5, 2010, March 5, 2011 and March 5, 2012. |
(3) | Ms. Dolan disclaims beneficial ownership of all options of MSG beneficially owned or deemed to be beneficially owned by her spouse and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(4) | Shares withheld to pay exercise price and withholding taxes on exercise of options exempt under Rule 16b-3 |
(5) | Disposition to issuer of fractional shares due to rounding exempt under 16b-3. |